Living in a Hard Time: Politics and Philosophy in Macbeth
Last Updated August 15, 2024.
[In the following excerpt, Craig claims that Macbeth is Shakespeare's most metaphysical work, and probes the play's concern with such philosophical issues as the nature of reality, appearance, time, contingency, and being.]
THE METAPHYSICS OF MACBETH
Macbeth is the only work in the canon in which the word ‘metaphysical’ occurs. Once one begins to discern some of the play's larger themes, its singular occurrence there cannot be regarded as incidental; neither can the context in which it is introduced and the ideas that are immediately associated with it. Lady Macbeth is musing to herself in response to her lord's report of his strange encounter with those Weyward Sisters, who (he assures her) have “more in them than mortal knowledge.” She wishes him speedily returned so that she may pour her spirits in his ear, and subdue his inner impediments to seizing the crown “which fate and metaphysical aid” so clearly seem to have reserved for him (1.5.26-30). Her wish is no sooner expressed than a servant announces, “our Thane is coming”—indeed, so hard and fast that the messenger bringing this news, “almost dead for breath,” was barely able to outspeed him. When Duncan arrives with his entourage, he too draws our attention to the speed with which this victorious warrior returned to his wife's side: “We cours'd him at the heels, and had a purpose / To be his purveyor: but he rides well; / And his great love, sharp as his spur, hath holp him / To his home before us” (1.6.21-4; cf. 1.7.25). In this respect, the behaviour of the play's eponym is symbolic. For Macbeth is not only the shortest of Shakespeare's tragedies, it is generally acknowledged to be the most fast-paced. And haste suggests that time is of the essence.
The play repeatedly invites its readers to reflect on the basic features of the world in which we find ourselves, including what is distinctive about our own participation in it. It is seasoned from beginning to end with references to nature: to Nature as a whole, to the natures of species and of individuals, to the natural, the unnatural, and—especially fitting, it would seem—to the supernatural (Macbeth's characterizing the witches' greeting to him as “this supernatural soliciting” is one of only two uses of the term in the Shakespearean canon). Of special interest, of course, is the play's portrayal of human nature, as refracted in the natures of the various characters involved. The fact remains, however, one cannot adequately understand human nature (or natures) apart from some understanding of Nature as such. After all, the term, at least in its superficial meaning, is one of distinction: the natural, as distinct not only from the supernatural and the unnatural, but also from the artificial, from the merely conventional, from the accidental and arbitrary. Before one can truly begin to understand Nature, however, one must see it as a problem—one must become aware of what is questionable about the world of immediate experience, what is ‘strange’ about it (only in The Tempest is this word used more often than in Macbeth). There are several aspects to this problem of comprehending the world, and I believe the play touches on them all. But it suggests that the ultimate metaphysical or cosmological issue concerns how we are to understand the workings of Good and Evil in the natural order of things. And while Macbeth seems primarily focused on Evil, on “the instruments of Darkness,” on “thick night,” on “Night's black agents,” on those “murth'ring ministers [that] wait on Nature's mischief,” it nonetheless shows that the Good is more fundamental, that Evil is unintelligible except in light of the Good, and thus shows why one must see the Good as the ultimate source of everything—not simply of Right and Wrong, and Beauty and Ugliness, but of all Truth and Reality, all Knowledge and Intelligibility, even of Being itself.1
A tall order, to be sure. And how Shakespeare manages this is perhaps not altogether explicable. It is not difficult, however, to give some indication of the extent to which metaphysical issues pervade the play. Indeed, it begins with tacit reference to three of the most basic. Amid the flashing and clashing of lightning and thunder, “Enter three WITCHES” (as the Folio specifies):2
1ST Witch:
When shall we three meet again?
In thunder, lightning, or in rain?
2ND Witch:
When the hurlyburly's done,
When the battle's lost and won.
3RD Witch:
That will be ere the set of sun.
1ST Witch:
Where the place?
2ND Witch:
Upon the heath.
3RD Witch:
There to meet with … Macbeth.
When … When … When: the question of Time. Where the place: the question of Space. Followed by the answer to an unasked but understood question: Why, for what Purpose: to meet Macbeth (which, as is typical, only gives rise to another ‘why’ question). Time, Space, Purpose. But there is a fourth metaphysical question we might wish to ask such strange-looking creatures were we to meet them on some blasted heath, as do Macbeth and Banquo. It is the very question they ask. First Banquo:
—What are these,
So wither'd and so wild in their attire,
That look not like th'inhabitants o'th'earth,
And yet are on it? Live you? or are you aught
That man may question?
Then Macbeth: “Speak, if you can:—what are you?” (1.3.39-47). What, indeed! That is, what kind of being are they? Are they material? Moments later they vanish (as if “the earth hath bubbles, as the water has,” according to Banquo; or as Macbeth puts it, “what seem'd corporal, melted as breath into the wind”; 79-82). Are they alive? Are they rational (“aught that man may question,” and they speak in reply, perhaps explaining themselves)? But first and foremost, are they real? If not, why not? If so, how so? In either case, how can one be sure?
The opening scene, then, incorporates reminders of those essential ontological categories in terms of which we attempt to bring intelligible order out the chaotic flux of immediate experience: Time, Space, Purpose, Being.3 One might in retrospect add Cause as well, for reflecting back on the play, one wonders whether these three weird and wayward Sisters are in fact the cause of anything. As Macbeth later challenges them, “How now, you secret, black, and midnight hags! What is't you do?” Their reply, like so many of their pronouncements, is ambiguous: “A deed without a name” (4.1.48-9). The only substantial information we can glean from their initial manifestation—that there is some sort of war going on—partakes of similar equivocality (“When the battle's lost and won”). So too their chant, which concludes this brief but supercharged opening scene: “Fair is foul, and foul is fair …”—an oblique first reference to the play's (and life's) all-encompassing theme of Good versus Evil.4
The second scene, and the first in which appear beings we are sure are human, introduces several more of the metaphysical issues out of which the play is woven: Nature, Fortune, Justice, and Mortality. The first person to speak is the King, presumably recognizable as such by the conventional trappings of his office, and he too begins with a question. With the name ‘Macbeth’ perhaps still reverberating in the fog and filthy air, he asks, “What bloody man is that?” His son Malcolm, recognizing him whom the King is inquiring about to be “a good and hardy soldier” who helped rescue him from captivity, asks the wounded man for “knowledge of the broil.” Whether the battle to which Malcolm refers is the same as that spoken of by the witches is not immediately clear; we soon learn there is more than one. Whatever the case, the gallant captain replies, “Doubtful it stood.” Doubtful! An interesting word with which to begin, given that our philosopher-poet has chosen this character—a bleeding warrior of proven virtue—to be the first to mention either Nature or Fortune, doing so with pejorative overtones in both instances: he refers to “the merciless Macdonwald” upon whom “the multiplying villainies of nature do swarm,” and then speaks of “Fortune, on his damned quarrel smiling, / Show'd like a rebel's whore” (1.2.10-14). It is also into his mouth that Shakespeare has placed the first reference to Justice, more precisely, “justice … with valour arm'd” (29). And there is scarcely a sentence he utters that does not remind us of Mortality.
As for the problem that perhaps more than any other gives rise to metaphysical speculation, namely, the relationship—especially the frequent discrepancy—between Appearance and Reality, this pervasive issue is represented in the play primarily by its most taxing manifestation: in human beings. The problem is introduced, however, in connection with the three creatures whose humanity—indeed, whose very reality—is at issue: those wither'd, wild-attired, choppy-fingered, skinny-lipped, bearded but otherwise womanish beings of whom Banquo asks, “I'th'name of truth, / Are ye fantastical, or that indeed / Which outwardly ye show?” (1.3.52-4). Not that it takes an encounter with witches to start one wondering. Every competent person soon learns that often things are not what they seem. King Duncan finds Macbeth's castle at Inverness a pleasant sight; and the air about it “nimbly and sweetly recommends itself unto [his] gentle senses.” His senses deceive him. Nor is Banquo's evidence that “the heaven's breath smells wooingly here” to be relied upon (1.6.1-10). In fact, on almost any credible philosophic or scientific analysis, our immediate perceptions of reality virtually never correspond to its true character.5 Thus the innumerable puzzles and mysteries confronting anyone who, like Macbeth, is drawn to ponder the workings of his surrounding world. However, compounding the inherent difficulties with understanding things in general are people's intentional manipulations of appearances, refined to the point of art—several arts, actually, ranging from cosmetics and tailoring to rhetoric and sophistry. We use ‘clothing’ of all sorts to hide “our naked frailties … that suffer in exposure” (2.3.124-5). It may be old (2.4.38), it may be new (1.7.34), it may be borrowed (1.3.108-9), it may be stolen (5.2.20-2). And as we know, how well one's clothes fit (1.3.145-7), how well they wear (3.1.106; 4.3.23, 33), how well they suit one's time and place (1.3.40; 2.3.131), depend upon a variety of factors, not least of all one's choice of ‘tailors’ (1.7.35-6). But as Macbeth's Porter reminds us, not all tailors go to heaven (2.3.13-15).
Duncan first directs attention to the human problem with his rueful lamenting, “There's no art to find the mind's construction in the face.” Variations on this theme recur throughout the play. Macbeth, having screwed his courage to the sticking point: “Away, and mock the time with fairest show: / False face must hide what the false heart doth know” (1.7.82-3). Malcolm, conferring with Donalbain in the wake of their father's murder: “To show an unfelt sorrow is an office / Which the false man does easy” (2.3.134-5). Macduff, replying to Malcolm's lecherous pretensions: “you may / Convey your pleasures in a spacious plenty, / And yet seem cold—the time you may so hoodwink: / We have willing dames enough” (4.3.70-3). It may be put to Macbeth's credit, however, that he (like Macduff; 34-7) has neither taste nor talent for dissembling; according to his wife, his face is an open book. A natural warrior, the warrior's code of honour is naturally appealing to him; hence, he prefers direct action and open fighting to treachery (see 1.7.10-16; 5.3.32; 5.5.5-7, 51-2; 5.8.1-3, 27-34). Thus his lady must exhort him, “To beguile the time, look like the time” (1.5.61-3). But he clearly is not comfortable with the necessity of doing so: “Unsafe the while, that we / Must lave our honours in these flattering streams, / And make our faces vizards to our hearts, / Disguising what they are” (3.2.32-5).6 With all these explicit references to our penchant for masking inner realities with false seemings, one must be that much more alert to the possibilities of various characters—‘good’ as well as ‘bad’—actually doing so. The play is shot through with duplicity, with double-dealing, but especially with double-meaning, ‘equivocal’ speech (Shakespeare's use of the various cognates of ‘equivocate’ is almost exclusive to Macbeth). Of course, only because this all-too-human dissembling almost always takes the same direction: vice masking itself with the appearance of virtue (or as Malcolm puts it, “all things foul would wear the brows of grace” 4.3.23), only because people typically endeavour to appear better than they are, not worse, is Malcolm's deceptive testing of Macduff by means of self-slander as effective as it is.
Granted that all the great metaphysical issues figure thematically in the play, there is one, however, that has a special prominence—signalled in the successive iterations of its very first word: ‘When.’ Time is to Macbeth's philosophical story what Tyranny is to its political, and one of the interpretive challenges of the play is seeing why this should be so. All three of the witches are associated with time, the first with the past (“hail to thee, Thane of Glamis,” a title Macbeth had earlier inherited), the second with the present (“hail to thee, Thane of Cawdor,” a title he has just been granted), the third with the future (“that shalt be king hereafter”—she is the only one of the three that makes predictions; 1.3.48-50; see also 1.1.5; 1.3.67). Thus, it would seem that the Weyward Sisters are, whatever else, unlovely Scottish versions of the three Fates (what Holinshed called in his account, “the goddesses of destinie”). And as they begin the play with the most common question of time, so is Malcolm's concluding speech replete with temporal references: “We shall not spend a large expense of time, / Before we reckon with your several loves … Henceforth be Earls … What's more to do, / Which would be planted newly with the time … by the grace of Grace, / We will perform in measure, time, and place.” Every one of the five acts of Macbeth begins with an explict allusion to time, as do fully one-half of its original twenty-seven scenes.
Once one makes a point of noticing them, it is remarkable how plentiful—and yet unobtrusive in their context—are the various measures and amounts and locations of time. To cite but one example, the conversation between the Old Man and Rosse begins thus:
OLD Man:
Threescore and ten I can remember well;
Within the volume of which time I have seen
Hours dreadful, and things strange, but this sore night
Hath trifled former knowings.
ROSSE:
Ha, good Father,
Thou seest the heavens, as troubled with man's act,
Threatens his bloody stage: by th'clock 'tis day,
And yet dark night strangles the travelling lamp.
(2.4.1-7)
Then there are the various queries as to what time it is, such as that of Banquo to his son: “How goes the night, boy?” Fleance: “The moon is down; I have not heard the clock.” Banquo: “And she goes down at twelve.” Fleance: “I take't, 'tis later, Sir” (2.1.1-3). Or Macbeth's to his wife: “What is the night?” Lady Macbeth: “Almost at odds with morning, which is which” (3.4.125-6). And particular characterizations of a given moment in time, such as Macbeth's reaction when the witches disappear after showing him a line of Banquo-fathered kings: “Let this pernicious hour stand aye accursed in the calender!” (4.1.133-4); and Lady Macbeth's apology for her lord's bizarre behaviour at the banquet, as but “a thing of custom … Only it spoils the pleasure of the time” (3.4.95-7). Add to these the references to Time itself, such as Macbeth's “Come what come may, / Time and the hour runs through the roughest day” (1.3.147-8), or his “Time, thou anticipat'st my dread exploits” (4.1.144), or “these Weyward Sisters saluted me, and referr'd me to the coming on of time” (1.5.8-9); or Banquo's fateful challenge to these same witches: “If you can look into the seeds of time, / And say which grain will grow, and which will not, / Speak then to me” (1.3.58-9). Perhaps not incidentally, then, there are some unusual ‘timepieces’ mentioned: “the owl that shriek'd, the fatal bellman, which gives the stern'st good-night” (2.2.3-4); the bat whose flight announces dusk, and the “shard-born beetle, with his drowsy hums [that ring] Night's yawning peal” (3.2.40-3); “the wolf, whose howl's his watch” (i.e., of “wither'd Murther” 2.1.52-4)—these natural harbingers of night and sleep supplement Nature's more familiar herald of the dawn and wakefulness, the cock (2.3.24).
Almost every character in the play at some point gives special attention to the ‘timing’ of actions. There is Macbeth, musing to himself about regicide: “If it were done, when 'tis done, then 'twere well / It were done quickly” (1.7.1-2); and instructing the appointed murderers of Banquo: “Within this hour, at most, / I will advise you where to plant yourselves, / Acquaint you with the perfect spy o'th'time, / The moment on't; for't must be done tonight” (3.1.127-30). Macduff, arriving early in the morning to awaken the King, explains, “He did command me to call timely on him: I have almost slipped the hour” (2.3.45-6). There is Lady Macbeth putting the spurs to her reluctant lord: “Nor time, nor place, / Did then adhere, and yet you would make both: / They have made themselves, and that their fitness now / Does unmake you” (1.7.51-4). And Rosse—himself the master of timing, switching sides at just the right moment—cynically exhorting Macduff: “Now is the time of help” (4.3.186). Having just learned of their father's murder, Malcolm and Donalbain quickly conclude that then is not the time to speak in their own defence, but instead to flee for safety (2.3.118-21). Macduff reports that he “was from his mother's womb / Untimely ripp'd” (5.8.15-16). And certainly not to be overlooked are the witches:
1ST Witch:
Thrice the brinded cat hath mew'd.
2ND Witch:
Thrice, and once the hedge-pig whin'd.
3RD Witch:
Harpier cries:—'Tis time, 'tis time.
(4.1.1-3)
One consequence of all these explicit references to the timing of actions should be a heightening of one's own sensitivity to that very thing. As noted earlier, the solutions to some of the more perplexing features of the play are to be found through analysing the temporal sequence of events.7
Several of the most memorable moments and speeches in the play are fairly steeped in the language of time. Consider the chilling conversation between the victorious lord and his lady upon his first arriving home from the wars:
LADY Macb:
Great Glamis! worthy Cawdor!
Greater than both, by the all-hail hereafter!
Thy letters have transported me beyond
This ignorant present, and I feel now
The future in the instant.
MACBETH:
My dearest love,
Duncan comes here to-night.
LADY Macb:
And when goes hence?
MACBETH:
To-morrow, as he purposes.
LADY Macb:
O! never
Shall sun that morrow see!
[Macbeth must visibly react]
Your face, my Thane, is as a book, where men
May read strange matters. To beguile the time,
Look like the time; bear welcome in your eye,
Your hand, your tongue: look like th'innocent flower,
But be the serpent under't. He that's coming
Must be provided for; and you shall put
This night's great business into my dispatch;
Which shall to all our nights and days to come
Give solely sovereign sway and masterdom.
(1.5.54-70)
Then there is the equally time-conscious conversation of Macbeth with Banquo, who unbeknownst to him is about to set off on his final journey:
MACBETH:
Ride you this afternoon?
BANQUO:
Aye, my good Lord.
MACBETH:
We should have else desir'd your good advice
(Which still hath been both grave and prosperous)
In this day's council; but we'll take tomorrow.
Is it far you ride?
BANQUO:
As far, my Lord, as will fill up the time
'Twixt this and supper; go not my horse the better,
I must become a borrower of the night,
For a dark hour, or twain.
.....
MACBETH:
… But of that to-morrow,
When, therewithal, we shall have cause of State,
Craving us jointly. Hie you to horse: adieu,
Till you return at night. Goes Fleance with you?
BANQUO:
Ay, my good Lord: our time does call upon's.
MACBETH:
I wish your horses swift and sure of foot;
And so I do commend you to their backs.
Farewell.—
[Exit Banquo]
Let every man be master of his time
Till seven at night;
To make society the sweeter welcome,
We will keep ourself till supper-time alone:
While then, God be with you.
(3.1.19-44)
What is so noticeable in speeches such as these is but an intensification of the most distinctive linguistic feature of the play as a whole, namely, the density of terms measuring and positioning things in time: then, now, hereafter, forever, never, always, often, morning, noon, night, nightly, presently, ere, anon, already, while, newly, betimes, henceforth, eterne, momentary, sooner, lated, till, until, sometime, after, since, still, yet, yesterday, today, tonight, tomorrow, olden, modern, at once, early, late (etc.).8 This sample from our plethora of temporal locators and descriptors—and no fewer than four hundred of the words that compose Macbeth refer to time—should remind us of how profoundly, how essentially, ‘temporal’ our very nature is, how ‘unconsciously conscious’ we are about time (if one may be permitted an oxymoron or two). What accounts for this, our pervasive sensitivity to time? It would seem to be due, in part at least, to our awareness of our mortality, to the realization (always present, however dimly) that we live now but will soon die, that judged in cosmic terms our time here is limited to but the wink of an eye—truth so memorably expressed in the most renowned speech of the play, Macbeth's nihilistic reflection on the ephemerality of human existence, its apparent insignificance in the great expanse of time:
MACBETH:
… What is that noise?
SEYTON:
It is the cry of women, my good Lord.
MACBETH:
I have almost forgot the taste of fears.
The time has been, my senses would have cool'd
To hear a night-shriek; and my fell of hair
Would at a dismal treatise rouse, and stir,
As life were in't. I have supp'd full with horrors:
Direness, familiar to my slaughterous thoughts,
Cannot once start me. Wherefore was that cry?
SEYTON:
The Queen, my Lord, is dead.
MACBETH:
She should have died hereafter:
There would have been a time for such a word.—
To-morrow,
… and to-morrow,
… and to-morrow,
Creeps in this petty pace from day to day,
To the last syllable of recorded time;
And all our yesterdays have lighted fools
The way to dusty death. Out, out, brief candle!
Life's but a walking shadow; a poor player,
That struts and frets his hour upon the stage,
And then is heard no more: it is a tale
Told by an idiot, full of sound and fury,
Signifying nothing.
(5.5.7-28)
Fittingly, proud Macbeth, even though dispirited, chooses to end his life with “sound and fury,” provoked by Macduff's shrewd threat that, should he yield to capture, he will be made “the show and gaze o'th'time” (5.8.24).
Reflection on the foregoing suggests that, of all the metaphysical questions human beings confront, understanding time—or rather, human existence in time—is especially important, or especially challenging, or both. The other prominent themes of the play are each somehow bound up with time. For example, sleep and wakefulness in accordance with the natural rhythms of time, of night succeeding day, and of the practical necessity of nightly rest in the natural economy of life (“the season of all natures, sleep” 3.4.140), and thus of what it means to “Sleep no more,” to “murther Sleep”—that is, innocent, secure sleep, the kind that does knit up the ravell'd sleave of care, and recreate both mind and body—and to instead “sleep in the affliction of terrible dreams that shake [one] nightly,” one's life becoming a murky Hell (2.2.34-9; 3.2.17-19; 5.1.34). It may be worth noting that the first mention of ‘sleep’ is by the First Witch, boasting of her plan to torment the ronyon's sailor husband by somehow insuring that for eighty-one weeks he shall “sleep … neither night nor day” (1.3.19-23). Also, the various ‘horticultural’ allusions (and again, the first comes in conjunction with those three haggish Fates: 1.3.58-9; see also 1.4.28-33; 4.3.76-7, 85, 238; 5.2.30; 5.3.23; 5.5.40; 5.9.31) are so many reminders that all natural growth, and decay, takes time.9 Or to put the point more generally, that Being is only physically, perceptibly present—which is to say, naturally manifested—in its governing the perpetual flux of Becoming in space and time—Time itself being the moving image, the “walking shadow,” of Eternity (according to Plato's Timaeus 37d-e). Even the oft-noted ‘clothing metaphor’10 is tied into time, as when Banquo observes, “New honours come upon him, like our strange garments, cleave not to their mould, but with the aid of use” (1.3.145-7). And Macbeth protests to his wife, “He hath honour'd me of late; and I have bought / Golden opinions from all sorts of people, / Which would be worn now in their newest gloss, / Not cast aside so soon” (1.7.32-5).
The main focus, however, is on the human awareness of time, and the consequences thereof. We all have some appreciation that our present is the result of our past, and that only part of this relevant past is consciously available as memory. Clearly, the particular historical situations in which we are born and nurtured were not of our own choosing or making. How much of our resulting selves, then, can we, should we, must we accept responsibility for? Of the past that produced us, what might we rightfully praise or blame, accept or repudiate, attempt to suppress or to preserve? These are vexing questions, and people differ greatly in how they stand towards these matters. In tacit awareness that the past unalterably closes behind us, that “what's done cannot be undone,” we tend to be future-oriented—to such an extent that as our allotment of earthly days dwindles, we may become increasingly inclined to consider an existence beyond the mortal one.11 It is only in the prime of life, and while dubious of any future life, that one is apt to profess as does Macbeth a willingness to “jump [i.e., ‘risk’] the life to come” in return for some great worldly success (1.7.4-7).12 In any event, the prospects of the future, like the establishments of the past, evoke different sorts of responses in different kinds of people, or even in the same people at different times in their lives. Why this is so, why one individual is confident where another is anxious, seems as much a reflection of a given person's nature, character, and beliefs, as of the objective qualitites of his circumstances.
Here, then, would seem to be the primary dimensions of our temporal nature (obvious enough, to be sure): how one stands towards one's past; how one stands towards one's future; and how one stands towards death. It is the resulting dynamic synthesis of these ‘stances’ or attitudes that colours and shapes one's ever-moving point of present experience. Reconciliation with human temporality, and especially with one's own perhaps variable but surely finite existence in time, is mainly a matter of having the right attitude towards the various sectors and features of one's temporal horizon. What is entailed in having it right is elliptically indicated in the Macbeths' getting it all wrong. Dogged by their past, morbidly preoccupied with a future finality as elusive as a rainbow, they are unable to enjoy any moment of the present.13 To understand their mistakes, we need to consider the main alternatives available with respect to each dimension. What does the play suggest these are?
Regarding the Past, Macbeth displays in the extreme what seems to some extent true of many, if not most people: they are more apt to be haunted by their mistakes than gladdened by their successes (rather as Machiavelli suggests they more readily remember grievances than benefactions).14 Even pleasant remembrances can be tinged with the sadness of things no longer being so. Memory might be conceived as Macbeth's own “sweet remembrancer” describes it: “the warder of the brain” (1.7.66; 3.4.36). But the extent to which it is subject to purposeful control is difficult to determine, and may well vary from person to person.15 Macduff defends his evident sorrow upon hearing of the death of his wife and children, “I cannot but remember such things were, / That were most precious to me” (4.3.222-3). When Macbeth asks of the Scottish physician who has been tending his wife, “How does your patient, Doctor?”, he replies, “Not so sick, my Lord, / As she is troubled with thick-coming fancies, / That keep her from her rest.” Whereupon Macbeth orders:
Cure her of that:
Canst thou not minister to a mind diseas'd,
Pluck from the memory a rooted sorrow,
Raze out the written troubles of the brain,
And with some sweet oblivious antidote
Cleanse the stuff'd bosom of that perilous stuff
Which weighs upon the heart?
(5.3.37-45)
No doubt sensing the reflexive possibility of Macbeth's query, the tactful doctor replies, “Therein the patient must minister to himself.” Ah, but how? The Porter (“remember the Porter”) might have added forgetfulness to his catalogue of things that “drink … is a great provoker of” (2.3.25-9). The effects of this common “oblivious antidote” are variable, however, and not selective, and only temporary unless pursued to mind-destroying lengths. With respect to past mistakes that one regrets, and wishes “were now undone,” what ministration is there for the chronic mental discomfort they can cause—which, as the the anguish of Lady Macbeth reminds us, can be so severe as to pall one in the dunnest smoke of Hell, making death seem preferable to life (5.9.35-7)? The play suggests only two alternatives. The first would be to school one's soul to accept, fully and finally, the reasoning so ironically placed in the mouth of the Queen herself (advice applicable to the entirety of life, not merely to one's own mistakes): “Things without all remedy should be without regard: what's done is done” (3.2.11-12). However, abiding by this policy of ‘reasoned disregard’ presumes a strength of the soul's rational part that is apparently beyond most people. They may have no practical choice but the second alternative: repentance, with the possibility of forgiveness.
Neither disregarding nor repenting are prominent in the play, and least of all by the protagonists most in need of one or the other. Unlike the condemned rebel Cawdor, who according to the report Malcolm passes on:
… very frankly he confess'd his treasons,
Implor'd your Highness' pardon, and set forth
A deep repentance. Nothing in his life
Became him like the leaving it: he died
As one that had been studied in his death,
To throw away the dearest thing he ow'd
As 'twere a careless trifle.
(1.4.5-11)
(He—or Malcolm—sounds downright Sokratic,16 although one must bear in mind that Cawdor's “deep repentance” was born in defeat.) Unlike Cawdor, however, Macbeth merely regrets, never repents. The one time he uses the word, he is lying, or at the least does not mean it in the way he wishes it to be taken; he announces his killing of the blood-badg'd grooms by saying, “O! yet I do repent me of my fury, / That I did kill them” (2.3.104-5). As for his forgetting what once filled his mind with scorpions—the memory of his crimes, along with the fear that he will become the just victim of his own “bloody instructions”—he eventually is successful to a point, but at the price of his humanity. With Banquo's shade at last banished (“Hence, horrible shadow! / Unreal mock'ry, hence!” 3.4.105-6), Macbeth vows to become immune to what he now regards as but guilt-induced delusions: “My strange and self-abuse / Is the initiate fear, that wants hard use: / We are yet but young in deed” (141-3). Having thus committed himself (along with his now passive but worried wife) to becoming habituated—not to bloodshed, which as a seasoned warrior he is inured to from the time we first meet him—but to atrocities, he finally succeeds in turning his milk of human kindness to gall. Apparently she does not quite. As his criminal career approaches its climax, Macbeth can muse, “I have almost forgot the taste of fears” (5.5.9). Apparently Lady Macbeth has not. She never expresses repentance (“the access and passage to remorse” perhaps stopp'd, as she prayed it would be; 1.5.44), hence she never seeks what she needs: the kind of self-reconcilation that could come only from a sense of having been forgiven by someone with the power to forgive. As the doctor who witnesses her “slumbery agitation” puts it, “More needs she the divine than the physician.—/ God, God forgive us all!” (5.1.71-2). Still, it is evident from her somnambulatory torments and eventual death that Lady Macbeth remains essentially human. Whereas the insensitivity and forgetfulness of Macbeth verges upon that of a beast, not a human being—to “dispute it like a man,” one must first “feel it as a man” (4.3.220-1). The only person who expressly repents his sins is also the only one to pray for Macbeth's forgiveness, albeit on decidedly unChristian terms:
But, gentle Heavens,
Cut short all intermission; front to front,
Bring thou this fiend of Scotland, and myself;
Within my sword's length set him; if he 'scape,
Heaven forgive him too!
(4.3.231-5; cf. 5.7.14-16)
Respecting the Future, the play affirms what common experience would suggest, namely, that the principal factors determining a person's temporal posture are Hope and Fear. A preoccupation with the latter is certainly evident enough. Indeed, there are more mentions of ‘fear’ and its cognates (‘fear'd,’ ‘fearful,’ ‘fearing,’ ‘fears’) in Macbeth than in any other of Shakespeare's creations. However, its action pivots as much if not more on hopes, especially false hopes, we would say, knowledgeable after the fact—“hopes [borne] 'bove wisdom, grace, and fear” (3.5.31)—but our retrospective judgment points to the precise difference at issue: the absolute finality (hence knowability) of the past versus the opacity of a future more or less rich with possiblities for good and evil, the final causes of hope and fear. It is the “royal hope” excited by the witches that inspires Macbeth and his lady to act on their black and deep desires. Only in the final minutes of his life does he realize he has been relying on “juggling fiends” who “keep the word of promise to our ear, / And break it to our hope” (5.8.19-22). Macbeth's own first mention of ‘hope’ comes in a kind of congratulation to Banquo: “Do you not hope your children shall be kings, / When those that gave the Thane of Cawdor to me / Promis'd no less to them?” (1.3.118-20). Banquo does so hope (3.1.5-10), and it is a prospect Macbeth finds increasingly galling with time. Lady Macbeth's sole reference to hope is in chiding her husband: “Was the hope drunk, / Wherein you dress'd yourself? Hath it slept since? / And wakes it now, to look so green and pale / At what it did so freely?” (1.7.35-8). Her taunting insinuation that he lacks sufficient natural (i.e., sober) courage to act on his—and her—royal hopes has its intended effect. Macduff's hopes in Malcolm are what carry him to England (4.3.24, 114), and Malcolm's hopes in victory carry him back to Scotland (5.4.1-2). It is left to the practical old soldier Siward to remind us that hopes aren't horses, however: “Thoughts speculative their unsure hopes relate, / But certain issues strokes must arbitrate …” (19-20).
Seeing the future as but through a glass darkly, the rational imagination is to the future what the rational memory is to the past. Macbeth's letters have so stimulated the imagination of his lady that she has been “transported … beyond this ignorant present, and … feel[s] now the future in the instant” (1.5.56-8). She has high hopes. Macbeth, too, speaks of the non-existent, merely imagined future as more real than the existent present, but with a distinct foreboding:
This supernatural soliciting
Cannot be ill; cannot be good:—
If ill, why hath it given me earnest of success,
Commencing in a truth? I am Thane of Cawdor:
If good, why do I yield to that suggestion
Whose horrid image doth unfix my hair,
And make my seated heart knock at my ribs,
Against the use of nature? Present fears
Are less than horrible imaginings.
My thought, whose murther yet is but fantastical,
Shakes so my single state of man,
That function is smother'd in surmise,
And nothing is, but what is not.
(1.3.130-42)
Together, this ambitious couple span the range of humanity's attitudes towards the future, one hoping for what she regards as the best, the other fearing what he imagines could be the worst.17 Yet, both are contemplating the same prospect: Macbeth's doing whatever might be necessary to seize the kingship.
Precisely because we do not know ‘what the future has in store’ for us, but often would like to, we have a natural interest in prediction and prophecy—indeed, in some people the eagerness to “look into the seeds of time” and know beforehand “which grain will grow, and which will not” renders them exceedingly gullible. But even a sceptic would be impressed when what seemed a most unlikely prophecy is promptly confirmed. In any event, one can be sure it is no mere coincidence that the first mention of ‘prediction’ comes in the same speech as the first mentions of both ‘hope’ and ‘fear.’ The three witches having in turn “all-hail'd” Macbeth, it is Banquo who responds, “Good Sir, why do you start, and seem to fear / Things that do sound so fair?” Then turning back to the witches, he continues, “My noble partner / You greet with present grace and great prediction / Of noble having, and of royal hope, / That he seems rapt withal: to me you speak not” (1.3.51-7). Whereupon he solicits a prediction on his own behalf, and receives their fateful, equivocal answers:
1ST Witch:
Lesser than Macbeth, and greater.
2ND Witch:
Not so happy, yet much happier.
3RD Witch:
Thou shalt get kings, though thou be none …
It is the witches' array of predictions to these two warrior chieftains that sets in motion all the subsequent events of the play.
First, what both Macbeths prefer now to think has been “promis'd” them (1.3.120; 1.5.13, 16) congeals their determination to murder Duncan—and we must notice that this is Lord Macbeth's immediate interpretation of “shalt be King hereafter”: that it is a suggestion to do something “whose horrid image” makes his heart pound and his hair stand on end. This despite the Thaneship of Cawdor being so surprisingly confirmed “without [his] stir.” Only afterwards does it occur to him that “Chance” may also as readily crown him King (1.3.144). Almost surely, then, this is not the first time Macbeth has thought about regicide. It would hardly be surprising had the temptation of it been troubling his mind as he and Banquo tramped through the foul weather from those desperate battles in which they—not meek Duncan—saved the kingdom. Is this why the witches' pronouncements arouse in Macbeth the rapture which Banquo twice notes (57, 143), and why he is sure they have “more in them than mortal knowledge”—because they have read his mind (cf. 4.1.74)? On the surface, it might seem that Shakespeare's Macbeths merely re-enact The Fall of Man, with the primary responsibility that of the Temptress Eve, in keeping with the traditional account. Examined more closely, however, one detects the author's somewhat different view: his Adam is no innocent, seduced into an act for which he showed no prior inclination.
Second, Banquo's having been implicated in the witches' prophecies has compromised him, thereby facilitating the initial success of Macbeth's bid to gain the crown under a cloak of legitimacy. For Banquo is the one person who is privy not only to the prophecy, but also to Macbeth's suspicious allusion to “that business” the very night of Duncan's murder: “If you shall cleave to my consent, when 'tis, it shall make honour for you”—a conversation cut short by Banquo's guarded “So I lose none in seeking to augment it” (2.1.20-9). Despite having suspicions about Macbeth's involvement in Duncan's assassination (as he later acknowledges), Banquo obviously does not voice them when at his own instigation they all “meet and question this most bloody piece of work, to know it further.” Probably it was at this same meeting that Macbeth was named the new Sovereign (2.4.30-32). Banquo's passive complicity is confirmed shortly thereafter in his troubled soliloquy:
Thou hast it now, King, Cawdor, Glamis, all,
As the Weyward Women promis'd; and, I fear,
Thou playd'st most foully for't; yet it was said,
It should not stand in thy posterity;
But that myself should be the root and father
Of many kings. If there come truth from them
(As upon thee, Macbeth, their speeches shine),
Why, by the verities on thee made good,
May they not be my oracles as well,
And set me up in hope.
(3.1.1-10)
That is, Banquo sees the fulfilment of his own prophecy as dependent on the fulfilment of Macbeth's—to validate the witches' predictive powers, at the least, but also quite likely as a necessary step towards his own offspring's eventual success (cf. 15-18).
That would seem to be the way Macbeth sees it, too—and so he resolves to foreclose any such prospect by extinguishing forever Banquo's line, thereby hoping to subvert that part of the witches' prophecy. He may not have noticed it before, but once he has succeeded in becoming King he sees in Banquo a “royalty of nature … that … would be fear'd”:
He chid the Sisters
When first they put the name of King upon me,
And bade them speak to him; then, prophet-like,
They hail'd him father to a line of kings:
Upon my head they plac'd a fruitless crown,
And put a barren sceptre in my gripe,
Thence to be wrench'd with an unlineal hand,
No son of mine succeeding.
(3.1.56-63)
Fearing that Banquo may choose to further the realization of his prophecy the same way that Macbeth did, ‘wrenching’ crown and sceptre with an unlineal hand, he resolves to murder Banquo—the third pivotal consequence of the witches' initial set of predictions. That what Macbeth has in mind is paradoxical, even self-contradictory, should not be lost on us. For Shakespeare means hereby to show the paradox inherent in all human interest in prophecy, and consequently in the normal human posture towards the future. For the very possibility of predictive certainty, such that one can have complete confidence in whatever is foretold, presupposes that the future is strictly determined, or ‘fated,’ and as such cannot be altered. Yet our interest in it stems not simply from curiosity, but from the practical desire to further our own good while avoiding anything bad—which, of course, presupposes that future outcomes are not fixed, but subject to discretionary action on our part.18
Now, one might object that there is no logical contradiction between the future—and hence all that happens in time—being strictly determined, on the one hand, and our consciously choosing the actions that of necessity lead to those predetermined outcomes, on the other (and that it is simply part of the necessary, determined order of things that we act under the illusion that we are free to choose, that we have ‘free will’). Consequently, Macbeth is doing nothing illogical in taking an active role in pursuing the kingship once it has been “promis'd” him, rather than passively waiting for “Chance” to crown him: this can be seen—even by him—as doing his (predetermined) part to bring the prediction to its fulfilment, having ‘of necessity’ been moved to do so by its assurance of success. Ah, but what about his efforts to obstruct the prophecy regarding Banquo? True, one could argue that logically the cases are the same, that his ‘futile’ efforts are equally part of the Master Plan, essential to its final outcome. And for the sake of argument, it may be conceded that this might be so. But what about psycho-logically? No rational person acts out of a motive to ‘fulfill the future’ per se, regardless of what it may be. Neither we, nor other living things, are ‘neutral’ in our nature: we pursue what we perceive to be our good, not The Future. Macbeth may have seen his murder of Duncan as simply doing his part to further fate as it has been revealed to him, but he surely cannot see his murder of Banquo in this way. The point is, he, like most people, has a contradictory attitude towards predictions of the future. Those that seem to favour him do not just suggest a possibility, or merely inspire hope; they impart confidence and a sense of legitimacy, a feeling that ‘this is how things were meant to be.’ Thus, Siward can describe Macbeth ensconced at Dunsinane as “the confident tyrant” (5.4.8; cf. 5.3.2-10). Whereas predictions that threaten him arouse fear and a will to evade—not, that is, acceptance, resignation, and despair. This ‘double’ or ‘equivocal’ attitude towards predictions reflects his ambivalence about the future itself: sometimes (or in certain respects) regarding it as fixed by fate, other times acting as if it were undetermined, hence, amenable to the influence of human volition.
Several times Macbeth in effect admits as much. When after the Banquo-haunted banquet he resolves purposefully to seek out the Weyward Sisters (a fourth pivotal consequence of his first, apparently chance, meeting with them; 1.3.154), he tells his wife: “More shall they speak; for now I am bent to know, / By the worst means, the worst. For mine own good, / All causes shall give way” (3.4.133-5). He wants to know the worst in order to avoid it, in the pursuit of his own good (as would anyone). The possibility of there being such knowledge before the fact, however, presupposes a determined world-system, as unalterable (hence, predictable) as the planets in their motions—that the “causes” will not “give way.” When later at the Pit of Acheron the warning of the First Apparition (“beware Macduff”) is seemingly contradicted by the exhortation of the Second (“Be bloody, bold, and resolute: laugh to scorn / The power of man, for none of woman born / Shall harm Macbeth”), his response betrays the quite normal, and in that sense, natural doubt in his mind as to whether his should be a passive or an active role in protecting himself:
Then live, Macduff: what need I fear of thee?
But yet I'll make assurance double sure,
And take a bond of Fate: thou shalt not live;
That I may tell pale-hearted fear it lies,
And sleep in spite of thunder.
(4.1.82-6)
Having been offered still further “security” by the Third Apparition (“Macbeth shall never vanquish'd be, until / Great Birnam wood to high Dunsinane hill / Shall come against him”), Macbeth insists on the witches telling him one thing more: “shall Banquo's issue ever reign in this kingdom?” Because the answer they “show his eyes” does indeed “grieve his heart” (110), he reacts to their vanishing with a most ironic curse: “Infected be the air whereon they ride; / And damn'd all those that trust them!” (138-9)—for as his confidence almost to the bitter end proves, he continues to trust the parts of their prophecies that he wishes to be true, those that seem to guarantee him protection, and thus free him from fear. He is clearly shaken when Birnam wood comes to Dunsinane (“I pull in resolution; and begin / To doubt th'equivocation of the fiend, / That lies like truth” 5.5.42-4). Still, his “better part of man” is only finally cow'd upon learning that Macduff was not naturally born of woman, but “from his mother's womb untimely ripp'd.” Too late he realizes how the Instruments of Darkness have played upon his hopes and fears: “And be these juggling fiends no more believ'd, / That palter with us in a double sense; / That keep the word of promise to our ear, / And break it to our hope” (5.8.19-22).
Notes
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Much as Plato has Sokrates attest in the Republic 509a-c.
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This may be as fitting a place as any to note a stylistic feature of Macbeth: it abounds in triads. For in addition to the three witches who “All hail” Macbeth three times (1.3.48-50), then likewise thrice “Hail” Banquo (prefacing their three-part prophecy regarding him; 62-7), and whose magical chants and charms involve multiples of three (“Thrice to thine, and thrice to mine, / And thrice again, to make up nine”—35-6; and, “Thrice the brinded cat hath mew'd.” “Thrice, and once the hedge-pig whin'd”—4.1.1-2); there are Macbeth's three titles (Glamis, Cawdor, King), and his three portrayed crimes (the murder of Duncan, the ambush of Banquo, the slaughter of Macduff's household). Several triads figure in the Porter's scene: his repeated “Knock, knock, knock” (2.3.3, 12-13); his welcoming three sinners to Hell (farmer, equivocator, English tailor); the “three things” he reminds us that drink “is a great provoker of” (25-7). There is the surprising return of a trio (Macbeth, Lenox, and Rosse; 88), whereas only two left to view the site of Duncan's murder. There are three murderers who set upon Banquo and Fleance. Macbeth alludes to three avine instruments used by “Augures” (magpies, choughs, rooks; 3.4.124). There are Malcolm's three false self-accusations (lust, avarice, and a lack of all “king-becoming graces”; 4.3.60, 78, 91). It is on his third night of watching that the Scottish Doctor at last views the somnambulent, somniloquent Lady Macbeth (5.1.1-2). When Hecate arrives at the Pit of Acheron, she is accompanied by three more witches (4.1.38). And at the Pit, Macbeth sees a succession of three “Apparitions,” offering three prophecies (each of the first two begin “Macbeth! Macbeth! Macbeth!”; to the second, Macbeth confusedly replies, “Had I three ears, I'd hear thee”—77-8). Macbeth calls three times for Seyton before he finally appears (5.3.18, 20, 29). According to the Folio text, the play comprises twenty-seven scenes, i.e., 33. This triadic pattern lends further support to the surmise that there must be, not two, but three battles referred to at the beginning of the play, involving all three great warrior captains (Macbeth, Banquo, and Macduff).
As for what significance one might see in this pattern, several possibilities suggest themselves. For example, one might suspect a kind of ‘black’ counterpart to Trinitarian Christianity. But it also reminds one of the ‘threeness’ so evident in the most famous Platonic dialogues (i.e., the Apology of Sokrates and the Republic). And given the prominence of Time in the play (a matter to be discussed at length in this examination of the play), its manifold triads are stylistic echoes of the ever-moving sectors of Past, Present, and Future. T. McAlindon, in Shakespeare's Tragic Cosmos (Cambridge: Cambridge University Press, 1991), begins his useful discussion of the symbolic dimension of the play by observing: “One of the most remarkable features of this tragedy is the way in which number symbolism cooperates with nature symbolism in the process of signalling key ideas relating to the tragic theme of disunity and chaos. This may be largely due to the fact that here, as in Julius Caesar, Shakespeare the tragedian shows a more than usual interest in time, the movement of the heavenly bodies, and history. The tradition of numerical symbolism and the temporal sensibility were closely related in literature since there was a natural connection between the time sense, astronomy, and the art of exact measurement according to number” (200). McAlindon stresses especially “the traditional association of the number three with the rituals of witchcraft.”
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Each of the play's first three scenes begin with one of these questions: ‘When,’ ‘What,’ ‘Where.’ The first explicit use of ‘why’ is Banquo's query upon noticing Macbeth's reaction to the witches' all-hailing him: “Good Sir, why do you start, and seem to fear things that do sound so fair?” (1.3.51-2). Good question.
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Knights, in Some Shakespearean Themes, also views the witches' chant as announcing the play's primary thematic focus, but construes it somewhat differently: “In none of the tragedies is there anything superfluous, but it is perhaps Macbeth that gives the keenest impression of economy. The action moves directly and quickly to the crisis, and from the crisis to the full working out of plot and theme. The pattern is far easier to grasp than that of Lear. The main theme of the reversal of values is given out simply and clearly in the first scene—‘Fair is foul, and foul is fair’; and with it are associated premonitions of the conflict, disorder and moral darkness into which Macbeth will plunge himself” (122).
However, Bradshaw, in Shakespeare's Scepticism, questions whether the ‘main theme’ is really that simple and clear: “Yet ‘Faire is foule’ is ambiguous. Instead of providing an indirect confirmation of the conceptual abstractions it may assert their unreality, in relation to the elemental ‘Hurley-burley’ (that word suggests amoral Chaos rather than immoral Evil), and to the obscene, elemental savagery of battles which are (in a comparably ambiguous way) ‘lost and wonne’” (223).
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This is easily illustrated by the unreliability of sensory evidence with respect to the reality of Matter, which according to any plausible account (from those of Plato or Aristotle to that of modern physics) is very different from what we perceive it to be. According to modern physicists, this ‘too solid flesh’ is anything but: were the bodies of the earth's entire human population fully compressed in the gravitational field of a ‘black hole,’ the resulting ‘solid matter’ (they tell us) would scarce fill one fortieth of a tablespoon!
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Wilson Knight, in The Wheel of Fire, sees this as the root cause of both his torment and his vice: “Whilst Macbeth lives in conflict with himself there is misery, evil, fear: when, at the end, he and others have openly identified himself with evil, he faces the world fearless: nor does he appear evil any longer. The worst element of his suffering has been that secrecy and hypocrisy so often referred to throughout the play … Dark secrecy and night are in Shakespeare ever the badges of crime. But at the end Macbeth has no need of secrecy” (156).
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The dramatic effectiveness of Shakespeare's oft-remarked ‘trickery’ with time, not noticeable to spectators but puzzling to reflective readers, is itself revealing about human temporality: how the felt experience of time need not correspond to ‘objective’ measures of time; and how much freedom the rational imagination allows in the manipulation of time.
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Francis Berry, in an essay entitled ‘Macbeth: Tense and Mood,’ calls attention to a related grammatical feature of the play in Essays in Shakespearean Criticism, J. E. Calderwood and H. E. Toliver, eds. (Englewood Cliffs, NJ: Prentice-Hall, 1970, 521-9): “The Form of the Verb of Macbeth, that which controls the whole plot, is peculiarly striking. It is, of course, the Future Indicative. But the dominant form of the Verb ‘in’ Macbeth, that which animates not the main outlines but the detail of passage, is also significant. It is the Subjunctive. The Verb Form ‘of’ Macbeth and the Verb Form ‘in’ Macbeth struggle against each other, and from this struggle issues the tragedy” (521).
Berry goes on to observe, “Indeed, the whole play is Future minded, thus. … Unlike Hamlet and Othello there are in it no temporal flashbacks, no protracted memories of earlier generations, no narrations of past events, but it purely and avidly pursues a Future, and that is why reader and audience derive from it a sensation of rapidity or hurrying” (522). As for Macbeth himself, he exists mainly “in the subjunctive realm of possibilities—the realm of hopes and dreads; of ‘if's’ and phantasies; of what may be and may not be; of what ought to be and what ought not to be. The Subjunctive is a private realm” (523).
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Michael Davis, in his article entitled ‘Courage and Impotence in Shakespeare's Macbeth,’ in Shakespeare's Political Pageant, Joseph Alulis and Vickie Sullivan, eds. (Lanham MD: Rowman and Littlefield, 1996), points to the broader connections and implications of Banquo's challenge to the witches (“If you can look into the seeds of time …”) by observing: “The witches must represent time past, present, and future because the future is not independent of the past. Time has seeds. Events done in the present grow in the soil of past events and have consequences for the future … The entire play subsequent to the regicide may be described in terms of Macbeth's struggle against the consequences of his earlier actions. His battle is not so much a battle for a specific future as a battle against the past. And yet his every attempt to right the situation sinks him deeper into enslavement by the past” (231).
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Examined at length in Cleanth Brooks's influential (and controversial) essay, ‘The Naked Babe and the Cloak of Manliness,’ in The Well Wrought Urn (New York: Harcourt, Brace and Co., 1947).
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Epitomized by old Kephalos in Plato's Republic 331d-e.
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As Howard White puts it in his essay entitled “Macbeth and the Tyrannical Man,” Interpretation 2 (Winter 1971, 148), “I submit that the difficulty with Hamlet is similar to the difficulty of Macbeth. They are not sure whether they believe or not.” Macbeth's famous soliloquy (1.7.1-28) reveals the conflicting feelings at war within his soul. Wilson Knight, in The Wheel of Fire, however, sees Macbeth's confusion as more formless than it is: “With Macbeth it is almost impossible to fit clear terms of conceptual thought to the motives tangled in his mind or soul. Therein lies the fine truth of the Macbeth conception: a deep, poetic, psychology or metaphysic of the birth of evil. He himself is hopelessly at a loss, and has little idea as to why he is going to murder Duncan. He tries to fit names to his reasons—‘ambition,’ for instance—but this is only a name. The poet's mind is here at grips with the problem of spiritual evil—the inner state of disintegration, disharmony and fear, from which is born an act of crime and destruction” (121).
F. R. Leavis, in Education and the University (Cambridge: Cambridge University Press, 1979; originally published 1943), seems to have a better grasp of what essentially is going on beneath the puzzling, yet strangely effective imagery Shakespeare provides Macbeth in this soliloquy:
It is a speech that exhibits Shakespeare's specific genius—an essentially poetic genius that is at the same time essentially dramatic—at its most marvelous. The speech is that of the intensely realized individual, Macbeth, at the particular, intensely realized moment in the development of the poem. Analysis leads us directly to the core of the drama, its central, animating interests, the principles of its life. The whole organism is present in the part. Macbeth, weighing his hesitation, tells himself that it is no moral or religious scruple, deriving its disturbing force from belief in supernatural sanctions. His fear, he says, regards merely the chances of lasting practical success in this world. His shrinking from the murder expresses, he insists, a simple consideration of expediency. Then he proceeds to enlarge on the peculiar heinousness of murdering Duncan, and as he does so that essential datum concerning his make-up, his ignorance of himself, becomes plain. He supposes that he is developing the note of inexpediency, and picturing the atrocity of the crime as it will affect others. But already in the sentence invoking the sanctity of hospitality another note begins to prevail. And in the next sentence the speech achieves its unconscious self-confutation …
What we have in this passage is a conscience-tormented imagination, quick with terror of the supernatural, proclaiming a certitude that ‘murder will out,’ a certitude appalling to Macbeth not because of consequences on ‘this bank and shoal of time,’ but by reason of a sense of sin—the radical hold on him of religious sanctions.
(80-1)
This is an opportune point at which to address Evans's radical contention in Shakespeare's Tragic Practice that in Macbeth, Shakespeare uses his powerful poetry to ‘hoodwink’ us into believing that it is “the tragedy of an ‘essentially good man’ whose principles give way to overmastering ambition and who thereafter undergoes moral deterioration, experiencing all the while those agonies of conscience that, indeed, only an essentially good man can experience” (218). Whereas Evans insists that:
What sets [Macbeth] most significantly below our level of vision is the fact that the idea of murder has invaded his mind. It is noteworthy that the witches have not mentioned murder or suggested any wrongful act …
His plane is in fact not one of moral awareness, but of moral ignorance; and from this plane he never rises. From beginning to end of the action he remains oblivious of murder as a moral fault.
(200)
Macbeth is not the tragedy of a good man's moral deterioration, but of a man who lives and dies without knowing what moral sense means.
(208)
As for the famous soliloquy (1.7.1-28) Leavis so insightfully analysed, Evans sees in it only evidence of Macbeth's “fatal limitation: his lack of moral sense” (201). “Macbeth's flaw is not a defective moral mechanism that gives in to his overweening ambition; it is rather his total lack of a moral mechanism” (204). And in sum, “The crucial gap between Macbeth's awareness and ours is simply that we have a moral sense and he has none” (204); he is a “moral cripple” (221), a “moral idiot” (222). Much of Evans's chapter on Macbeth is devoted to explaining away textual evidence that could be interpreted as showing some moral concern—and he resorts to some dubious ‘practices’ of his own in doing so—but the real issue here is Evans's hypertrophied Kantian conception of what it means to be moral: something utterly divorced from consequences, such that every time Macbeth shows himself concerned with his actions' effect on him (e.g., his reaction to the thought of murdering Duncan, 200; his revulsion in the immediate wake of Duncan's murder, 206; his plea to the Doctor to cure Lady Macbeth, 212), it is discounted as having any genuine moral content—as if a perfectly respectable response to ‘Why be moral?’ is not ‘Because otherwise you will experience relentless psychic torment.’ Indeed, according to Plato's Republic, the effect of one's actions on one's own soul is the natural ground of what properly defines that which we call ‘moral’ (443c-e). But Evans, who seems unaware that his implicit Kantianism is anachronistic when applied to Shakespeare, apparently believes that every whole human being has a distinct ‘moral sensibility’ that is supposed to judge and rule without regard to consequences (blithely conflating it with ‘conscience’; 217)—that thereby everyone not radically defective ‘knows’ murder is just wrong (220). Consequently, even to ask ‘Why be moral?’ is evidence that one is defective. Evans simply could not take Machiavelli seriously, i.e., as possibly being right. Hence his chapter has a value he never intended, namely, that of demonstrating how radically impractical, thus impolitic—indeed utopian—this conception of morality actually is.
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In an essay pervaded by Shakespearean allusions, ‘On the Uses and Disadvantages of History for Life,’ Untimely Meditations, R. J. Hollingdale, trans. (Cambridge: Cambridge University Press, 1983), Nietzsche observes:
In the case of the smallest or of the greatest happiness …, it is always the same thing that makes happiness happiness: the ability to forget or, expressed in more scholarly fashion, the capacity to feel unhistorically during its duration. He who cannot sink down on the threshold of the moment and forget all the past, who cannot stand balanced like a goddess of victory without growing dizzy and afraid, will never know what happiness is—worse, he will never do anything to make others happy. Imagine the extremest possible example of a man who did not possess the power of forgetting at all and who was thus condemned to see everywhere a state of becoming: such a man would no longer believe in his own being, would no longer believe in himself, would see everything flowing asunder in moving points and would lose himself in this stream of becoming …
(62)
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The Prince, ch. 17: “For one can say this generally of men: that they are ungrateful, fickle, pretenders and dissemblers, evaders of dangers, eager for gain. While you do them good, they are yours, offering you their blood, property, lives, and children … when the need for them is far away; but, when it is close to you, they revolt. And that prince who has founded himself entirely on their words, stripped of other preparation, is ruined; for friendships that are acquired at a price and not with greatness and nobility of spirit are bought, but they are not owned and when the time comes they cannot be spent” (66). Also relevant is what is said in ch. 7: “And whoever believes that among great personages new benefits will make old injuries be forgotten deceives himself” (33).
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Jane Austen provides the heroine of Mansfield Park a pertinent observation on this matter. Fanny Price is reflecting on the humble topic of domestic landscape:
‘Every time I come into this shrubbery I am more struck with its growth and beauty. Three years ago, this was nothing but a rough hedgerow along the upper side of the field, never thought of as anything, or capable of becoming anything; and now it is converted into a walk, and it would be difficult to say whether most valuable as a convenience or an ornament; and perhaps in another three years we may be forgetting—almost forgetting what it was before. How wonderful, how very wonderful the operations of time, and the changes of the human mind!’ And following the latter train of thought, she soon afterwards added: ‘If any one faculty of our nature may be called more wonderful than the rest, I do think it is memory. There seems something more speakingly incomprehensible in the powers, the failures, the inequalities of memory, than in any other of our intelligences. The memory is sometimes so retentive, so serviceable, so obedient—at others, so bewildered and so weak—and at others again, so tyrannic, so beyond our controul! We are to be sure a miracle every way—but our powers of recollecting and forgetting, do seem peculiarly past finding out.’
(vol. 2, ch. 4)
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The view ‘that to philosophize is to learn how to die’ could be said to originate with Sokrates. Cf. Apology 29a, 40c-41d, Republic 486a, 500b-c, 604b-c, 608c-d. See also Montaigne's essay of that title (No. 20 of Book One in The Complete Essays of Montaigne, Donald Frame, ed. and trans., Stanford: Stanford University Press, 1958).
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That Macbeth does not altogether welcome the “suggestion” which his own irrepressible ambition forces upon his imagination lends credence to R. S. Crane's view of his character, ‘Monistic Criticism and the Structure of Shakespearean Drama,’ in Approaches to Shakespeare, Norman Rabkin, ed. (New York: McGraw-Hill, 1964), 99-120: “For the essential story of Macbeth is that of a man, not naturally depraved, who has fallen under the compulsive power of an imagined better state for himself which he can attain only by acting contrary to his normal habits and feelings; who attains this state and finds that he must continue to act thus, and even worse, in order to hold on to what he has got; who persists and becomes progressively hardened morally in the process; and who then, ultimately, when the once alluring good is about to be taken away from him, faces the loss in terms of what is left of his original character” (116).
Paul A. Cantor also emphasizes the importance of imagination in determining the behaviour of the Macbeths in his article entitled ‘Shakespeare's The Tempest: The Wise Man as Hero,’ Shakespeare Quarterly (Spring 1980), 64-75:
The theatrical imagery of prologues and acts points to the element common to the real usurpers of Macbeth and the would-be usurpers of The Tempest: the way they plot out their crimes with the imagination of a playwright … Antonio tempts Sebastion in just the way the Witches and later Lady Macbeth tempt Macbeth, by making him imagine himself already a king … A ‘strong imagination’ seems characteristic of Shakespeare's usurpers: they can leap ahead in their minds to picture themselves already possessed of what they most desire …
The usurper's strong imagination is what makes him potentially forceful as a character. Believing that what his imagination shows him is real, the usurper can proceed with strength and conviction to achieve his goals. But to impress us, the usurper must in fact act … The mere desire to rule proves nothing: to distinguish oneself, one must show the force of one's desires by acting upon them. As the term is ordinarily understood, one can be heroic only in deed, not in thought. Macbeth and Lady Macbeth undergo the heroic test of translating their thoughts into deeds. Though they both bend under the strain of trying to realize their dreams, and Lady Macbeth eventually cracks, they do have a chance to establish their heroic stature. They are not run-of-the-mill human beings; they are greatsouled figures, if only in the single-minded determination with which they pursue their ambitions.
(69)
The treatment of usurpation in Macbeth and The Tempest reveals the limitations in the usurper's imagination, the way the force of his desires deceives him about reality. He thinks he knows what his crime will entail, but in his eagerness he underestimates the obstacles that stand in his way and overestimates his ability to live with the consequences of his deed.
(71)
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Michael Davis (‘Courage and Impotence’) recognizes that Macbeth's behaviour is contradictory, but doesn't quite get to the source of its inconsistency:
On the surface, one who disdains fortune should have no truck with fortune-tellers. Macbeth feels this tension, and so his attitude toward the witches is throughout the play equivocal. On the one hand, he acts out of the belief that what they say is true; on the other hand, he acts on his own in order to be doubly sure … This attitude is certainly understandable—no use taking chances. At the same time, however, it is patently ridiculous. To know one's fate is to neutralize chance. To think that prophecy needs assurances is to doubt that it is prophecy … He believes [the witches] enough to worry about Banquo, but not enough to give up all attempts to forestall the future they predict. He doubts and does not doubt that what they say about the future is correct.
(226)
But this is not the root of the problem. One can be dubious about prophecy, hence ‘cover one's bet,’ without being caught in a contradiction, so long as one is consistent. As we shall see, Macbeth's real confusion is about Time itself, and all that happens ‘in time,’ such that he finds security in some pronouncements while undertaking to forestall others. Davis goes on to speak of what he regards as “a more serious difficulty with Macbeth's view of prophecy. He traffics with preternatural beings, beings who do things no man can do, and yet it does not occur to him for a moment that, having defied the ordinary course of nature in one respect, they might well be able to do so in other respects.” Again, this is not strictly so; if the natural order is determined, knowledge of the future would in principle be possible without violating any natural laws (though gaining such knowledge may be beyond ordinary human capacities). However, in observing that “Foreknowledge, which appears to ensure courage, in the end makes it impossible to consider oneself courageous” (228), Davis does make an important point in as much as Macbeth's self-esteem is based on his courage.
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