Discussion Topic

The Paradox of the Apparitions in Macbeth

Summary:

In Act 4 of Macbeth, the paradox of the apparitions lies in their deceptive prophecies. The witches present Macbeth with four apparitions: an armed head warning of Macduff, a bloody child claiming no man born of woman will harm Macbeth, a crowned child with a tree suggesting he won't be vanquished until Birnam Wood moves to Dunsinane, and a line of kings descended from Banquo. Macbeth misinterprets these paradoxical messages, leading to his overconfidence and eventual downfall.

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Explain the paradox of the apparitions in Act 4 of Macbeth.

The apparitions further illustrate and emphasize the theme of equivocation and paradox. The witches use supernatural forces to further their purpose of misleading and deceiving Macbeth into committing further atrocities. They have been successful thus far and are intent on convincing the tyrant that he is invincible so that he may continue his evil.

When Macbeth visits them for further advice, they summon apparitions to advise him. The first spirit tells him to fear Macduff. This piece of information indicates nothing new since Macbeth knows that Macduff has turned against him. The witches' purpose is to show Macbeth that they know of what they are speaking. In the process, they further endear the gullible tyrant to them.

The second apparition, a bloody child, tells Macbeth to mock man's power for "none of woman born" shall harm him. At this, Macbeth sneers at Macduff's threat because he believes that the prophecy states that no human will be able to harm him for all humans are born of women. He realizes how foolish he had been when, in his confrontation with Macduff in Act 5, scene 8, the latter informs him that he was from his mother's womb "untimely ripp'd." It is clear that Macduff has not been born naturally but was cut from his mother's womb in a procedure now known as a Caesarean section. 

The third apparition, a child crowned, with a tree in his hand, informs Macbeth that:

Macbeth shall never vanquish'd be until
Great Birnam wood to high Dunsinane hill
Shall come against him.

This information further convinces the murderer that he is invincible. He interprets the prediction literally and believes that the trees will have to uproot themselves and march towards his castle physically. This is clearly impossible. Macbeth is shocked later when a messenger tells him in Act 5, scene 5, that the trees are marching towards his castle. Malcolm has instructed his troops to each cut down a branch from a tree and bear it in front of them as camouflage to hide their numbers. When Macbeth realizes this, he declares:

I pull in resolution, and begin
To doubt the equivocation of the fiend
That lies like truth:

He now grasps that the witches have deceived him with paradoxical statements.

The witches have achieved their purpose by fooling Macbeth into believing their prognostications and performing terrible acts of evil. Banquo warned Macbeth about their deceit and slyness, but he chose to ignore his advice deciding, instead, to assassinate his friend and confidante later. In the end, both he and his wife pay the ultimate price for their greed and gullibility. Sadly, though, many innocents also become victims of their malice.

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In Act IV, Scene I, when the apparitions appear before Macbeth, there are a couple of instances of paradox (a statement that seems silly or illogical but may, in fact, have some truth to it).

First of all, the second apparition tells Macbeth to laugh at the power of other men because nobody "of woman born shall harm" him. This statement seems illogical because everybody is, technically, "of woman born" since everyone has a mother. Macbeth takes this statement at face value, believing that he truly cannot be harmed by anyone. Later, it is discovered that this paradox has some latent truth when the reader learns that Macduff was not born naturally but was "ripped" from his mother's womb in a caesarean section. By taking this statement at face value, Macbeth fails to realize the danger posed by Macduff.

Another example of a paradox comes with the third apparition who tells Macbeth that he shall "never be vanquish'd" until Great Birnam Wood "comes against him." Again, this seems illogical because the woods cannot literally get up and march, and Macbeth comes to this same conclusion. This leads him to believe that his crown is safe. However, there is some truth to this statement since it is not the trees that march against him, but his enemies who congregate at Birnam Wood before marching on his castle at Dunsinane.

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Describe the four apparitions in Macbeth act 4, scene 1.

At the end of act 3, scene 4 of William Shakespeare's Macbeth, in which the ghost of the murdered Banquo appears to Macbeth at his coronation banquet, the unnerved Macbeth decides to visit the witches who first prophesied that he would be thane of Glamis, thane of Cawdor, and "shalt be King hereafter!" (act 1, scene 3, line 53). Macbeth is determined to find out what the future holds for him, no matter the consequences.

MACBETH. I will tomorrow,
And betimes I will, to the weird sisters.
More shall they speak; for now I am bent to know,
By the worst means, the worst.
(act 3, scene 4, lines 161–164)

Macbeth further emphasizes this in act 4, scene 1 when he demands that the witches answer his questions.

MACBETH. Even till destruction sicken, answer me
To what I ask you.
(act 4, scene 1, lines 61–62)

The witches agree to tell Macbeth they know, and after some witchy mumbo jumbo, they turn over the apparition duties to their "masters," who know Macbeth's questions even before he asks them.

FIRST WITCH. He knows thy thought:
Hear his speech, but say thou nought.
(act 4, scene 1, lines 76–77)

The first apparition is an "Armed [helmeted] Head." It tells Macbeth, "Beware Macduff; / Beware the Thane of Fife" (act 4, scene 1, lines 78–80). Macbeth replies, somewhat sarcastically, that he already knows that "thou has harp'd my fear aright," and the apparition disappears before Macbeth can ask it anything else.

The second apparition is "a Bloody Child," which is wholly disconcerting, but the child is bloody from childbirth, not from injury. Equally unsettling, though, is that the child speaks to Macbeth in its own voice and tells him that "none of woman born / Shall harm Macbeth" (act 4, scene 1, lines 89–90).

This relieves Macbeth's fear of Macduff to a certain extent, but just to be rid of his fear for certain, Macbeth, ever cautious, particularly where the security of his head and crown are concerned, decides to kill Macduff anyway.

MACBETH. But yet I'll make assurance double sure,
And take a bond of fate: thou shalt not live.
(act 4, scene 1, lines 92–93)

The third apparition, another child, this one wearing a crown and holding a tree branch in its hand, tells Macbeth in its child's voice,

Macbeth shall never vanquish’d be until
Great Birnam Wood to high Dunsinane Hill
Shall come against him.
(act 4, scene 1, lines 103–105)

Macbeth is very happy to hear this and remarks to the witches that he has absolutely nothing to fear from Macduff or his army.

MACBETH. That will never be.
Who can impress the forest, bid the tree
Unfix his earth-bound root?
(act 4, scene 1, lines 106–108)

As far as the witches are concerned, the show is over—"seek to know no more"—but Macbeth insists that the witches answer one more question.

MACBETH. Yet my heart
Throbs to know one thing: tell me, if your art
Can tell so much, shall Banquo's issue [descendants] ever
Reign in this kingdom?
(act 4, scene 1, lines 112–115)

Macbeth, apparently thinking that he actually has power over the witches, threatens "an eternal curse" on them if they don't answer the question about Banquo's descendants.

The witches humor Macbeth and produce a fourth apparition, "a show of eight Kings, and Banquo last with a glass in his hand," which demonstrates the prophecy made to Banquo in act 1, scene 3: "Thou shalt get [beget] kings, though thou be none."

All of the eight kings in the parade look like Banquo, and Banquo himself holds up a mirror so that Macbeth can see Banquo's descendants reflected "out to the crack of doom," in other words, "to infinity and beyond."

This is not something that Macbeth is pleased to see. Just to be sure, though, he ask the witches if this apparition is true, and a witch responds, "Ay, sir, all this is so" (act 4, scene 1, lines 138).

The witches close out the apparition show with a short dance and then disappear.

The first three apparitions, as well as many other elements of the plot of Macbeth, are drawn from Raphael Holinshed's Chronicles of England, Scotland and Ireland, which Shakespeare used as a source for many other of his historical plays.

The fourth apparition, however, the parade of kings, is entirely Shakespeare's invention.

Shakespeare scholars are fairly certain that Shakespeare wrote Macbeth for King James I, who ascended to the throne of England after the death of Queen Elizabeth I in 1603. Before he became King James I of England, James was King James VI of Scotland. As James I, he ruled both England and Scotland. This is James I's "Scottish connection" to Macbeth.

James was very much interested in witches and witchcraft, and he was notorious in Scotland as a zealous—some would say, fanatically obsessed—"witch hunter." He personally supervised the interrogation of suspected witches, and he attended witch burnings.

James also wrote a book on the subject of witchcraft, usually simply referred to as Daemonologie. This is James I's "witch connection" to Macbeth.

James I also believed that he was descended from Banquo. The eight kings that appear to Macbeth in the fourth apparition represent the line of kings from Banquo to James I. Macbeth's mention of "two-fold balls and treble sceptre" refers to James I's double coronation at Scone, in Scotland, and at Westminster in London. These are James I's "Banquo connections" to Macbeth.

There's no evidence whatsoever to support James's contention that he was descended from Banquo, but James wasn't particularly interested in the facts of the matter, which are that Banquo's son, Fleance, didn't become king at Macbeth's death and neither did any other of Banquo's descendants. When Macbeth died, the throne of Scotland passed instead to Macbeth's stepson, Lulach—Lady Macbeth's son by a previous marriage—and Lulach ruled for about eight months before he was killed by King Duncan's son, Malcolm. The line of kings of Scotland descends from Duncan, with a quick sidestep through Lulach, not from Banquo.

Aside from all that, Banquo probably never existed. Banquo is part of Scottish legend that Holinshed included in his Chronicles (volume 5). After excluding the part in the Chronicles where Banquo assists Macbeth in murdering King Duncan, which wouldn't reflect very well on Banquo or James I, Shakespeare includes Banquo in his play as a foil to Macbeth and to gratify King James I.

By the time Shakespeare wrote Macbeth, Shakespeare's acting company, The Lord Chamberlain's Men, had come under the patronage of James I and been renamed "The King's Men." This is James I's "Shakespeare connection" to Macbeth, and it's likely the reason that Shakespeare wrote Macbeth for James I.

On August 7, 1606, the first performance of Macbeth was given in the Great Hall of Hampton Court Palace in London for King James I and his brother-in-law, King Christian IV of Denmark, as recorded in the "Account of the Revels at Court," which notes that Shakespeare's acting company, The King's Men, performed three plays for the Kings James I and Christian IV during Christian's visit to England from July 18 to August 10.

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In Macbeth, Macbeth suffers many conflicting emotions and suffers from an overriding ambition which "o'er leaps itself" (I.vii.27), meaning that he realizes it causes him to make rash decisions in the pursuit of his aspirations. As the witches anticipate Macbeth's new title of Thane of Cawdor and, indeed, go so much further in prophesying his future as king, he, with much encouragement and even coercion from Lady Macbeth, is unable to restrain himself from satisfying those prophesies. 

However, he becomes uncertain and overwhelmed by circumstances after seeing Banquo's ghost and so is eager to ensure that, after going to so much trouble to ensure that he is king, there is nothing in his way. He feels that the witches can reassure him. The witches are fully aware of Macbeth's weakness and of his "wicked" nature and intend to take full advantage of him.

The apparitions appear in Act IV, scene i:

  • The first apparition is "an Armed Head," which warns Macbeth of Macduff but Macbeth is not afraid of him and can eliminate Macduff easily enough he feels.  
  • The second apparition is "a Bloody Child," and Macbeth feels empowered when he is told that "none of woman born" (80) can hurt him.
  • The third apparition is "a Child Crowned, with a tree in his hand," which tells Macbeth that he will not be defeated "until Great Birnam Wood...shall come against him" (93). That makes Macbeth feel that he is invincible.

There is still a nagging concern for Macbeth about the previous prophecy which stated that Banquo's heirs shall also be kings and so Macbeth presses the witches for more. The witches, reluctantly it seems, reveal:

  • "A show of eight Kings, and Banquo last..." which disturbs Macbeth as there is a line of kings, all of whom look like Banquo.

Macbeth does not see this last one as a warning or question his purpose but is resolved to destroy all and any threat to him. He immediately sets out to ensure the death Macduff's entire family, confident that he can overcome any hindrance in his path.  

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What is the fourth apparition in Macbeth?

After the Weird Sisters show Macbeth the first three apparitions—the helmeted and disembodied head, the bloody child, and the child crowned who holds a tree in his hand—he asks to know if "Banquo's issue [will] ever / Reign in this kingdom" (4.1.116-117). The Weird Sisters caution him that he should not try to learn anything else from the spirits, but Macbeth curses them if they remain unwilling to answer his question. The witches then show him a spectral line of eight kings that all look like Banquo, and the eighth king is holding a mirror in his hand that reflects the line. Macbeth interprets the reflection of the line of eight in the mirror as "show[ing] [him] many more," as though the line will go on and on (4.1.135). The eighth king is followed by the ghost of Banquo. The ghost points at the line and smiles as if to indicate that they are "his" own (4.1.139). Therefore, Macbeth is given to understand that Banquo's issue will most certainly reign in this kingdom and for quite a while.

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