illustrated portrait of American writer Truman Capote

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Truman Capote: The Revelation of the Broken Image

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SOURCE: “Truman Capote: The Revelation of the Broken Image,” in Virginia Quarterly Review, Vol. 34, No. 4, Autumn, 1958, pp. 600–17.

[In the following essay, Levine perceives Capote as a writer who deftly explores “the dichotomy in the world between good and evil, the daylight and the nocturnal, man and nature, and between the internal and external manifestation of things.”]

The inclusion of Truman Capote in any discussion that pretends to be at most scholarly and at least literary is usually frowned upon by the more stern-faced of our critics. The mention of his name conjures up images of a wispish, effete soul languishing on an ornate couch, emitting an ether of preciousness and very little else. The reaction to the amazing success of his early books, Other Voices, Other Rooms and A Tree of Night, has relegated Capote to the position of a clever, cute, coy, commercial, and definitely minor figure in contemporary literature, whose reputation has been built less on a facility of style than on an excellent advertising campaign. Even an earnest supporter would have to admit that Capote's stories tiptoe the tenuous line between the precious and the serious.

Yet the attacks on Capote seem more personal than literary. Critics like John Aldridge—whose essay appears in After the Lost Generation, a book that generally has little good to say about anyone (except Mr. Aldridge)—have blatantly confused the author's private life with his literary ability. The notion—as fantastic as any of Capote's stories—that Capote's style comes too easily is an excellent example. Not only is the banner of the tortured writer rather tattered by now but in Capote's case the charge of a “natural style” is false. His first stories—“These Walls Are Cold” and “The Shape of Things”—are written in the painfully realistic prose associated with those young writers in transition from the Saturday Evening Post to the New Yorker. Moreover, Capote is really no more precocious than a number of our outstanding writers. J. D. Salinger published his first story at twenty-one and Carson McCullers had written two novels before she was twenty-four. As with the legend surrounding Fitzgerald, critics have a difficult time discerning Capote from his work, a slight not only to the author but to the critic. Mr. Capote is no more an enfant terrible than Mr. Aldridge is.

Perhaps the most frequent criticism leveled at Capote's work is that he is limited in scope and remote from life. While it is true that Capote writes fantastic and grotesque stories, it is not necessarily true that these stories, because of their genre, must be remote from life. In many ways, Capote has chosen the most universal medium in which to present his thematic material, because the genre of the fantasy, evolving from the day dream, the fairy tale, and the tall tale, is among the oldest and most elemental of fictional forms.

While we must acknowledge Capote's admission that “style is the mirror of an artist's sensibility—more so than the content of his work,” we must also recognize that there is no dearth of content in his work. To understand that content fully we must first posit some very elemental points, because Capote is to a great extent an erudite writer about primal things. At the heart of his writing is the dichotomy in the world between good and evil, the daylight and the nocturnal, man and nature, and between the internal and external manifestation of things. As Harry Levin has pointed out in a different context:

This takes us back to the very beginning of things, the primal darkness, the void that God shaped by creating light and dividing night from day. That division underlies the imagery of the Bible from Genesis to the Apocalypse, and from the word of life to the shadow of death. It is what differentiates the children of light from the children of darkness in the Dead Sea Scrolls.


… But all religions, in accounting for the relation of the earth to the sun and for the diurnal and seasonal cycles, seem to posit some dichotomy, such as the Yin and the Yang of the Orient or the twin paths of the Bhagavad-Gita.

The dichotomy of good and evil exists in each Capote character just as the dichotomy of daylight and nighttime exists in the aggregate of his stories. We might almost say that Capote's stories inhabit two worlds—that of the realistic, colloquial, often humorous daytime and that of the dreamlike, detached, and inverted nocturnal world. This double identity must be viewed with a double vision because Capote's stories can be interpreted either psychologically or as an expression of a spiritual or moral problem. In either case, whether the story be realistic or fantastic, the central focus is on the moment of initiation and the central character is either adolescent or innocent.

One way to distinguish the daylight from the nocturnal tales is to note the hero's position in relation to his private world and the public world. In the daylight stories the movement is out towards the world while in the darker tales the hero tends to move away from the world and in towards his inner Id or soul or imagination. In the daylight variety, there is a tension between the hero and his society which resolves itself often in a humorous and always in a creative or imaginative way. All these stories are told in the first person but none of them tries to move into the character's psyche or soul. The focus, instead, is on the surfaces, the interest and humor deriving from the situation and the action.

The realism in these daylight stories seems to evolve from Capote's early pieces, printed in Decade Magazine. But the warmth, humor, and ease of style lacking in these surface stories is picked up in “My Side of the Matter,” which closely resembles Eudora Welty's “Why I Live at the P. O.” in its colloquial use of language. This slim tale of a minor skirmish between a young, beleaguered hero and his querulous in-laws is slight in comparison to the later “Jug of Silver” and “Children on Their Birthdays.” Both of these stories are markedly similar in that they are concerned with extraordinary, almost supernatural children. The hero of the first story, Appleseed, is blessed with a kind of extrasensory power for determining the amount of money in a jar filled with silver: a power acquired from being born with a caul over his head.

Similarly, the heroine of Capote's most perfect story in the daylight genre, “Children on Their Birthdays,” is a precocious child with an uncanny power. Like Cousin Lymon in Carson McCullers' “Ballad of the Sad Cafe,” Miss Bobbit comes to a new town and disrupts its whole pattern of living with her awesome brand of animal magnetism. From her first appearance, grotesquely made up like an adult and sporting a parasol, Miss Bobbit impresses as a fantastic mixture of innocence and experience, morality and pragmatism. She sings like Sophie Tucker, dances like Gypsy Rose Lee, and possesses the business acumen of a Polly Adler. Miss Bobbit doesn't go to church because she finds the odor there offensive but she adds:

“I don't want you to think I'm a heathen, Mr. C; I've had enough experience to know that there is a God and that there is a Devil. But the way to tame the Devil is not to go down there to church and listen to what a sinful mean fool he is. No, love the Devil like you do Jesus: because he is a powerful man, and will do you a good turn if he knows you trust him. He has frequently done me good turns, like at dancing school in Memphis. … I always called in the Devil to help me get the biggest part in our annual show. That is common sense; you see, I knew Jesus wouldn't have any truck with dancing. Now, as a matter of fact, I have called in the Devil just recently. He is the only one who can help me get out of this town. Not that I live here, not exactly. I think always about somewhere else, somewhere else where everything is dancing, like people dancing in the streets, and everything is pretty, like children on their birthdays. My precious papa said I live in the sky, but if he'd lived more in the sky he'd be rich like he wanted to be. The trouble with my papa was he did not love the Devil, he let the Devil love him. But I am very smart in that respect; I know the next best thing is very often the best.”

It is necessary to distinguish here between the hero in the two worlds of day and night. Notice that the mana-laden child is the hero in the stories discussed so far, while this same figure becomes the shadowy antagonist in Capote's nocturnal stories. Instead, the protagonist becomes an impotent Prufrock, a character to whom things happen. Yet the relationship between the antagonist and the protagonist is ambiguous: one seems the alter ego of the other. The uncanny power in the daylight hero is a creative force—the manifestation of the imagination. In the nocturnal stories the hero is forced to come to grips with the destructive element—the power of blackness which resides in each of us. The confrontation of the psyche leads to the exposure of the constructive and destructive elements: the wish for death and the wish for life.

In Capote's nocturnal stories the movement out into the world becomes simultaneously the movement into the self. John Aldridge has compared Capote's novel Other Voices, Other Rooms unfavorably to Joseph Conrad's Victory. The comparison between the two writers is a just, almost obvious one when used in a different context. If we juxtapose Conrad's Heart of Darkness with any Capote twilight story, it becomes immediately apparent that the structures are the same. In Conrad's story, Marlowe moves into the heart of the dark continent at the same time he moves into the heart of his own subconscious or soul. In reality, the two movements are the same. The same idea occurs in Paul Bowles' The Sheltering Sky, in which two Americans move into the primitive Arab world and the primal inner world simultaneously. Similarly, each Capote nocturnal hero must face a fiendish form of mana, an external force, and his inner guilt. The relationship in all cases is the same: there is an inescapable fascination with the outer and inner faces of evil. The moment of initiation, the shock of recognition, comes when the hero discovers that the two are the same: the mana which confronted him was an external manifestation of his inner identity. The dichotomy then is not only between the two worlds but between the two faces of each world: the constructive and the destructive.

The story of initiation is the search for identity. For instance, in “Master Misery,” one of Capote's favorites by his own admission, his heroine, Sylvia, is caught between the outside world represented by her insensitive girlhood friend, Estelle, and the impersonal, mechanical Santa Clauses in store windows, and the personal world of her own dreams. In an attempt to escape the outside world, Sylvia sells her dreams to the anonymous Master Misery, only to discover that she has not escaped the outer world but only lost the inner.

Sylvia is befriended by Oreilly, a used-up clown with no more dreams to sell, who squints one eye and says: “I don't believe in Jesus Christ, but I do believe in people's souls; and I figure it this way, baby; dreams are the mind of the soul and the secret truth about us.” When Oreilly leaves her with a smile to go “travelling in the blue” where “the best old pie is whiskeyberry pie” and not “loveberry pie,” Sylvia is left completely alone, having lost her dreams and her friend:

I do not know what I want, and perhaps I shall never know, but my only wish from every star will always be another star; and truly I am not afraid, she thought. Two boys came out of a bar and stared at her; in some park some long time ago she'd seen two boys and they might be the same. Truly I am not afraid, she thought, hearing their snowy footsteps following after her: and anyway, there was nothing left to steal.

In no other nocturnal story is the reader as conscious of the tension between the individual and society. Sylvia, in attempting to escape from society, discovers that the destructive element comes from within. Master Misery is himself a bogey man that “all mothers tell their kids about”: a force outside the self and yet an extension of the self. Sylvia's surrender at the end of the story is not to society but to the dark side of her soul, the destructive element which dominates when the creative imagination is exhausted. In this lies the idea that the creative imagination of the dream world is the one thing by which the individual is identified; the surrender of identity and of the creative force is the acquiescence to the death wish.

The differences between the lighter and darker sides of Capote's writing come out more clearly in one of his most famous stories, “Miriam.” In it, an old woman, Mrs. Miller, is haunted by a striking and uncanny child who is her namesake—Miriam. The story shows how Miriam moves in and takes over Mrs. Miller's home, person, and life. The plot is similar to “Children on Their Birthdays” and “Jug of Silver”: an uncanny child upsets the equilibrium of the drab routine of living. Miriam is in many ways similar to Miss Bobbit and we may almost think of her as that remarkable child's darker sister. But in “Miriam” there are some significant differences from the daylight stories, most important of which is the withdrawal from the outside world, a movement from the relationship of self to society to a confrontation of the self by the self in which Miriam becomes an uncanny device—a result of mana and projection. In fact, Miriam stands as the primal alter ego to Mrs. Miller: an extension of her destructive, unconscious instinct. The withdrawal from the outer world is accompanied by a complementary shift in style; the clarity and realism of “Children” is replaced by a filmy and surreal style in which Miriam's fingers “made cobweb movements over the plate, gathering the crumbs.”

The hero's encounter with, and surrender to, mana is perhaps most richly stated in the inverted story, “The Headless Hawk,” in which an extraordinary young girl, half child, half adult, innocent, experienced, demented, homicidal, naïve, and primitive, invades the sterile life of a young failure on the fringes of the art world. Vincent is “a poet who had never written poetry, a painter who had never painted, a lover who had never loved (absolutely)—someone, in short, without direction and quite headless. Oh, it wasn't that he hadn't tried—good beginnings, always, bad endings, always … a man in the sea, fifty miles from shore; a victim, born to be murdered, either by himself or another; an actor unemployed.” Vincent falls under the spell of a demented young girl, D. J., whose painting of a headless hawk hovering over a headless body—a vivid symbol of his own disconnectedness—forces on Vincent “a note of inward recognition.” Vincent takes the girl as his mistress because she recalls from his past his incurable fascination with carnival freaks and because “it was true that about those he loved there was always a little something wrong, broken.” D. J. thus becomes a mirror of his own disconnected self into which he can retreat. He shuns all his old friends because he does not know how to explain his relationship with the grotesque young girl.

However, Vincent's immersion in D. J. takes a sharp turn when he discovers her obsession with a Mr. Destronelli, a shadowy figure out of her past who she is sure will kill her. When Vincent discovers her dementia he knows he must betray her in favor of his old life, just as he had betrayed his other lovers, just as “he'd betrayed himself with talents unexploited, voyages never taken, promises unfulfilled … why in his lovers must he always find the broken image of himself?” He soon turns her out of the house and on the same day symbolically stabs the headless hawk in her painting as he is trying to catch a butterfly. But, of course, he has not escaped her. D. J. haunts him night and day, convinced that he is Destronelli. Vincent, returned to his old world which he now finds “sterile and spurious,” discovers that he is held by “a nameless disorder … a paralysis of time and identity.” Vincent's fascination with D. J. is the fatal confrontation with Mr. Destronelli—the executioner in each of us: he sees in D. J. the grotesque reflection of his own broken image.

The heart of the matter—the heart of darkness—is revealed significantly enough in a dream that Vincent has on the night of D. J.'s eighteenth birthday. He is at a huge party with “an old man with yellow-dyed hair, powdered cheeks, kewpie-doll lips: Vincent recognizes Vincent.” The old man is on Vincent's back and Vincent feels out of place until he notices that he is not alone. “He notices then that many are also saddled with malevolent semblances of themselves, outward embodiments of inner decay.” The host has a headless hawk attached to his wrist drawing blood with its talons. Suddenly the host announces in a soprano voice: “Attention! The dancing will commence.” Vincent finds himself dancing with a succession of old lovers.

Again, a new partner. It is D. J., and she too has a figure barnacled to her back, an enchanting auburn-haired child; like an emblem of innocence, the child cuddles to her chest a snowball kitten. “I am heavier than I look,” says the child, and the terrible voice retorts, “But I am heaviest of all.” The instant their hands meet he begins to feel the weight upon him diminish; the old Vincent is fading. His feet lift off the floor, he floats upward from her embrace. The victrola grinds away loud as ever, but he is rising high, and the white receding faces gleam below like mushrooms on a dark meadow.


The host releases his hawk, sends it soaring. Vincent thinks, no matter, it is a blind thing, and the wicked are safe among the blind. But the hawk wheels above him, swoops down, claws foremost; at last he knows there is to be no freedom.

The confrontation of the inner world becomes the confrontation of man's innate guilt. The dark side of the subconscious reflects not only the death instinct but the Christian sense of man's depravity. The burden that each carries becomes more than the darker alter ego: it is also the sense of original sin which each of us carries like a cross. Thus even the child is heavier than she looks; and thus Vincent cannot transcend his wickedness, even among the blind, even through love. Truly, there is to be no freedom from original sin.

The ingredients in all of Capote's nocturnal stories are present in their most striking expression, “A Tree of Night.” Kay, a young college girl on her way back to her insulated environment from her uncle's funeral is intimidated by two grotesque carnival performers: a deaf mute who plays Lazarus by being buried alive in tank towns and his one connection with the outside world, a woman made freakish by her huge head. Much against her will, Kay is coerced, almost mesmerized, into buying a worthless charm which she had previously refused to buy. Like Capote's other heroes, Kay finds herself acquiescing to an uncanny power.

As Kay watched, the man's face seemed to change form and recede before her like a moon-shaped rock sliding downward under a surface of water. A warm laziness relaxed her. She was dimly conscious of it when the woman took away her purse, and when she gently pulled the raincoat like a shroud above her head.

On the one level the story may be read as a tawdry and ironic parable of Lazarus—

“I am Lazarus come from the dead, Come back to tell you all, I shall tell you all”—If one, settling a pillow by her head, Should say: “That is not what I meant at all; That is not it, at all.”

—just as Carson McCullers' novel, The Heart Is a Lonely Hunter, can be read as an ironic parable of Christ. But perhaps the religious significance is being overemphasized:

[Confronted by the afflicted mute] Kay knew of what she was afraid: it was a memory, a childish memory of terrors that once, long ago, had hovered above her like haunted limbs on a tree of night. Aunts, cooks, strangers—each eager to spin a tale or teach a rhyme of spooks and death, omens, spirits, demons. And always there had been the unfailing threat of the wizard man: stay close to the house, child, else the wizard man'll snatch and eat you alive! He lived everywhere, the wizard man, and everywhere was danger. At night, in bed, hear him tapping at the window? Listen!

Fear seems the motivating emotion in these stories just as love is the motivating force in McCullers' novels. “All our acts are acts of fear,” remembered Walter Ranney, the hero of “Shut a Final Door,” and perhaps he was right. For the wizard men and the Master Miseries are all personifications of some form of mana, formalized by superstition—that primitive and perhaps honest type of religious observance. At the same time, the Master Miseries and the Destronellis are not the products of our creative imagination but the very heart of darkness, the black, destructive, guilt-ridden side of our subconscious and soul. In each of these nocturnal stories, a seemingly normal but creatively bankrupt person encounters a destructive force at once outside himself and within his depths, which is so dreadful that he is utterly vanquished by fear and surrenders his very essence—his identity. The hero is drawn towards the source of power—the primal heart of darkness—and in doing so removes himself from the public world. Like Narcissus watching his reflection, Capote's hero becomes fascinated and mesmerized by his own evil alter ego. Like Jacob wrestling with the dark angel, the hero in these stories is wrestling not only with the outside world of reality but with his own personal world, losing the former while winning the latter. For the moment of defeat, of despair, of unconditional surrender, is also the moment of revelation.

What we have discovered about the two worlds of Truman Capote's short stories is equally true in his two novels. Conveniently, one novel describes each world: The Grass Harp seems the daylight metaphor of Other Voices, Other Rooms. And yet both novels exhibit a deepening of perception, a widening of scope, and an enrichening of the dense thematic material found in the stories. On the other hand, neither novel is entirely successful, whereas some of his stories—notably “Children on Their Birthdays” and “A Tree of Night”—are striking examples of their medium. Even Capote admits he is most at home in the short story.

Still, no piece of Capote's fiction has elicited as much comment, criticism, and bewilderment as the gothic and complex first novel, Other Voices, Other Rooms. Indeed, the dust jacket picture of the sensitive reclining face staring out from beneath boyish bangs was perhaps as great a cause for the excited confusion as anything in the book. But the difficult and fantastic remoteness of the book has been exaggerated by the mistaken identification of the hero with his exotic and precocious creator. Basically, Other Voices resembles Capote's twilight stories in that it concerns an adolescent's initiation into the private and inverted adult world, full of danger and evil. John Aldridge has called it essentially a search for the father and Carvel Collins has likened it to the quest for the Holy Grail: both are right. Yet Joel Knox's search for his father, which leads him from the realistic daylight of New Orleans to the fantastic twilight of Skully's Landing, can be considered as a search for identity. Joel moves from the outside world towards the personal, just as he moves from the bright afternoon heat of Noon City to the dream-like darkness of his new home—Skully's Landing.

John Aldridge has accused Capote of being metaphorical and remote, but his symbolic treatment of thematic material seems clear enough if examined in the same manner as we have examined his other stories. Like his other work, Other Voices can be read from either a psychological or a moral, perhaps Christian, viewpoint. Basically, Joel “was trying to locate his father, that was the long and short of it,” for the discovery of his father's identity would cast some light on his own essence. But when Joel discovers the horrible truth that his father is a helpless, paralyzed invalid, he must look elsewhere for help in his search for identity. Joel stands as a stranger at Skully's Landing, poised between going further into the private world with his fascinating, witty, cynical, and homosexual cousin, Randolph, and moving out into the real world with the adolescent tomboy, Idabel. Joel's initiation can be seen as a straight-line development from the outside world of Noon City through the decadent limbo of Skully's Landing to the private, dreamlike ruins of the Cloud Hotel—and back again.

In order to tell his story, Capote has expanded the technique of metaphorical use of characterization seen in “Miriam” and “The Headless Hawk.” Each character in Other Voices is a metaphor or alter ego of another. The tomboy, Idabel, has a twin sister, Florabel, because, as Florabel says, “the Lord always sends something bad with the good.” Similarly, the dwarfish Miss Wisteria, “weeping because little boys must grow tall,” is a grotesque reflection of Randolph's hopeless, homosexual quest for completion. Little Sunshine, the hermit who inhabits his own private world at the Cloud Hotel, mirrors the old negro servant, Jesus Fever. And, finally, Joel himself is reflected in Jesus Fever's daughter, Zoo: both must reject their fathers in an effort to escape from the Landing.

Joel's first test comes when he is not allowed to meet his father. In his mind the illusions he had built around his father are confused with the reality of his father's absence. “He couldn't believe in the way things were turning out: the difference between this happening, and what he'd expected was too great.” With the confrontation of his father's impotence, Joel must look elsewhere for the key to his identity. Randolph offers him one possibility: the narcissistic immersion in the self.

“They can romanticize us so, mirrors, and that is their secret: what a subtle torture it would be to destroy all the mirrors in the world: where then could we look for reassurance of our identities? I tell you, my dear, Narcissus was no egotist … he was merely another of us who, in our unshatterable isolation, recognized, on seeing his reflection, the one beautiful comrade, the only inseparable love … Poor Narcissus, possibly the only human who was ever honest on this point.”

But even in the personal world Randolph cannot escape his own guilt for “it is easy to escape daylight, but night is inevitable, and dreams are the giant cage.” Like Vincent, in “The Headless Hawk,” Randolph is “a victim born to be murdered, either by himself or another.” He remains a broken figure hopelessly committed to, and castrated by, the destructive side of his personal vision.

Caught between a loyalty to his father and a need to escape his stultifying influence, Joel at first rejects his father for Idabel, with whom he plans to run away. But the final act of initiation—the revelation of his own guilt that smashes the tinted glasses of childhood—renders Joel powerless to escape. In leaving his father, Joel, like Zoo, is judged guilty by his father and must act as his own executioner. Both he and Zoo can never really leave the Landing; their dreams of escape from limbo are shattered. When Randolph takes Joel to the Cloud Hotel—the private world which Randolph never left—a revelation of identity comes to Joel in a flash of insight:

(He looked into the fire, longing to see their faces as well, and the flames erupted an embryo: a veined, vacillating shape, its features formed slowly, and even when complete stayed veiled in dazzle; his eyes burned tar-hot as he brought them nearer: tell me, tell me, who are you? are you someone I know? are you dead? are you my friend? do you love me? But the painted disembodied head remained unborn beyond its mask, and gave no clue. Are you someone I am looking for? he asked, not knowing whom he meant, but certain that for him there must be such a person, just as there was for everybody else: Randolph with his almanac, Miss Wisteria and her search by flashlight, Little Sunshine remembering other voices, other rooms, all of them remembering, or never having known. And Joel drew back. If he recognized the figure in the fire, then what ever would he find to take its place? It was easier not to know, better holding heaven in your hand like a butterfly that is not there at all.)

Unable to live in either the private or the real world, Joel makes the compromise of the artist: finding his identity by walking the tenuous line between the illusory and the tangible, between the imaginative and the real:

“I am me,” Joel whooped. “I am Joel, we are the same people”…

And Joel realized then the truth; he saw how helpless Randolph was: more paralyzed than Mr. Sansom, more childlike than Miss Wisteria, what else could he do, once outside and alone, but describe a circle, the zero of his nothingness? Joel slipped down from the tree; he had not made the top, but it did not matter, for he knew who he was, he knew that he was strong.

Yet Joel's search for his identity contains another and perhaps more significant level of meaning. At the very beginning of the book, while riding to Skully's Landing, Joel passes a sign—a sign for him and for the reader: “The Lord Jesus is Coming! Are you ready?” But the Christ figure we meet is one we are not prepared for: the paralytic father, Mr. Sansom, who drops red tennis balls like drops of blood, an ironic, afflicted Christ similar to the deaf-mute, Singer, in Carson McCullers' The Heart Is a Lonely Hunter. Joel's search for his father leads to the confrontation of his innate guilt—guilt symbolized in the desertion of his father and manifested in his sudden awareness of the disparity between illusion and reality and his perception of the impossibility of escape from the Landing. His situation is mirrored by Zoo, who leaves her father's grave to escape the Landing only to find that she has taken “the wrong road” to salvation. She is crucified by assaulters just as Joel, like Christ, is condemned and abandoned by his father and crucified by surrendering to Randolph. But in the act of crucifixion are the seeds of redemption: Joel is crucified a boy and resurrected a man.

Every Capote character is scarred permanently just as Zoo bears the marks of a razor slashing on her neck. They are all marked men, marked perhaps by original sin. Even the artist—like Joel—is afflicted: “the feeble-minded, the neurotic, the criminal, perhaps, also, the artist, have unpredictability and perverted innocence in common.” But Capote's nocturnal hero remains essentially the failure. And in Randolph he has created his most fascinating and grotesque failure, who speaks for Vincent and Sylvia, Mrs. Miller and Walter Ranney, when he says:

“But we are alone, darling child, terribly, isolated each from the other; so fierce is the world's ridicule we cannot speak or show our tenderness; for us, death is stronger than life, it pulls like a wind through the dark, all our cries burlesqued in joyless laughter; and with the garbage of loneliness stuffed down us until our guts burst bleeding green, we go screaming round the world, dying in our rented rooms, nightmare hotels, eternal homes of the transient heart.”

In The Grass Harp, Capote again moves to the daylight style. Essentially, it is the story of a group of innocents, alienated from society because of their innocence, who move into a tree house to escape the world and discover their true selves. The theme is again the search for true identity. For the tree dissolves all of society's restrictions and replaces them with a beatific feeling of freedom; it is a realm where wish becomes fulfillment. The tree becomes the refuge for the outcasts from society: the saintly Dolly, the most innocent of all, who, like J. D. Salinger's misfit hero, Seymour Glass, loves people so much she hides in corners for fear of scaring them with her love. With Dolly is her constant companion, Catherine, a zany mixture of Negro and Indian, harshness and loyalty, who brings to the tree house a sense of hard-headed reality, and Collin Fenwick, the adolescent narrator, who lives with Dolly and her brutish sister, Verena. These three have left home after a quarrel over Dolly's home-remedy dropsy cure: Verena wants to mass produce it and Dolly refuses to commercialize it. They are soon joined by a retired judge, Judge Cool, whose sons feel has outgrown his usefulness. “I sometimes imagine,” he says, “all those whom I've called guilty have passed the real guilt on to me: it's partly that that makes me want once before I die to be right on the right side.” The fifth party is a “tense, trigger-tempered,” directionless youth, Riley Henderson, who also happens to be Collin's idol.

Like Salinger's Holden Caulfield, these five stage a “quixotic” battle against hypocrisy, materialism, and anything that takes beauty away from the world. The small revolt from society forces them to move towards the inner world of the imagination. Judge Cool sums up the whole idea nicely:

“But ah, the energy we spend hiding from one another, afraid as we are of being identified. But here we are, identified: five fools in a tree. A great piece of luck provided we know how to use it: no longer any need to worry about the picture we present—free to find out who we truly are. If we know that no one can dislodge us; it's the uncertainty concerning themselves that makes our friends conspire to deny the differences. By scrapes and bits I've in the past surrendered myself to strangers—men who disappeared down the gangplank, got off at the next station: put together, maybe they would've made the one person in the world—but there he is with a dozen different faces moving down a hundred separate streets. This is my chance to find that man—you are him, Miss Dolly, Riley, all of you.”

But this leafy retreat seems hardly the place for soul-searching; Verena soon has the authorities there to demand that they return to their homes. A pitched battle occurs between the rebels and the authorities, which, with the help of the right of creative imagination and the might of an ingenious family of gypsies, is decided in favor of the rebels. However, they do leave the tree house when Verena returns broken by the swindler of her heart and money—the bogus doctor who was to bottle the dropsy cure. Dolly returns to Verena because she is needed and the magic of the “dissolving” chinaberry tree is gone.

In the story the end of innocence is two-fold. For Collin, it is an elegiac remembrance of things past, a vicarious initiation at Dolly's own loss of innocence, and his real initiation at Dolly's death. But for Collin the act of initiation brings the discovery of love and the redemption of the identity. It now becomes clear that for Capote love is the redeeming element in life. Echoing the judge's words in an earlier part of the book, Dolly tells Collin just before her death:

“Charlie said that love is a chain of love. I hope you listened and understood him. Because when you can love one thing … you can love another, and that is owning, that is something to live with. You can forgive everything.”

Like Carson McCullers in her story, “A Tree, A Rock, A Cloud,” Capote here shows “that life is a chain of love, as nature is a chain of life.” Arching over the story of Dolly and Collin and the chinaberry tree is the grass harp, a symbol of the immutable moral order, an order of the good and the imaginative which always tells a story of the lives of the people, good and bad, with and without identity, who have lived and died there. And so the search for identity comes to rest in the shock of recognition—recognition of the primacy of the natural order of the creative instinct—of love and imagination over the death wish. Both Joel and his daylight brother, Collin, have learned the same thing: the search inward for identity must eventually turn outward if it is to reflect anything but the broken image of the grotesque self.

The world was a frightening place, yes, he knew: unlasting, what could be forever? or only what it seemed? rock corrodes, rivers freeze, fruit rots; stabbed, blood of black and white bleeds alike; trained parrots tell more truth than most, and who is lonelier: the hawk or the worm? every flowering heart shrivels dry and pitted as the herb from which it bloomed, and while the old man grows spinsterish, his wife assumes a mustache; moment to moment, changing, changing, like the cars on the ferris-wheel. Grass and love are always greener; but remember Little Three Eyes? show her love and apples ripen gold, love vanquishes the Snow Queen, its presence finds the name, be it Rumpelstiltskin or merely Joel Knox: that is constant.

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The Metaphorical World of Truman Capote

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