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The Merchant of Venice

by William Shakespeare

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II

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A Jew, in the dictionary, is one who is descended from the ancient tribes of Judea, or one who is regarded as descended from that tribe. That's what it says in the dictionary; but you and I know what a Jew is—One Who Killed Our Lord .. . All right. I'll clear the air once and for all, and confess. Yes, we did it. I did it, my family. I found a note in my basement. It said: "We killed him. signed, Morty." And a lot of people say to me, "Why did you kill Christ?" . . . We killed him because he didn't want to become a doctor, that's why we killed him. (Bruce 40-41)

Ruy Lopez, a Jewish Portuguese doctor and personal physician to Elizabeth I, was accused of conspiring to poison the monarch, found guilty, and publicly hanged in June 1594. The affair was widely considered to have inspired both the figures of Shylock and of Marlowe's Barrabas, since it was believed to be roughly contemporaneous with the first productions of both The Merchant of Venice and The Jew of Malta. While it now seems possible that Lopez was indeed involved in espionage and had, in fact, intended an attempt on the queen's life,10 what is at issue here is not Lopez's demonstrable innocence or guilt but, rather, the manner in which his story, as it was understood at the time, seized the attention of a number of critics and historians in the latter decades of the nineteenth century. I shall return to those accounts of the Lopez affair later on. For the moment, however, it will be helpful to define the story's parameters and to provide a basis for understanding why it was that people, three hundred years later, wished to find in Lopez a prototype of the figure of Shylock.

Lopez is believed to have settled in England in 1559. He "rapidly reached the highest places in the medical profession in London [and] was the first to hold the office of house physician at St. Bartholomews' Hospital." By 1575 he was listed as one of "the chief London doctors" and shortly afterward served as physician to the household of the Earl of Leicester. In 1586 he was appointed personal physician to Queen Elizabeth, who, in addition to bestowing the honor of his appointment, granted Lopez "a monopoly for the importation of aniseed and sumach into England" (Lee, Lopez 132-33). Lopez's success excited a considerable degree of envy, a fact witnessed by the derisory accounts of his rise to public prominence set out in the pamphlets of the day. Gabriel Harvey described him as a man who "by a kind of Jewish practis hath growen to much wealth and sum reputation as well with ye queen herself as with sum of ye greatest Lordes and Ladyes" (qtd. in Lee, Lopez 133). One of these lords was the Earl of Essex, whose increasing animosity toward Lopez seems to have been central in contributing to his demise.

Essex attempted to engage Lopez in gathering political intelligence about Spain. Lopez declined, however, and compounded Essex's irritation by disclosing details of his activities to the queen. The intrigue that ensued is unimaginably complicated and cannot be entered into here, but, in briefest outline, a plot was hatched in which Spanish spies in London were alleged to be conspiring to poison both Queen Elizabeth and Don Antonio of Spain. As alleged conspirators were arrested and made statements under torture or threat of torture, Lopez was brought under suspicion. Essex "insisted on his guilt," and Lopez was imprisoned and tried. "The prosecution was conducted by Sir Edward Coke . . . who described the prisoner as 'a perjured and murdering villain and Jewish doctor, worse than Judas himself " After Lopez's conviction the queen "delayed signing the death-warrant for three months" but was ultimately unable to prevent his execution. Even in death, however, to those at court Lopez appeared to maintain his privileged vicinity to the center of power; "the queen is said to have worn at her girdle until death .. . [a] jewel given to Lopez by Philip of Spain" (Lee, Lopez 134).

There are two powerful metaphors at work in the story of Dr. Lopez which merit particular attention. One is the metaphor of Marranism, or the secret profession of Judaism, to which I will return. The other is the metaphor of the Jewish doctor in an otherwise Jewless state.

At the time that Lopez was appointed personal physician to Queen Elizabeth, England had been, technically speaking, Jewless since the year 1290, when the Jews were expelled by King Edward I. In fact, Jews had been secretly settling in England at least since their expulsion from Spain in 1492. More to the point, however, as Gil Harris has noted, in acquiring a Jewish doctor for the monarch, England was participating in a long-standing if "seemingly inexplicable tradition" of popes and Christian rulers "receiving care from Jewish physicians" (8). This custom posed more than just the obvious paradox of entrusting the well-being of the head of state or the head of the church to an individual whose entire race had been banished for political and spiritual undesirability. For, renowned as they were for their skills in curative medicine, Jews were also commonly believed to be experts in the art of poisoning; and Jewish physicians, it was assumed, participated in a secret but nonetheless somehow universally acknowledged program of "diabolical revenge against Christianity."11 "The Vienna Faculty of Medicine believed that a private code adhered to by Jewish physicians obliged them to murder one patient in ten [while,] according to Spanish authorities, the figure was one in five" (7). The very Jewishness of the physician was seen to embody "semi-magical properties" (8) so that, absurdly, the attraction of the Jewish court physician was precisely the danger he or she brought to bear. Harris's analysis of the phenomenon is persuasive. The point in employing a Jewish doctor, he says, was that, "as in a modern-day vaccination," the presence of a Jewish physician at court enacted a regulated exposure of the body politic to a toxic substance (9). If Jews could not be hermetically excluded from the state, then at least their secret and powerful presence within it could be harnessed and controlled. When England purged Dr. Lopez from its body politic, it reasserted the integrity of its political boundaries, expelling what was undesirable while appropriating the doctor's seemingly ominous powers for itself.

The issues surrounding Lopez's Marranism are similarly intriguing. Marranos were enforced Jewish converts to Christianity. Yet, though these people were, strictly speaking, fully Christian, in practice the term was perceived to be "synonymous with the secret profession of Judaism" (Lipman I), and the case of Dr. Lopez typifies the Marranos' habitual fate. For, while he had "been baptized, and was a professing member and communicant of the Church of England," according to his enemies "he was said to be no Christian at heart" (Dimock 440-41). On the scaffold Lopez protested his innocence, affirming, up until the moment of his death, his loyalty to church and queen. Yet, though

with his last words he emphatically insisted that he had loved his mistress better than Christ Jesus . . . coming from one believed to be in secret a Jew by religion as he was by race, this did but excite the derisive laughter of the multitude. (469)

Of all the ways in which Lopez's story prefigures the institutional anti-Semitism of late-nineteenth- and early-twentieth-century commentators on Shakespeare, it is the issue of his Marranism, I would argue, that comes closest to providing a root metaphor for it all. It is a metaphor that I would now like to explore.

In Spain during the Middle Ages Christians, Muslims, and Jews coexisted successfully, if at times uneasily, for centuries. With the Catholic reconquest of Spain, however, the social position of the Jews became increasingly difficult to resolve. For, while Jewish participation in the consolidation of the Catholic state was, on the one hand, considered to be crucial, on the other, it was an enduring point of convergence for popular resentment. On the most basic level the allegiance of the Jews had to be secured in order to ensure that they did not side with the Muslims, but their position was considerably more complex than that. Barred from certain trades and professions, Jews had tended, historically, to earn their living by the provision of services and, as a result, possessed administrative and diplomatic skills that the state was anxious to deploy on its own behalf. Moreover, as occupants of the cultural space between Muslims and Christians, Jews were particularly well placed to serve as "intermediaries" in the adaptation of Muslim institutions to Catholic forms of administration (Poliakov 110). But this Jewish participation in the unification of the Catholic state, effective as it was, gave rise to a dilemma. For, the more successful the mediation and thus the stronger and more unified the state, the more conspicuous became the position of Jews as infidels outside the Catholic Church. And, the more pronounced the infidelity of the Jews seemed, the more it appeared that there was something nefarious about their influential position within Spanish society. Over time perceptions of the social position of Spanish Jews deteriorated into the classic anti-Semitic trope that conveyed the belief that Jews constituted a privileged urban economic caste who exercised a disproportionate influence within the nation, "earning their living without much labour while sitting on their bottoms" (Berná ldez, qtd. in Kamen, Spanish 10). And, not surprisingly, the long-standing oscillation between tolerance toward the Jews and discrimination against them eventually degenerated into one of the most protracted catastrophes in Jewish history, culminating in the Inquisition and the explusion from Spain.

The mounting hostility toward the Jews in Spain expressed itself in conventional ways. Jews were prohibited from participating in trade and commerce, their social mobility and literal freedom of movement were severely restricted, and they were subject to massacres and innumerable smaller-scale physical attacks. Some official efforts were made to ensure the safety of the Jews, but these were effective only in limited ways and in the short term. Significant numbers of Jews converted to Christianity over the years in order to escape persecution, but, as they tended to maintain their associations with unconverted Jews, it was felt that the menace to the Catholic state endured. Many of the converts "lived close to the Jewish quarter to which they still felt a cultural affinity; they retained traditional characteristics in dress and food . . . [and] some returned actively to the practice of Judaism" (Kamen, Spanish 27). In 1492 the situation was declared to be intolerable, and it was decreed that the presence of Jews in Spain would no longer be allowed. In July of that year an ultimatum was issued: submit to conversion or be expelled. Hundreds of thousands of Jews fled, initially mainly to Portugal, where they enjoyed a brief period of security. Unfortunately, this only lasted for five years as one of the conditions of a marriage, negotiated between King Manoel of Portugal and Isabel, daughter of Ferdinand and Isabella of Spain, was that the Jews of Portugal convert to Christianity or face expulsion. The Marranos were those who, rather than suffer the terms of exile, chose to convert to Catholicism and stay in Spain.

Once a Jew had become a convert and was no longer subject to political and religious disabilities, there was nothing to impede his or her progress in Spanish society. Understandably enough then, given that they were now free of long-standing restrictions, converts rapidly made their way into the professions, especially law and medicine, the political and financial administration, the municipal councils, the legislature, the army, the universities, and even the church (Roth 21). Moreover, "commercial agility and a . . . disposition to mutual help . . . put them in the vanguard of the new urban bourgeoisie and, in the next century, of the protocapitalist and entrepreneurial class that was then budding in Spain and Portugal" (Yovel 16-17). But, while this successful absorption of the Marranos into every aspect of life should, at least in theory, have satisfied the terms of the act of homogenization which the Spanish state had so forcefully sought, in fact, it merely recast ancient hostilities. For, where once the objection to their presence lay in the question of religion, it now came to be expressed in terms of blood. The Marranos, it was said, were tainted, inferior, impure.12 And, like the unconverted Jews before the expulsion, they were considered to be exercising an undue influence over Spanish affairs.

By the mid sixteenth century, for example, "it was reputed that most of the Spanish clergy resident in Rome in search of preferment were of Jewish origin" (Kamen, Spanish 22) and that a considerable number of Spanish bishops were, in reality, converted Jews. Wealthy Marranos "intermarried with the highest nobility of the land . . . [so that] within a couple of generations, there was barely a single aristocratic family in Aragon, from the royal house downwards, which was free from the 'taint' of Jewish blood" (Roth 21). The Marranos, or New Christians as they were sometimes called, appeared to have finessed their way "into the heart of Christian society, into the ranks of the aristocracy and the Church" (Kamen, Spanish 22). And, willfully blind to the role that the enforced conversions had played in creating this situation, popular prejudice held that an alien infestation was hollowing the nation out from the inside.

What the Marranos found themselves confronting was the paradox of assimilation in its most overt form. For, in choosing to submit to conversion in order to avoid expulsion or death, the Marranos had responded to the tacit assurance conveyed by the state's ultimatum: "Become like us—abandon your difference—and you may be one with us." But assimilation is, precisely, a paradox, and the offer of undifferentiated acceptance is thus, by definition, always falsely tendered. "The more you are like me," says the dominant culture, "the more I know the true value of my power, which you wish to share, and the more I am aware that you are but a shoddy counterfeit, an outsider" (Oilman, Jewish 2).

While the church could not officially sanction the shunning of Marranos, since the mass conversions had been undertaken at its behest, and to deny their legitimacy would be to deny its own jurisdiction, in practice there was little if any distinction maintained between Marranos and unconverted Jews. The Franciscan Alfonso de Espina gave voice to a widespread belief when he declared that "there were two types of Jews, public Jews and hidden Jews, and that both had the same nature" (Poliakov 181). Unconverted Jews suddenly seemed preferable, since there was at least little doubt about their identity. The problem with the Marranos was that they claimed to be Christians, which, of course, they were—except that everyone knew that they weren't. Jews outside the church were infidels, but they had been dealt with, expeditiously, by the general expulsion. False Christians, which is to say secret Jews inside the church, however, were heretics, and this was by far the greater menace. It was a situation that only the Inquisition could resolve.

The methods of the Inquisition are well documented, and there would be no point here in reiterating the fate of the Marranos at its hands. What is germane to this discussion, however, is the question of how the Inquisition identified its subjects, for deciphering the secrecy of the Jews and learning to deal with their "inherent duplicity" was, as we shall see, a preoccupation that the Inquisition shared with a great many cultures, late Victorian literary society among them.

Historiographically speaking, the secret life of the Marranos is a subject of considerable debate, but, for the time being, the traditional account of their existence is the one that matters here and runs as follows. Publicly, the Marranos lived as Christians, and while there were some "who had not been over-sincere in their attachment to Judaism, and did not find much difficulty in accommodating themselves . . . to their new religion .. . the vast majority," it was believed, "had accepted Christianity only to escape death, and remained at heart as completely Jewish as they had ever been" (Roth 19):

Outwardly they lived as Christians. They took their children to church to be baptized, though they hastened to wash off the traces of the ceremony as soon as they returned home. They would go to the priest to be married, though they were not content with the ceremony and, in the privacy of their houses, performed another to implement it . . . Their disbelief in the dogmas of the Church was notorious, and . . . not always concealed. They kept all the traditional [Jewish] ceremonies, in some instances down to the last details. They observed the Sabbath so far as lay in their power; and it was possible to see, from a height overlooking any city, how many chimneys were smokeless on that day . . . they married exclusively amongst themselves ... In race, in belief, and .. . in practice, they remained as they had been before conversion. They were Jews in all but name, and Christians in nothing but form. They were moreover able to transmit their disbelief to their children, who, though born in the dominant faith and baptized at birth, were as little sincere in their attachment to it as their fathers. (20)

The problem with the Marranos, then, was considered to be twofold, a fact that is evident in the twin discourses that arose antagonistically around them and engaged, in tandem, notions of racial predisposition and of the pernicious exploitation of the private sphere. Jews can never be anything other than Jews, it said. Their race is the most important thing about them; they cannot form alliances or make commitments as anything other than Jews.13 No matter what they say or do in public, in the privacy of their homes they will revert to their innate identity. Their participation in public ceremonies and their declarations of loyalty to persons or institutions outside their own ranks mean nothing, since at home they will simply wash away any trace of these commitments and cease to be their public selves. Jews only marry other Jews. Jews have Jewish children, to whom they communicate, by both biological and social means, the essence of deceit.

The reputed cunning and boundlessness of the Marrano conspiracy set the Inquisition a special challenge, for it found the greatest perils in the greatest semblance of order and the truth to be indistinguishable from lies. Thus, the more mundane and normal the behavior of a Marrano, the more likely he or she was to be brought under suspicion. "Edicts of Faith" were issued which "summoned . . . the faithful . . . to denounce to the . . . authorities any person . . . guilty of . . . heretical offenses" (Roth 99-100). But, as these offenses were necessarily secret, and therefore might not appear to be heretical at all, the edicts included detailed descriptions of the sorts of behaviors true Christians ought to look out for. Some of these behaviors constituted forms of religious observance which would, indeed, identify a practicing Jew, but others, like the smokeless chimneys on Saturdays, were not overt acts but merely absences or actions so commonplace that it was only in the Inquisitorial imagination that they could have significance at all. People were denounced for not eating hare, cuttlefish, or pork; for "putting on clean or festive clothes"; and for "cleaning their houses on Friday." Adherents to the Edicts of Faith were solemnly informed that Jews had a tendency to wash their hands (100-101), creating a social climate in which the "mere regard for personal cleanliness might be enough to convict a person of secretly practising Judaism . . . and so cost him his life" (105).14

I will return to the question of how late Victorian commentators on Shakespeare approached the Marrano Lopez and the matter of his relation to the figure of Shylock. But, before doing so, it will be helpful briefly to clarify several points of historiography.

The story of the Marranos is, as I have indicated, a traditional narrative that presents an epic of steadfast belief in the face of insuperable adversity, but, as Miriam Bodian has argued, the tendency to locate the problem of Marranism so firmly within the sphere of religion is reductive on several counts. The overemphasis on religion tends to discount questions of commercial and economic interest and to ignore the complexities of social and familial relationships and of self-perception and definition in a context in which people were subject to protracted and contradictory pressures. Thus, the Marranos are unified into a coherent group and the ineffable complexities of their Marranism reduced to a matter of religious fidelity or infidelity and, occasionally, even further to one of personal sincerity or insincerity.

Even more worrisome, however, is the extent to which the traditional account of the Marranos and their secret faith replicates the logic of Inquisitorial paranoia. For, although historians such as Cecil Roth embrace the cause of the Marranos, valorizing their crypto-Judaism, in order to do so they must leave intact the notion of the racial predisposition of Jews to duplicity. To put it another way, the concept of the Marranos' unshakable loyalty to Judaism is as tied as the tropes of the Inquisition are to the belief that Jewishness is a function of biology or of social characteristics so profoundly embedded that they are effectively quasi-biological. So, while these narratives champion rather than denounce the Marranos, they nevertheless participate in a discourse about Jews which attributes their social and political behavior to their race. More recent work has moved away from this presentation of crypto-Judaism as a coherent phenomenon.

Increasingly, for example, it has been recognized that "patterns of converso behaviour did not simply emerge from some primordial Jewish stratum of consciousness" and that Marrano identity, therefore, needs to be understood "as a changing cultural construction evolving over many generations and answering a variety of needs" (Bodian 50-51). Rather than secretly returning to Judaism at any cost, and with biologically programmed inevitability, Jewish converts to Catholicism displayed a wide range of responses to their respective situations, responses that varied tremendously, from generation to generation and from individual to individual, even among members of a single family. Moreover, compounding these differences were the relative levels of acceptance or rejection which Marranos experienced within their social and religious communities of resettlement and the variety of their relationships with the Jews and Gentiles they encountered outside the Iberian Peninsula. Most profoundly, however, as Yirmiyahu Yovel has argued:

people do not discard their past simply because they make new decisions or embark upon a new course; a being endowed with consciousness and memory cannot simply return to the point of departure, even when reverting to a position once held in the past and then abandoned. The Marranos had lived among Christians for generations, partaken of their mores and education, practised their customs—at least outwardly—and internalized the same symbolic universe and mode of thinking. (41)

Thus, whether they believed themselves to be true Christians, Christians in name only, or once and forever Jews, the Marranos clearly bore with them enduring confusions of identity which made them, at best, the subjects of benign curiosity and, at worst, of opprobrium and oppression. Only by recognizing these complexities can we begin to appreciate the enduring fascination and treacherous promise attached to figures such as Ruy Lopez and the Shylock he may or may not have inspired.

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