Oliver Wendell Holmes, Jr.

by Oliver Wendell Holmes Jr.

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Mr. Justice Holmes

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SOURCE: "Mr. Justice Holmes," in A Mencken Chrestomathy, edited by H. L. Mencken, Alfred A. Knopf, 1942, pp. 258-65.

[In the following review of The Dissenting Opinions of Mr. Justice Holmes, originally published in the American Mercury in May 1930, Mencken pronounces Holmes's decisions "interesting as literature" because of his "easy-going cynicism, " but argues against the widely-held notion that Holmes was a political liberal defending freedom.]

Mr. Justice Holmes's dissenting opinions [presented in The Dissenting Opinions of Mr. Justice Holmes] have got so much fawning praise from Liberals that it is somewhat surprising to discover that Mr. Lief is able to muster but fifty-five of them, and even more surprising to hear from Dr. Kirchwey that in only one case did the learned justice stand quite alone, and that the cases "in which he has given expression to the judgment of the court, or in which he has concurred in its judgment, far out-number, in the ratio of eight or ten to one, those in which he felt it necessary to record his dissent."

There is even more surprising stuff in the opinions themselves. In three Espionage Act cases, including the Debs case, one finds a clear statement of the doctrine that, in war time, the rights guaranteed by the First Amendment cease to have any substance, and may be set aside summarily by any jury that has been sufficiently inflamed by a district attorney itching for higher office. In Fox vs. the State of Washington we learn that any conduct "which shall tend to encourage or advocate disrespect for the law" may be made a crime, and that the protest of a man who believes that he has been jailed unjustly, and threatens to boycott his persecutors, may be treated as such a crime. In Moyer vs. Peabody it appears that the Governor of a State, "without sufficient reason but in good faith," may call out the militia, declare martial law, and jail anyone he happens to suspect or dislike, without laying himself open "to an action after he is out of office on the ground that he had no reasonable ground for his belief." And in Weaver vs. Palmer Bros. Co. there is the plain inference that in order to punish a theoretical man, A, who is suspected of wrong-doing, a State Legislature may lay heavy and intolerable burdens upon a real man, B, who has admittedly done no wrong at all.

I find it hard to reconcile such notions with any plausible concept of Liberalism. They may be good law, but it is impossible to see how they can conceivably promote liberty. My suspicion is that the hopeful Liberals of the 20s, frantically eager to find at least one judge who was not violently and implacably against them, seized upon certain of Mr. Justice Holmes's opinions without examining the rest, and read into them an attitude that was actually as foreign to his ways of thinking as it was to those of Mr. Chief Justice Hughes. Finding him, now and then, defending eloquently a new and uplifting law which his colleagues proposed to strike off the books, they concluded that he was a sworn advocate of the rights of man. But all the while, if I do not misread his plain words, he was actually no more than an advocate of the rights of law-makers. There, indeed, is the clue to his whole jurisprudence. He believed that the law-making bodies should be free to experiment almost ad libitum, that the courts should not call a halt upon them until they clearly passed the uttermost bounds of reason, that everything should be sacrificed to their autonomy, including, apparently, even the Bill of Rights. If this is Liberalism, then all I can say is that Liberalism is not what it was when I was young.

In those remote days, sucking wisdom from the primeval springs, I was taught that the very aim of the Constitution was to keep law-makers from running amok, and that it was the highest duty of the Supreme Court, following Marbury vs. Madison, to safeguard it against their forays. It was not sufficient, so my instructors maintained, for Congress or a State Legislature to give assurance that its intentions were noble; noble or not, it had to keep squarely within the limits of the Bill of Rights, and the moment it went beyond them its most virtuous acts were null and void. But Mr. Justice Holmes apparently thought otherwise. He held, it would seem, that violating the Bill of Rights is a rare and difficult business, possible only by summoning up deliberate malice, and that it is the chief business of the Supreme Court to keep the Constitution loose and elastic, so that blasting holes through it may not be too onerous. Bear this doctrine in mind, and you will have an adequate explanation, on the one hand, of those forward-looking opinions which console the Liberals—for example, in Lochner vs. New York (the bakery case), in the child labor case, and in the Virginia case involving the compulsory sterilization of imbeciles—and on the other hand, of the reactionary opinions which they so politely overlook—for example, in the Debs case, in Bartels vs. Iowa (a war-time case, involving the prohibition of foreign-language teaching), in the Mann Act case (in which Dr. Holmes concurred with the majority of the court, and thereby helped pave the way for the wholesale blackmail which Mr. Justice McKenna, who dissented, warned against), and finally in the long line of Volstead Act cases.

Like any other man, of course, a judge sometimes permits himself the luxury of inconsistency. Mr. Justice Holmes, it seems to me, did so in the wiretapping case and again in the Abrams case, in which his dissenting opinion was clearly at variance with the prevailing opinion in the Debs case, written by him. But I think it is quite fair to say that his fundamental attitude was precisely as I have stated it. Over and over again, in these opinions, he advocated giving the legislature full head-room, and over and over again he protested against using the Fourteenth Amendment to upset novel and oppressive laws, aimed frankly at helpless minorities. If what he said in some of those opinions were accepted literally there would be scarcely any brake at all upon lawmaking, and the Bill of Rights would have no more significance than the Code of Manu.

The weak spot in his reasoning, if I may presume to suggest such a thing, was his tacit assumption that the voice of the legislature was the voice of the people. There is, in fact, no reason for confusing the people and the legislature: the two, in these later years, are quite distinct. The legislature, like the executive, has ceased, save indirectly, to be even the creature of the people: it is the creature, in the main, of pressure groups, and most of them, it must be manifest, are of dubious wisdom and even more dubious honesty. Laws are no longer made by a rational process of public discussion; they are made by a process of blackmail and intimidation, and they are executed in the same manner. The typical lawmaker of today is a man wholly devoid of principle—a mere counter in a grotesque and knavish game. If the right pressure could be applied to him he would be cheerfully in favor of polygamy, astrology or cannibalism.

It is the aim of the Bill of Rights, if it has any remaining aim at all, to curb such prehensile gentry. Its function is to set a limitation upon their power to harry and oppress us to their own private profit. The Fathers, in framing it, did not have powerful minorities in mind; what they sought to hobble was simply the majority. But that is a detail. The important thing is that the Bill of Rights sets forth, in the plainest of plain language, the limits beyond which even legislatures may not go. The Supreme Court, in Marbury vs. Madison, decided that it was bound to execute that intent, and for a hundred years that doctrine remained the corner-stone of American constitutional law. But in late years the court has taken the opposite line, and public opinion seems to support it. Certainly Dr. Holmes did not go as far in that direction as some of his brother judges, but equally certainly he went far enough. To call him a Liberal is to make the word meaningless.

Let us, for a moment, stop thinking of him as one, and let us also stop thinking of him as a littérateur, a reformer, a sociologist, a prophet, an evangelist, a metaphysician; instead, let us think of him as something that he undoubtedy was in his Pleistocene youth and probably remained ever after, to wit, a soldier. Let us think of him, further, as a soldier extraordinarily ruminative and articulate—in fact, so ruminative and articulate as to be, in the military caste, almost miraculous. And let us think of him still further as a soldier whose natural distaste and contempt for civilians, and corollary yearning to heave them all into Hell, was cooled and eased by a stream of blood that once flowed through the Autocrat of the Breakfast Table—in brief, as a soldier beset by occasional doubts, hesitations, flashes of humor, bursts of affability, moments of sneaking pity. Observe that I insert the wary word, "occasional"; it surely belongs there. On at least three days out of four, during his long years on the bench, the learned justice remained the soldier—precise, pedantic, unimaginative, even harsh. But on the fourth day a strange amiability overcame him, and a strange impulse to play with heresy, and it was on that fourth day that he acquired his singular repute as a sage.

There is no evidence in Dr. Holmes's decisions that he ever gave any really profound thought to the great battle of ideas which raged in his time. He was interested in those ideas more or less, and now and then his high office forced him to take a hand in the battle, but he never did so with anything properly describable as passionate conviction. The whole uproar, one gathers, seemed fundamentally foolish to him. Did he have any genuine belief in democracy? Apparently the answer must be no. It amused him as a spectacle, and there were times when he was in the mood to let that spectacle run on, and even to help it on, but there were other times when he was moved to haul it up with a sharp command. That, no doubt, is why his decisions show so wide a spread and so beautiful an inconsistency, baffling to those who would get him into a bottle. He could, on occasion, state the case for the widest freedom, whether of the individual citizen or of the representative lawmaker, with a magnificent clarity, but he could also on occasion give his vote to the most brutal sort of repression. It seems to me that the latter occasions were rather more numerous than the former. And it seems to me again, after a very attentive reading of his decisions, that what moved him when he was disposed to be complacent was far less a positive love of liberty than an amiable and half contemptuous feeling that those who longed for it ought to get a horse-doctor's dose of it, and thereby suffer a really first-rate belly-ache.

This easy-going cynicism of his is what gave his decisions their peculiar salacity, and made them interesting as literature. It separated them sharply from the writings of his fellow judges, most of whom were frankly dull dogs. He had a considerable talent for epigram, and like any other man who possesses it was not shy about exercising it. I do not go so far as to allege that it colored and conditioned his judgment, that the apt phrase actually seduced him, but certainly it must be plain that once his mood had brought him to this or that judgment the announcement of it was sometimes more than a little affected by purely literary impulses. Now and then, alas, the result was far more literature than law. I point, for example, to one of his most celebrated epigrams: "Three generations of morons are enough." It is a memorable saying, and its essential soundness need not be questioned, but is it really judicial, or even legal, in form and content; does it offer that plain guidance which the higher courts are supposed to provide? What of the two generations: are they too little? I should not want to be a nisi prius judge if all the pronunciamentoes of the Supreme Court were so charmingly succinct and memorable—and so vague.

The average American judge, as everyone knows, is a mere rabbinical automaton, with no more give and take in his mind than you will find in the mind of a terrier watching a rathole. He converts the law into a series of rubberstamps, and brings them down upon the scalped skulls of the just and unjust alike. The alternative to him, as commonly conceived, is quite as bad—an uplifter in a black robe, eagerly gulping every new brand of Peruna that comes out, and converting his pulpit into a sort of soapbox. Mr. Justice Holmes was neither, and he was better than either. He was under no illusions about the law. He knew very well that its aim was not to bring in the millennium, but simply to keep the peace. But he believed that keeping the peace was an art that could be practised in various ways, and that if one of them was by using a club then another was by employing a feather. Thus the Liberals, who long for tickling with a great and tragic longing, were occasionally lifted to the heights of ecstasy by the learned judge's operations, and in fact soared so high that they were out of earshot of next day's thwack of the club. I suspect that Dr. Holmes himself, when he heard of their enthusiasm, was quite as much amused as flattered. Such misunderstandings are naturally grateful to a skeptic, and they are doubly grateful to a skeptic of the military order, with his professional doubt of all persons who think that they think. I can imagine this skepticism—or, if you chose, cynicism—giving great aid and comfort to him on January 1, 1932, when he entered the chamber of the Supreme Court for the last time, and read his last opinion.

The case was that of one James Dunne, an humble bootician of Eureka, Calif., and the retiring justice delivered the majority opinion. Dunne had been tried in California on an indictment embracing three counts. The first charged him with keeping liquor for sale, the second with possessing it unlawfully, and the third with selling it. The jury acquitted him on the second and third counts, but found him guilty on the first. His counsel thereupon appealed. The evidence as to all three offenses, it was shown, was precisely the same. If the prisoner was innocent of two of them, then how could he be guilty of the third? Mr. Justice Holmes, speaking for himself and all his fellow justices save one, swept away this question in the following words:

Consistency in the verdict is not necessary. Each count in an indictment is regarded as if it was a separate offense. If separate indictments had been presented against the defendant for possession and for maintenance of a nuisance, and had been separately tried, the same evidence being offered in support of each, an acquittal on one could not be pleaded as res judicata of the other. Where the offenses are separately charged in the counts of a single indictment the same rule must hold.

I am not learned in the law, but the special gifts of a lawyer are surely not necessary to see that this judgment disposed completely of the prohibition of double jeopardy in Article I of the Bill of Rights. What it said, in plain English, is that a man may be tried over and over again for what is essentially the same offense, and that if one, two, three or n juries acquit him he may yet be kept in the dock, and so on ad infinitum until a jury is found that will convict him. And what such a series of juries may do may be done by one single jury—by the simple device of splitting his one offense into two, three, four or ç offenses, and then trying him for all of them. In order to go free he must win verdicts of not guilty on every count. But in order to jail him all the prosecuting attorney needs is a verdict of guilty on one.

I commend this decision to Liberals who still cherish the delusion that Dr. Holmes belonged to their lodge. Let them paste it in their Sunday go-to-meeting hats. And I commend to them also the astounding but charming fact that the one judge who dissented was Mr. Justice Pierce Butler, for many years the chief demon in their menagerie. This is what he said:

Excluding the possession negatived by the finding under the second count, there is nothing of substance left in the first count, for its specifications were limited to the keeping for sale of the identical drinks alleged in the second count to have been unlawfully possessed. . . . The evidence having been found insufficient to establish such possession, it cannot be held adequate to warrant conviction under the first count. The finding of not guilty is a final determination that possession, the gravamen of both counts, was not proved.

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