Analysis

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Last Updated on May 5, 2015, by eNotes Editorial. Word Count: 949

Of Mice and Men is one of the most widely assigned modern novels in high schools because of both its form and the issues that it raises. John Steinbeck’s reliance on dialogue, as opposed to contextual description, makes the work accessible to young readers, as does his use of foreshadowing and recurrent images. Equally important is the way in which he intertwines the themes of loneliness and friendship and gives dignity to those characters, especially Lennie and Crooks, who are clearly different from their peers. By focusing on a group of lonely drifters, Steinbeck highlights the perceived isolation and sense of “otherness” that can seem so overwhelming when one is growing up.

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Of Mice and Men is also important because it explores the way in which events can conspire against the realization of one’s dreams. It pits a group of flawed individuals against a set of circumstances that they are unable to master or, in the case of Lennie, even to comprehend. This is a theme that Steinbeck also explores in his classic novel The Grapes of Wrath (1939).

When Steinbeck began Of Mice and Men, he was planning to write a children’s book called Something That Happened. His intent was to demonstrate that events often have a momentum of their own and need not reflect the existence of a higher power that is exacting punishment. Perhaps it was for this reason that he decided to retitle the book, drawing from Robert Burns’s oft-quoted poem “To a Mouse,” which contains the line “The best-laid schemes o’ mice an’ men gang aft a-gley.”

Throughout John Steinbeck’s career, his affinity and compassion for the average person’s struggle for autonomy surfaces as a recurrent link among his works. Of Mice and Men, set in California’s Salinas Valley, depicts the world of the migrant worker, a world in which Steinbeck himself had lived, and the workers’ search for independence. Steinbeck was critical of what he perceived as the United States’ materialism, and his work echoes his convictions about the land and its people. Like the characters in his Pulitzer Prize-winning novel The Grapes of Wrath (1939), Of Mice and Men’s George and Lennie dream of a piece of land to call their own.

Published in 1937, Of Mice and Men was Steinbeck’s first major success. Unlike later novels, Of Mice and Men is not a politically motivated protest novel. It does, however, reflect Steinbeck’s belief in the interdependence of society, a theme he continues to explore in the body of his work. For Steinbeck’s characters, the dream of land represents independence and dignity: the American Dream. George and Lennie embody the ordinary person’s struggle to grasp the dream, which consists of “a little bit of land, not much. Jus’ som’thin that was his.” This is one of the central themes that propels the novel’s characters and their actions.

As the title suggests, the best laid plans of mice and men can, and do, go awry. They are doomed from the start because of Lennie’s fatal flaw—he is developmentally disabled and therefore incapable of bringing the dream to fruition—but his naïveté also allows both him and George to pursue the dream. Lennie’s innocence permits George to believe that the dream might be attainable: “George said softly, ’I think I knowed we’d never do her. He usta like to hear about it so much I got to thinking maybe we would.’” Lennie is the keeper of the dream; he does not question its inevitable fulfillment, he simply believes. Without this innocence, George would be like all the other ranch hands, wasting his money on whiskey and women, drifting aimlessly from one job to the next.

George and Lennie are juxtaposed against a group of isolated misfits, to show not only that they need each other but also that humans cannot live in isolation without consequences. Steinbeck uses characters such as Candy, Crooks, and Curley’s wife to illustrate the isolation of the human condition. Each of these characters is drawn to George and Lennie and their vision; they, too, want to share in the dream. Their dreams have been systematically destroyed by the insensitivity of the world; as a result, they must appropriate George and Lennie’s dream. George, Crooks, Candy, and Curley’s wife all have the mental capacity to attain the dream, but lack the innocent belief that is needed to make it come true. It is their experience that keeps them from attaining the dream. In the world, innocence is inevitably shattered—one must wake from the dream.

Because Lennie can never pass from his state of innocence to that of experience, he must be destroyed. Lennie represents that part in George, possibly in everyone, that remains childlike. It is important that George, himself, must destroy Lennie and that Lennie literally dies with the dream. Before his death, Lennie repeats the dream like a catechism and urges George, “Le’s do it now,” after which George pulls the trigger. Lennie dies with the dream.

Lennie becomes a metaphor for the death of innocence within a selfish society that cannot comprehend him or his relationship with George. To illustrate this point, Steinbeck allows the character Carlson the final word, “Now what the hell ya suppose is eatin’ them two guys?” Carlson embodies an apathetic society that cannot understand a relationship based upon trust and love rather than avarice. Carlson insists upon killing Candy’s dog because “He don’t have no fun.” Like the society he epitomizes, all of Carlson’s judgments deal in the superficial. For Steinbeck, that is a world that cannot sustain innocence.

Themes

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Last Updated on May 29, 2020, by eNotes Editorial. Word Count: 1772

Idealism vs. Reality

Of Mice and Men tells the story of two simple men who try to escape homelessness, economic poverty, and emotional and psychological corruption. Otherwise, the fate of those who do not abandon the lives they lead as itinerant workers is bleak and dehumanizing. As George tells Slim, the mule driver "I seen the guys that go around on the ranches alone. That ain't no good. They don't have no fun. After a long time they get mean." George and Lennie dream of owning a farm, but by the end of the novel the dream has failed. Their plan is doomed because human fellowship cannot survive in their world and also because their image of the farm is overly idealized. It is likely that even if they had obtained the farm, their lives would not have been as comfortable as they had imagined; they would not have enjoyed the fraternal harmony that is part of their dream. In fact, their dream of contentment in the modern world is unpractical and does not accurately reflect the human condition. Crooks, the black stablehand, expresses his doubts about the dream. "Nobody never gets to heaven, and nobody gets no land. It's just in their head. They're all the time talkie' about it, but it's jus' in their head." Crooks is referring not only to literal ownership but to the dream of contentment about which these simple men fantasize. Implicit in the theme is the ironic idea that maturity involves the destruction of one's dreams. George "matures" by killing Lennie, thus destroying the dream that could not survive in modern civilization. George survives because he leaves behind his unrealistic dreams. Dreaming, however, is humanity's only defense against an indifferent world. The title of the novel itself implies that people are at the mercy of external forces beyond their control. Steinbeck writes with sincere compassion for the victims of these chaotic forces.

Alienation and Loneliness

Loneliness is a recurrent theme in the novel. "Guys like us," George says, "that work on the ranches, are the loneliest guys in the world. They got no family. They don't belong noplace." Lennie replies: "But not us. And why. Because . . . because I got you to look after me, and you got me to look' after you, and that's why." The alternative to the companionship that George and Lennie share is loneliness. George frequently affirms the fraternity between them. "He's my . . . cousin," George tells the ranch boss. "I told his old lady I'd take care of him " The boss is suspicious of the bond between George and Lennie, and the other characters in turn also question this friendship: they have simply never seen anything like it. In their world, isolation is the norm. Even Slim, who is usually sympathetic and understanding, expresses surprise. "Ain't many guys travel around together. I don't know why. Maybe ever'body in the whole damned world is scared of each other." Distrust is the quality of the modern world in which people live in alienation from one another. Later, the theme of loneliness is further explored in the solitude borne by Crooks and Curley's wife, who dies as a result of seeking human companionship. Both these characters crave company and, as Curley's wife says, "someone to talk to."

Despite everyone's suspicion, the friendship between George and Lennie remains solid. In fact, Candy becomes part of their dream to buy the little farm, and later Crooks also expresses his desire to become part of the expanding fellowship. This is the high point of optimism in regard to the theme of overcoming loneliness in the modern world, when it seems most likely that alienation and loneliness will be overcome. After this point, however, the dream of fellowship on the farm begins to lose its promise, and at the moment that George and Candy discover the body of Curley's wife, they both realize that the dream is lost; their partnership dissolves. Actually, the dream was doomed from the start, because fraternal living cannot survive in a world ruled by loneliness, homelessness, and poverty.

This outcome also suggests that loneliness is an essential part of humanity's nature. This theme of loneliness has been implied from the beginning of the novel, when the author establishes the setting as "a few miles south of Soledad." Soledad is the name of a town in central California, but it is also the Spanish word for solitude. Yet Steinbeck's emphasis is on the greatness of his characters' attempt to live as brothers. Although the dream is doomed, the characters devote themselves to pursuing human fellowship.

Race and Racism

Somewhat related to the theme of loneliness is racism, which also results in personal isolation. Crooks, the old black man on the ranch, lives alone, ostracized by the ranch hands because of his race. The barrier of racial prejudice is briefly broken, however, when Crooks becomes an ally in the dream to buy a farm. Crooks has a bitter dignity and honesty that illustrate Steinbeck's own criticism of American society's failures in the Depression era of the 1930s.

Class Conflict

Although George and Lennie have their dream, they are not in a position to attain it. In addition to their own personal limitations, they are also limited by their position in society. Their idealistic dream is eventually destroyed by an unfeeling, materialistic, modern society. The tensions between the characters are inherent in the nature of American capitalism and its class system. Curley, the son of the ranch owner, is arrogant and always looking for a fight. This is not merely a personality trait. His position in society has encouraged this behavior; his real strength lies not in his fighting ability but in his power to fire any worker. Similarly, Carlson, the only skilled worker among the ranch hands, is arrogant and lacks compassion. Carlson would be difficult to replace in his job as a mechanic; therefore, he feels secure enough in his status to treat the other workers sadistically. This trait is seen when he orders Candy's dog to be shot and when he picks on Lennie. The other workers go along with Carlson because they are old or afraid of losing their jobs. Lennie's mental retardation also symbolizes the helplessness of people in a capitalistic, commercial, competitive society. In this way, Steinbeck illustrates the confusion and hopelessness of the Depression era. The poor were a class of people who suddenly had captured the imagination of American writers in the 1930s. This was an example of the shift in attitudes that occurred during the Depression. Previously, American fiction had been concerned with the problems of middle-class people. Steinbeck's novel was a sympathetic portrayal of the lives of the poorest class of working people, while exposing society's injustices and economic inequalities in the hope of improving their situation.

Mental Disability

Lennie's mental limitations also serve to illustrate another way in which people separate themselves from one another. Because of his handicap, Lennie is rejected by everyone at the ranch except George. The ranch hands are suspicious of Lennie and fear him when they recognize his physical strength and his inability to control himself. For example, when Crooks maliciously teases Lennie that George might decide to abandon his friend and that Lennie would then end up in "the booby hatch," Lennie becomes enraged. Eventually, Crooks backs off in fear of what Lennie could do to hurt him. Despite Lennie's potential for hurting people, however, Steinbeck makes it clear that it is the malice, fear, and anger in other people that are to blame for Lennie's violent actions (Crooks torments Lennie out of his own frustration for being rejected because he is black). When Curly starts to hit Lennie for supposedly laughing at him, Lennie at first retreats and allows his face to become bloodied until George tells him he should fight back; and when Lennie accidentally kills Curly's wife, it is a direct result of her inappropriate advances toward him. Steinbeck's portrayal of Lennie's handicap is therefore completely sympathetic; the other characters have only themselves to blame for provoking Lennie, who is merely a child in a world of selfish adults. That Lennie has to die at the novel's conclusion is a poignant commentary on the inability of the innocent to survive in modern society.

Loyalty

George is steadfastly loyal throughout the novel, honoring his commitment to take care of the retarded Lennie. After Lennie accidentally kills Curley's wife, Curley forms a posse to lynch Lennie. George then steals a pistol and goes to the spot where he has told Lennie to hide in case there is trouble: the same spot where the novel begins. George then kills Lennie himself before the mob can find him so he can save Lennie from a lynching. Together the two men recite the dream of their farm for the last time. George mercifully kills Lennie with a shot to the head while Lennie is chanting the dream, unaware of what is about to happen to him. George, with all his personal limitations, is a man who has committed himself in a compassionate relationship. The grief he feels over the necessity of killing Lennie is also evidence of George's essential decency. Although the dream perishes, the theme of commitment achieves its strongest point in the novel's conclusion. Unlike Candy, who earlier abandoned responsibility for his old dog and allows Carlson to shoot the animal, George remains his brother's keeper. In his acceptance of complete responsibility for Lennie, George demonstrates the commitment necessary to join the ranks of Steinbeck's heroes.

Friendship

The one ingredient essential for the fulfillment of George's and Lennie's dream is friendship. And because the dream is so remarkable, that friendship must be special. There are other friendships in the novel: Slim and Carlson, Candy and Crooks, but these are ordinary friendships. The bond between George and Lennie, which goes back many years, is different. Lennie cannot survive on his own, and he needs George to guide and protect him. Without George, Lennie would live in a cave in the hills, as he sometimes threatens to do, or he would be institutionalized. George, for his part, complains regularly about having to take care of Lennie. His tolerance of Lennie also gives him a sense of superiority. At the same time, George feels a genuine affection for Lennie that he will not openly admit. Most importantly, without this friendship, neither George nor Lennie alone could sustain the dream, much less see it become a reality. The friendship lends hope to the dream, but the reality of their brutal life destroys the dream and the friendship. Although George is a survivor at the end, he is doomed to be alone.

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