The Plot
The Lord of the Rings, the seminal work of modern fantasy, was first published in sections only as a concession to its length; the division of the work into the three volumes familiar to most readers bears no relation to the development of the story. J. R. R. Tolkien himself divided the work into six numbered but untitled books, two of which appear in each volume. Although The Lord of the Rings was begun as a sequel to Tolkien’s popular 1938 children’s book The Hobbit, it so dwarfs the earlier volume in both seriousness and scope as to have reversed the relationship. The Hobbit, though successful in its own right, is now considered primarily as a “prequel” to the longer work.
The length and complexity of The Lord of the Rings are such as to defy brief plot summary. The main action concerns Frodo Baggins, a hobbit, a member of a diminutive, rural, peace-loving race that lives in the northern land of the Shire. From his Uncle Bilbo, the hero of The Hobbit, Frodo inherits a magic ring that confers invisibility on the wearer.
Frodo learns, however, that his heirloom is far more than a toy: The wizard Gandalf explains that it is in fact the Master Ring created by the malevolent Dark Lord, Sauron, ages before. Sauron, a powerful spirit who presides over the hellish kingdom of Mordor in the far east of Middle-earth, invested the Ring with much of his original power, and he has been hunting it since it was taken from him in battle ages before. Should Sauron recover the Ring, Gandalf warns, he would become sufficiently powerful to overwhelm Middle-earth, plunging it into an age of darkness.
Frodo and three hobbit companions, Sam, Merry, and Pippin, set out for Rivendell, a distant haven protected by Elrond, a wise and mighty elf king. Gandalf has been called away on urgent business, and Frodo and his friends must begin the long journey through the wilderness alone. They are pursued by the Ringwraiths, terrifying, ghostlike servants of Sauron who are drawn by the Ring itself. Along the way, the hobbits receive the aid of Strider, a man expert in the ways of the wild. The party reaches Rivendell just ahead of the Ringwraiths, who wound Frodo and attempt to possess his spirit.
At Rivendell, Frodo is healed by Elrond, and a council of representatives of the free peoples (hobbits, men, elves, and dwarves) debates the fate of the Ring. Some advocate using its power to defeat Sauron, whose armies of orcs and trolls threaten to overrun Middle-earth. Gandalf, though, explains that the Ring cannot be used for such a purpose without causing the wielder to set himself up as a new Dark Lord; the Ring’s colossal power inevitably corrupts. Moreover, the Ring cannot be destroyed by conventional means: Only the volcanic fires of Mordor’s Mount Doom, where the Ring was forged, can unmake it. Frodo volunteers to undertake the seemingly hopeless quest of carrying the Ring to the fire in the heart of the enemy’s realm, and the council agrees, detecting the hand of fate in Frodo’s selection.
Frodo and eight companions, including Sam, Merry, Pippin, Gandalf, and Strider—who has been revealed to be Aragorn, heir to the ancient kings of Middle-earth—set out on the quest. Also in the company are Legolas, an elf, Gimli, a dwarf, and Boromir, a man from the southern kingdom of Gondor, the principal bulwark against Sauron’s forces.
The company journeys south in the middle of winter. Unable to cross a mountain range, they attempt to pass through Moria,...
(This entire section contains 1243 words.)
Unlock this Study Guide Now
Start your 48-hour free trial and get ahead in class. Boost your grades with access to expert answers and top-tier study guides. Thousands of students are already mastering their assignments—don't miss out. Cancel anytime.
Already a member? Log in here.
a subterranean realm created by dwarves but long since taken over by evil creatures. In Moria, the company is nearly captured by hosts of orcs and trolls. In guarding their flight, Gandalf is pulled into an abyss while fighting a Balrog, a powerful demon.
Escaping to the elven realm of Lothlórien, the company is equipped with boats, in which they travel down the River Anduin. Frodo comes to the decision that he cannot allow his friends to accompany him on the harrowing trip into Mordor, and he steals away from the others; Sam, however, catches up with him. At the same time, the other members of the company are attacked by orcs. Boromir is killed, and Merry and Pippin are captured. Choosing to follow the hostages, Aragorn and the others pursue the orcs, leaving Frodo and Sam to continue the quest alone.
The action then diverges into two principal story lines. Aragorn’s party is reunited with Gandalf, who has survived his ordeal and returned with renewed wizardly power. Merry and Pippin escape the orcs and meet the Ents, powerful, ancient, treelike beings who care for the forests. With the assistance of the men of Rohan, they defeat the forces of the treacherous wizard Saruman, who had hoped to rival Sauron. Gandalf and the others then go to Gondor, where they organize resistance to Sauron’s invading forces. In a huge battle, Sauron’s advance troops are routed, but the defenders of the West remain hopelessly outnumbered. Concluding that their only chance is to distract Sauron’s attention so that Frodo and Sam can reach their goal, the allied forces advance toward Mordor.
Meanwhile, Frodo and Sam attempt to approach Mordor through the Dead Marshes, a noxious maze of swamps. There they capture Gollum, a twisted, hobbitlike creature who once possessed the Ring and who has been following Frodo in the hope of reclaiming it.
Intimidated by the power of the Ring, Gollum reluctantly agrees to guide the hobbits into Mordor. He brings them safely through a dangerous mountain pass only to betray them by leading them into the lair of Shelob, a colossal spider. Frodo, stung by Shelob, appears to be dead; Sam fights off the spider and reluctantly takes the Ring. He leaves to continue the quest, and orcs capture Frodo, who recovers from the effects of the spider’s poison. Sam realizes his error and returns to liberate Frodo. Dogged by Gollum and hiding from orcs, they continue their journey through the desolate landscape of Mordor.
The climactic scene takes place on Mount Doom. Gollum assaults the hobbits as they struggle up the mountainside, but Sam fends him off as Frodo goes on. Gollum evades Sam and catches Frodo as he stands over the cracks leading to the mountain’s fiery interior. Frodo, overcome at last by the evil power of the Ring, refuses to destroy it; instead, he puts it on his finger and claims it for his own. At the same moment, Gollum attacks Frodo and bites the Ring—and a finger—from his hand. Gollum loses his balance and falls into the abyss, destroying both himself and the Ring, and the mountain erupts.
The beleaguered troops of the West are on the verge of being overcome. With the destruction of the Ring, however, everything created with its power is also destroyed. Mordor’s gates and fortresses crumble, and the orcs and trolls are driven to madness. As the reinvigorated allied troops complete the rout, Gandalf flies to Mount Doom on the back of an enormous eagle, rescuing Frodo and Sam from certain death. The hobbits are returned to Gondor, where they witness the coronation of Aragorn. They then return to the Shire, which in their absence has fallen under the sway of petty evil, to set things to rights in their homeland.
The Impact
The Work
The trilogy that featured Middle-earth, the fantasy world created by John Ronald Reuel Tolkien, became mandatory reading for many in the 1960’s. The Lord of the Rings was published in three volumes, The Fellowship of the Ring (1954), The Two Towers (1955), and The Return of the King (1956). Its already significant popularity grew when Ballantine Books issued a paperback edition in 1968.
The Lord of the Rings, or the Tolkien trilogy, describes the struggle between good and evil in Middle-earth, a place that is simpler and more honest than the real world yet contains many of the concerns that troubled people in the 1960’s. Greed, suspicion, and vanity haunt many of the characters. The evil that must be conquered is chiefly one of mind control, but it also entails destruction of the natural world. Tolkien, who was a Medieval scholar, used his familiarity with myth, language, and feudal society to create an entire world, complete with languages, theology, and political and geographical realities. In Tolkien’s world, all beings control their own destinies and must freely choose their fate, often with bittersweet results. All must confront the lure and destructiveness of total power, represented by the Ring.
In the first volume, The Fellowship of the Ring, the wizard Gandalf discovers that a simple ring carries an overwhelming power that could be used to dominate the land. Frodo and his friends, Sam, Merry, and Pippin, set off to destroy the Ring. The four hobbits gain other companions—humans, dwarves and elves—who represent the major races helping in the struggle against the evil Dark Lord, Sauron. In The Two Towers, the company formed to accomplish the errand splits apart, partly because of jealousy and partly because Frodo believes he must continue on alone. Merry and Pippin meet the ents, a treelike people who help to neutralize a power-hungry wizard, Saruman. The others rouse the Riders of Rohan, Nordic-like horsemen, to add their arms to the struggle. The Riders go to help the people of Gondor, the last barrier to Sauron’s conquest. In The Return of the King, Strider, one of Frodo’s companions, is revealed as the new king. Frodo and Sam finally destroy the Ring, but only after each has faced his own weaknesses. The destruction of the Ring brings the end of the age of magic, and elves and wizards depart for another land.
Impact
The Lord of the Rings was originally published in the 1950’s in the United States and England. The trilogy became overwhelmingly popular in the United States when Ballantine Books issued a paperback edition in 1968. Its appeal lay partly in its description of a magical world, where people had powers beyond those of the everyday world. More significantly, it described the conflict between noble and ignoble forces in a lyrical yet concrete way. The heroes struggled not only with external forces but also with their own shortcomings. These struggles caught the imaginations of its readers, typically adolescents and young adults, who were concerned with challenging themselves and the world about them. As they stood in protest lines, they could imagine themselves engaged in a heroic struggle, much like that of the hobbits of Middle-earth.
Discussion groups, Tolkien societies, and fan magazines sprouted in the 1960’s and continued with vigor throughout the remainder of the twentieth century. Fantasy as a literary genre became both more popular and more respected as adult literature. Other authors such as Anne McCaffrey and Piers Anthony, inspired by Tolkien’s work, also developed trilogies and series based on fantasy themes.
Related Work
Tolkien’s prequel to the trilogy was The Hobbit (1937), which described the land of Middle-earth about fifty years before the time period described in the trilogy.
Additional Information
For an analysis of the meaning of Tolkien’s works, see T. A. Shippey’s The Road to Middle-Earth (1992) or Paul H. Kocher’s Master of Middle- earth.
Historical Context
Introduction
Tolkien is often perceived as a typical product of late Victorian and Edwardian
England, deeply entrenched in the British intellectual elite. However, in many
respects, he was quite unique. His Catholic faith, fervent interest in
Philology, profound appreciation for nature, and skepticism towards
technological advancements, especially the internal combustion engine, made him
an unconventional figure in his society. As the atomic bomb was being
developed, Tolkien's narrative introduced the Ring as a technology that must be
destroyed rather than controlled—a source of unlimited power that corrupts and
annihilates even the noblest individuals. His depiction of the Shire, where
society functions because justice and law are internalized rather than imposed,
aligns more closely with the Jeffersonian ideal of democracy than with Imperial
or Post-Imperial Britain. Far from being an imperialist, Tolkien championed
localism, as evidenced by Aragorn's treatment of Rohan, the Woses, and the
Shire. He deeply identified with the West Midlands of England and dedicated
much of his academic career to studying its medieval texts, which he believed
preserved a literary language and a sense of identity through the oppressive
Norman French rule.
Philology
Tolkien's love for languages began with his early Latin lessons with his
mother. Philology, as it evolved in the early nineteenth century following the
discovery of Sanskrit and its grammarians by Western scholars, was a
significant intellectual achievement of that era. The discovery of a language
family spanning from Ireland to India and the patterns of their development,
with history encapsulated in words and their evolving pronunciations and
meanings, can be likened to the revolutionary advancements in twentieth-century
cosmology. In fact, Philology could be considered the particle physics of
literature. It enabled scholars to understand ancient thought patterns. At its
best, Philology makes readers sensitive to subtle shifts in word meanings,
reflecting conceptual evolution. At its worst, it may seem like an overly
intricate word game to outsiders. Proper Philology demands hard work,
linguistic aptitude, and meticulous care in text analysis. Even at Oxford
during Tolkien's tenure, Philology faced criticism from faculty members who
believed that literature and their students should not be burdened with what
they viewed as trivial details.
The Destruction of the Countryside and the Fallibility of
Progress
In the "Scouring of the Shire" chapter of The Return of the King, Frodo, Sam,
Merry, and Pippin return to find that Sharkey (Saruman) and his men have been
devastating the Shire. They have erected unsightly buildings, cut down trees,
and polluted the water and air. This is a smaller scale version of the
destruction seen in Mordor and imitated at Isengard. Tolkien was highly
skeptical of the concept of progress, which seemed to dominate his era. Unlike
many of his peers, he had firsthand experience with the harsh realities of
industrialization, having lived in some of the worst areas of industrial
Birmingham. He expressed confusion over colleagues who referred to the
sprawling car factories around Oxford as the "real world," implying that fields
and trees were somehow less real. He lamented the loss of a large tree cut down
by a neighbor, seemingly just for the audacity of being alive and large. He was
also keenly aware of how technology was often used and the motivations behind
its development. In The Hobbit, he wrote, "It is not unlikely that they (Orcs)
invented some of the machines that have since troubled the world, especially
the ingenious devices for killing large numbers of people at once, for wheels
and engines and explosions always delighted them, and also not working with
their own hands more than they could help; but in those days and those wild
places they had not advanced (as it is called) so far." He also wrote about
prisoners and slaves forced to work "until they die for want of light and air."
However, the Ring transcends a simple symbol of the atom bomb, and Sauron has
no exact historical counterpart. They represent the concept of evil, with
historical evils merely participating in this idea. They symbolize a situation
where, like Frodo, mid-twentieth-century men and women found themselves in
possession of a power over nature. This power is a threat to humanity so great
that even the thought and desire to use it corrupts. It is not enough to keep
it out of the hands of evil; it will also corrupt the good.
The Lord of the Rings and Catholicism
Tolkien's Catholic faith was profoundly significant to him. His devotion to
Christ present in the sacrament of the Lord's Supper was both traditional and
fervent. However, he was not a typical conservative Catholic, and his faith did
not limit his intellectual freedom. Even if we did not know he supported the
Ecumenical movement and criticized the Church's paternalistic attitude, his
ability to create a narrative and world independent of traditional biblical
stories would suggest it.
The Experience of the Twentieth Century, Old English Literature, and
Heroism
Tolkien did not dismiss the concept of heroism but redefined it over several
years. His understanding and portrayal of heroism evolved from an interaction
between two Old English texts and the realities of the twentieth century.
Analyzing the Old English epic Beowulf within the context of the
1930s, he focused on the presence of radical evil and the necessity of opposing
it, even when facing inevitable defeat. By the 1950s, the nearly unavoidable
pride of the traditional hero became a significant theme in Tolkien's thoughts
and writings on the Old English poem "The Battle of Maldon." In this poem, the
narrator suggests that Earl Beortnoth grants the Vikings an advantage out of
pride, thus sacrificing his men's lives by prioritizing 'good form' over common
sense. In Tolkien's mind, true heroism had become associated with obedience,
love, and service.
This perspective on heroism is not new. It traditionally represented the sacrifice of Christ and supported the idea of the king as the shepherd of his people. Tolkien embraced this view of heroism during his harrowing experiences in World War I. The relinquishment of power is central to Tolkien's notion of heroism and his understanding of the transformative impact of humanity's capacity for self-destruction. True heroism, for Tolkien, required restraint, selflessness, and a commitment to the greater good. It even demanded the renunciation of glory. Significantly, Aragorn insists that the focus should be on the Ringbearers and Gandalf rather than himself. Equally important is Frodo's apparent relief at not being celebrated in the Shire, and Sam's lack of awareness of his own fame.
Setting
Physically, Middle-earth bears a resemblance to our modern world. However, it is the inhabitants who infuse it with the touch of unreality expected in what Tolkien describes as a "secondary" world. In creating a realm for his hobbits, elves, wizards, dwarves, ents, orcs, ringwraiths, and other extraordinary beings, Tolkien exercises the creative rights he discusses in his essay "On Fairy-stories." These rights include the freedom to manipulate nature and use the world as a foundation to craft something novel, all while ensuring this new world adheres to its own principles of internal consistency.
Much of Middle-earth's mythology and history is conveyed through songs that permeate the narrative. Additionally, a more structured "history," complete with timelines for the four ages of Middle-earth and genealogies of significant families of elves, dwarves, hobbits, and humans, is provided as an appendix to the third volume.
Literary Style
Point of View
In the Prologue to Lord of the Rings, Tolkien employs a familiar
literary device: he claims to have 'translated' the text from the Red Book of
Westmarch, written by Bilbo and Frodo. Throughout much of Lord of the
Rings, the narrative is told from a third-person perspective, but there are
significant moments of omniscience. These moments arise from the intricate
circumstances of translating an autobiographical account, rather than a shift
in narrative style. A character's thoughts are typically revealed through their
words or actions. When omniscience is present, it is usually Frodo's mind that
is explored. For instance, during the debate before the company leaves Lórien,
Boromir's thoughts are shown through his speech and actions, while the reader
gains insight into Frodo's mind. A more intricate example occurs when Frodo's
struggle with Sauron's eye is depicted. When Frodo dons the Ring, the narrator
becomes fully omniscient, but this shift is carefully foreshadowed by the
Ring's influence. If readers accept that the 'real' authors are part of the
story, and that one of them has the enhanced awareness from the Ring, it
becomes plausible to access the thoughts of Frodo, Sam, and even Sauron by the
end.
Setting
In the Prologue to Lord of the Rings, Tolkien describes Middle Earth:
"Those days, the Third Age of Middle Earth are now long past, and the shape of
all lands have been changed; but the regions in which the Hobbits lived are
doubtless the same as those in which they still linger: the North-West of the
Old World, east of the Sea." The landscapes through which Tolkien's characters
travel, described in rich detail, clearly evoke European terrains, from the
arctic regions of Norway to the Mediterranean shores. It is a sparsely
populated, pre-industrial world with scattered, self-sufficient communities.
Alongside his meticulous depiction of the landscape and the broader topography
of Middle Earth, Tolkien pays close attention to chronology and astronomical
data, implying that his narrative is set in a time not too distant in
astronomical terms. Despite this, the landscape of Middle Earth echoes epic
terrains dating back to Homer. The battles across the Pelennor Fields can be
likened to those in the Iliad. Lórien draws inspiration from both Circe's
island and the land of the Phoenicians, while Meduseld is modeled after Heorot
from Beowulf.
Allusions
Tolkien's allusions are self-contained, drawn exclusively from the history he
created for Middle Earth. Perhaps because the Silmarillion was
unpublished and seemed unlikely to be published when he wrote Lord of the
Rings, even these allusions are kept to a minimum.
Imagery
Tolkien's imagery is deeply traditional. While some critics have expressed
concerns about his use of black and white, a closer examination reveals its
complexity and subtlety. For instance, the corrupted wizard Saruman is
associated with white, while Aragorn's banner is white on a black background,
and he dons black armor. Grey is another significant color; elven cloaks are
grey, and Gandalf is known as the Grey. Additionally, some critics have
interpreted Tolkien's portrayal of industrial landscapes as indicative of class
disdain or a dislike for urban industrial workers, a notion that is far from
his true views, much like Blake's when he wrote of 'dark satanic mills.' Two
particular images stand out. One is the vision of a massive wave engulfing
fields, houses, and trees, symbolizing the drowning of Númenor, a dream Tolkien
had since childhood. The second is his intricate depiction of trees and
forests, ranging from the positive trees of the Valar to the malevolent Old Man
Willow.
Quest or Anti-Quest
The Lord of the Rings has been analyzed as a quest narrative since at
least Auden's time. Gandalf himself proclaimed, "The realm of Sauron is ended.
The Ring-bearer has fulfilled his quest," as Mordor and its armies fell.
Typically, a quest involves searching for something or someone. Challenges and
adversaries must be overcome, but even if this entails destroying evil beings
or places, the destruction is merely the means to achieve the quest. In Lord
of the Rings, only Sauron, his minions, and Gollum are actively seeking the
Ring. Frodo and his companions already possess the Ring; their sole mission is
to destroy it, thereby eliminating Sauron's menace. Even Aragorn, who seems to
turn towards saving Gondor and embracing his destiny, uses himself as a
diversion to draw Sauron's attention away from the Ringbearer. In this regard,
Lord of the Rings shares a resemblance with Mary Shelley's
Frankenstein, where Victor Frankenstein endeavors to destroy his own
flawed and uncontrollable creation.
Fantasy
While all fiction authors "make things up," fantasy takes this act of
'subcreation'—crafting a world or vision of the world with internal consistency
and truth—to a much higher level. Fantasy worlds are depicted with sharper
details and more vivid colors. At its finest, fantasy brings the audience to a
new awareness of reality. The reader believes not because the genre demands a
suspension of disbelief, but because the coherence and consistency of the
imagined world are compelling. The success of The Lord of the Rings is
equally due to its detailed physical world and the thorough development of
Middle Earth's historical cause and effect. Writing fantasy requires immense
discipline; otherwise, it risks devolving into sentimental wish fulfillment. A
fantasy writer can grant their characters a vast range of experiences but must
be highly selective in how the characters respond to them. Modern fantasy's
most successful works often expand the range of reactions by altering the
expected character archetypes. In this regard, Tolkien led the way, introducing
an almost Dickensian level of invention.
Literary Techniques
Tolkien's application of techniques drawn from medieval literature has been extensively analyzed. It is sufficient to state that the methods he employed in The Hobbit are even more pronounced in The Lord of the Rings. However, what sets Tolkien's magnum opus apart is its scale. Except for Austin Tappan Wright, the author of Islandia (1942), no fantasy writer had created a world as meticulously detailed as Tolkien's Middle-earth. In fact, the entire tradition of including maps and appendices on languages, calendars, histories, and cultures at the end of fantasy novels originates almost entirely from The Lord of the Rings, whose final volume features over one hundred and twenty pages of such content. It could even be argued that Tolkien's later posthumous bestseller The Silmarillion (1977), along with the numerous volumes of literary fragments published by Christopher Tolkien since 1980, are essentially extended appendices to The Lord of the Rings.
Literary Qualities
At the outset of The Fellowship of the Ring, Tolkien intentionally connects the trilogy to its precursor, The Hobbit. He recounts the return of Bilbo, Gandalf, and the Ring, and in the prologue, he elaborates on the nature of hobbits and summarizes the tale of Bilbo and Gollum. Initially, the narrative maintains the lighthearted tone of the earlier novel, but as the story progresses, this tone diminishes, only occasionally surfacing in the words and actions of the lively hobbits.
The author faces two significant challenges in structuring the three volumes: enhancing the story's historical depth and weaving together the numerous narrative threads. To integrate Frodo's quest into a more cosmic battle, Tolkien continues to develop the history of Middle-earth. He uses Gandalf and Elrond to narrate the ancient history of Sauron, the Lord of the Rings, and offers many glimpses of the mythological and legendary past through songs, allusions, and stories told by elves, dwarves, ents, and humans. Tolkien allows information to emerge gradually. For instance, the Black Riders appear multiple times, each encounter increasing the hobbits' fear, before they are revealed as the Ringwraiths. Aragorn's nobility is also revealed progressively, not only through his historical achievements but also through revelations about his lineage from legendary heroes. The destruction of the Ring and Aragorn's coronation complete a sequence of events that stretches from the end of the third age back to the creation of elves and men in the first age. The concise history of Middle-earth in the appendix provides a more extensive explanation for many of the references within the trilogy itself; several sections of the appendix also extend into the future.
While Tolkien deepens the overall scope of the War of the Ring, he also intertwines separate narrative threads to recount the great deeds of the Fellowship. In the first volume, the action progresses smoothly and rapidly, with adventures unfolding sequentially and flashbacks enriching the story without disrupting the timeline. However, after the Fellowship splits, Tolkien connects the activities of the separated members through a more complex system of flashbacks, foreshadowings, retellings, and references to events occurring simultaneously in different locations.
Following Boromir's death, Tolkien traces the journeys of two groups of six members; later (in book five), the narrative becomes even more intricate as the members regroup into three factions. Isengard and Minas Tirith serve not only as meeting points where the six members can recount recent events to each other (and to the reader) but also as dramatic settings to which Frodo and Sam's story can be linked.
At the conclusion of the final volume, The Return of the King, Tolkien brings the story full circle with the hobbits' return to the Shire following Aragorn's coronation and marriage. During their journey home, the reader discovers the fates of various characters from earlier in the quest. Tolkien meticulously ties up all loose ends. For instance, Saruman is eliminated from Middle-earth, Sam's pony Bill reappears to avenge his old master and bring joy to Sam, and Lobelia Sackville-Baggins demonstrates that goodness can take many forms. Additionally, the narrator eventually discloses who possesses the Ring of Fire, clarifying the source of Gandalf's fire-creating powers.
Throughout the trilogy, Tolkien exemplifies his vision of true fantasy. He creates an internally consistent secondary world where events follow established principles. Although some Middle-earth inhabitants are unfamiliar to the "real" world, they fit seamlessly within Tolkien's universe. Characters who appear repeatedly act in accordance with their inherent traits. For example, orcs are consistently depicted as cruel, crude, ugly, and quarrelsome; they thrive in darkness and despise sunlight. When orcs do not cower from the sun, Aragorn perceives it as a sign of Saruman's increased control over them.
Ents consistently express their hatred of orcs and their desire to find the lost entwives. Their legends, unique personalities, and the characteristics of their leader Fangorn add humor and highlight nature's role in the world's history. The presence of talking trees is explained by their historical relationship with elves, who befriended the ents and taught them to speak. Whenever elves appear, they are depicted as beautiful and good, with a love for starlight, water, and trees. The mythic importance of their "Star Queen," Elbereth, permeates the trilogy, along with the concept of elves traveling over the sea to the west.
The final departure of the elves with Gandalf and the two ring-bearers provides an ending that aligns with elven traditions and the cyclical nature of the narrative.
Ideas for Group Discussions for The Lord of the Rings
The concept of the bildungsroman, previously discussed in relation to The Hobbit, is perhaps even more pertinent to The Lord of the Rings. This is partly because we learn about Bilbo's later life. Some consequences of his adventures remain unclear at the end of The Hobbit. More importantly, the bildungsroman concept is even more relevant to Frodo Baggins, the central character of The Lord of the Rings, than it was to Bilbo. Frodo is a young man at the start of his story. Although, like Bilbo, he is far from poor, he is also somewhat of an outsider. When he leaves the relative safety of the Shire for the perils of the outside world, he faces moral decisions far more complex than those Bilbo encountered. When he returns to the Shire, transformed by his experiences, he stays for a while but must eventually leave again. Those who have carried the Ring are forever altered by it.
The traditional bildungsroman typically features a protagonist whose adventures are personal and affect only him and his immediate circle. Rarely do the hero's decisions significantly impact the larger world. This is not entirely true in The Hobbit and certainly not the case in The Lord of the Rings. Frodo's moral courage determines the fate of all Middle-earth. This intersection offers much room for rich discussion; Tolkien underscores that personal moral choices can have vast public repercussions.
1. Tolkien consistently rejected any interpretation of his work as religious or political allegory, yet it is immensely tempting to do so. In your view, to what extent can Frodo or Gandalf be seen as Christ figures? To what degree can The Lord of the Rings be interpreted as a retelling of World War II?
2. The Hobbit is considered a children's story, whereas The Lord of the Rings is generally seen as an adult novel. To what extent is this difference reflected in the evolving characterization of Bilbo Baggins, Gollum, and Gandalf? In other words, how do these characters in The Hobbit differ from their counterparts in The Lord of the Rings?
3. Compare Bilbo in The Hobbit to Frodo in The Lord of the Rings. How do their journeys differ? In answering this, go beyond the obvious facts of their adventures. By the end of The Hobbit, Bilbo has essentially become a "man." Can the same be said of Frodo by the end of The Lord of the Rings? Compare the amount of pain and disillusionment the two characters endure throughout their journeys. Does the concept of adulthood take on darker implications in the latter novel?
4. In a conventional hero narrative, Aragorn would be the central character of The Lord of the Rings. Indeed, he receives the classic hero's rewards of kingship and renown by the story's conclusion. However, Tolkien places Frodo at the forefront instead. Why did the author select Frodo as the protagonist when Aragorn was an available option?
5. Beyond character development and length, what other elements distinguish The Hobbit as a children's book and The Lord of the Rings as a novel for adults?
6. Tolkien deeply explores the theme of evil in The Lord of the Rings, particularly its power to corrupt even the noblest individuals. Consider characters like Boromir, Theoden, Saruman, and even Frodo. How are they affected by evil, and to what degree? Is their corruption reversible, and what consequences do they face? Why is Frodo more resistant to corruption compared to the more traditionally heroic Boromir? How do Aragorn and Gandalf avoid becoming corrupted?
7. Most heroic stories conclude with the eradication of evil. The black knight is defeated, the wicked witch is destroyed, and the wolf is either killed or driven away for good. This is the case in The Hobbit. However, in The Lord of the Rings, it becomes evident that despite all the suffering and heroism of Frodo, Aragorn, Gandalf, and their companions, evil is only temporarily subdued. Sauron can be defeated for a time, but he cannot be permanently destroyed and will eventually return. What are your thoughts on this pessimistic view?
8. Examine the role of Gollum in The Lord of the Rings. One of his primary functions is to illustrate the corrupting power of the ring and evil in general. He symbolizes what could happen to Frodo if he succumbs to the ring's influence. However, Gollum's character is more complex than just serving as a negative example. Analyze the scene at the Crack of Doom when the ring is destroyed. What part does Gollum play in this moment? Has Frodo ultimately been overcome by the ring's evil?
9. Many readers have questioned why Tolkien chose to conclude The Lord of the Rings with the chapters "The Scouring of the Shire" and "The Grey Havens." What are your interpretations of these chapters? What purposes do they serve in the story?
10. How do the various appendices in The Lord of the Rings enhance your understanding of the novel and your overall reading experience?
11. Many modern fantasy authors owe a significant debt to Tolkien, including Stephen R. Donaldson, Terry Brooks, Guy Gavriel Kay, Tad Williams, Robert Jordan, Raymond E. Feist, and David Eddings. If you are acquainted with the works of any of these writers (or others influenced by Tolkien), compare their creations to The Lord of the Rings. What similarities do you notice? What differences stand out? Some critics argue that Tolkien's impact on contemporary fantasy fiction isn't entirely beneficial. Can you understand this perspective?
12. Obtain copies of Bakshi's animated film adaptation of The Lord of the Rings and the Rankin-Bass version of The Return of the King. How well do these films capture the essence of the original works?
Compare and Contrast
Early Twentieth Century: Tolkien's high school education focuses heavily on the languages and literature of Greece and Rome. He is expected not only to read and write in both languages but also to speak them with a degree of fluency. Debating in Latin is common, and debating in Classical Greek is not unheard of.
Today: Science and technical subjects have become central to the curriculum in English-speaking countries, and few students receive such extensive training even in their native language.
Early Twentieth Century: The society Tolkien portrays is largely self-sufficient, with families growing their own food and most goods being produced locally by artisans. Trade, when mentioned, usually involves luxuries such as wine, pipeweed, and dwarf-made toys. During Tolkien's childhood in the English countryside, this lifestyle would have felt quite familiar and not like a fantasy.
Today: Nearly all goods are mass-produced, often distributed on a global scale, and even the preparation of meals from basic ingredients is increasingly replaced by ready-made foods.
Early Twentieth Century: There is significant hostility towards Catholics among many British people. Mrs. Tolkien's conversion isolates her and her children from both her own family and her husband's family. Her sister, who converts at the same time, is compelled by her husband to renounce her new faith.
Today: Britain has a significant population of Sikhs, Muslims, and Hindus whose religious practices are generally respected and who are legally protected from discrimination.
Literary Precedents
Although The Lord of the Rings is undoubtedly a novel for adults and The Hobbit is clearly intended for children (though adults also cherish it), both works share significant similarities and draw from many identical literary sources. Where they differ, The Hobbit leans more towards folk traditions, while The Lord of the Rings is more influenced by medieval chronicles and the high romance tradition exemplified by Chretien de Troyes and Sir Thomas Malory.
Researchers examining the literary influences on Tolkien have discovered numerous references to Spenser, Tasso, Shakespeare, Milton, and other renowned authors.
Media Adaptations
The Road Goes Ever On: A Song Cycle consists of poems by Tolkien, set to music by Donald Swann, and was recorded by Caedmon Records in 1967. Additionally, Poems and Songs of Middle Earth were recorded in the same year, featuring performances by William Elven.
'The Ballad of Bilbo Baggins' was recorded by Leonard Nimoy.
An animated adaptation of Lord of the Rings was released in 1978, directed by Ralph Bakshi.
The Lord of the Rings, directed by Peter Jackson, will be released as three separate live-action films starting in 2001. A trailer or preview is available online.
The "Harvard Lampoon" published a parody of The Lord of the Rings titled Bored of the Rings in 1969.
For Further Reference
Carpenter, Humphrey. Tolkien: A Biography. Boston: Houghton Mifflin, 1977. In this comprehensive biography of Tolkien, Carpenter explores the various influences that shaped Tolkien's writing, while consciously avoiding literary critiques as much as possible.
Crabbe, Kathryn F. J. R. R. Tolkien. New York: Frederick Ungar, 1981. In the chapter "The Quest as Legend: The Lord of the Rings," Crabbe examines the book through the lenses of tone, heroism, and the concepts of good and evil. She also delves into the significance of different languages within Middle-earth.
Day, David. A Tolkien Bestiary. New York: Ballantine, 1979. The index is frequently used to find entries that may appear under multiple names. This work serves as an illustrated glossary of locations and creatures in Middle-earth.
Flieger, Verlyn. Splintered Light: Logos and Language in Tolkien's World. Grand Rapids, MI: Eerdmans, 1983. Flieger's analysis is based on the premise that The Lord of the Rings cannot be fully appreciated without an understanding of its underlying mythology, positioning the trilogy as a fragment of Middle-earth's ongoing history.
Fonstad, Karen Wynn. The Atlas of Middle-earth. Boston: Houghton Mifflin, 1981. This atlas provides chronologies and maps of Middle-earth during various stages of its creation and development, as well as maps relevant to the journeys of the fellowship, visualizing the narrative's progression.
Isaacs, Neil D., and Rose A. Zimbardo, eds. Tolkien and the Critics: Essays on J. R. R. Tolkien's "The Lord of the Rings." Notre Dame, IN: University of Notre Dame Press, 1968. This collection includes fifteen essays, each focusing on a different aspect of the trilogy. Together, they offer a comprehensive overview of the work.
Purtill, Richard L. J. R. R. Tolkien: Myth, Morality and Religion. New York: Harper and Row, 1984. Purtill interprets The Lord of the Rings through the lens of traditional myth concepts, linking these ideas to the moral and spiritual dimensions found in Tolkien's heroes.
Rogers, Deborah Webster, and Ivor A. Rogers. J. R. R. Tolkien. Boston: Twayne, 1980. The authors delve into Tolkien's biography and literary background. Their chapters on "Mythic History" and "The Dawn of the Age of Man" focus on the overarching mythic framework of Middle-earth and the development of its peoples, as depicted in The Silmarillion and The Lord of the Rings.
Shippey, T. A. The Road to Middle-earth. Boston: Houghton Mifflin, 1983. Shippey emphasizes those elements of Tolkien's background that contributed to the creation of Middle-earth and its denizens. He places particular emphasis on names and their etymological significance to the characters who bear them.
Tyler, J. E. A. The New Tolkien Companion. New York: St. Martin's, 1979. This guide is likely the most user-friendly resource for characters and locations in Tolkien's Middle-earth tales. It is organized alphabetically, with annotations at the end of each letter section.
Bibliography and Further Reading
Sources
Adams, Robert M., "The Hobbit Habit," in Tolkien: New Critical
Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University
Press of Kentucky, 1981, pp. 168–175.
Aldritch, Kevin, "The Sense of Time in Tolkien's The Lord of the Rings," in Tolkien: A Celebration: Collected Writings on a Literary Legacy, HarperCollins, 1999, pp. 86–91.
Auden, W. H., "The Quest Hero," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 40–61.
-----, "At the End of the Quest, Victory," in New York Times Book Review, January 22, 1956, p. 5.
Basney, Lionel, "Myth, History, and Time in The Lord of the Rings," in Tolkien: New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 8–18.
Beagle, Peter S., "Tolkien's Magic Ring," in The Tolkien Reader, Ballantine Books, 1966, pp. ix–xv.
Bradley, Marion Zimmer, "Men, Halflings, and Hero-Worship," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 109–127.
Brewer, Derek S., "The Lord of the Rings as Romance," in J. R. R. Tolkien, Scholar and Storyteller: Essays in Memoriam, Cornell University Press, 1979, pp. 249–264.
Caldecott, Stratford, "Over the Chasm of Fire: Christian Heroism in The Silmarillion and The Lord of the Rings," in Tolkien: A Celebration: Collected Writings on a Literary Legacy, HarperCollins, 1999, pp. 17–33.
Carpenter, Humphrey, J. R. R. Tolkien: A Biography, Allen and Unwin, 1977.
Christensen, Bonniejean, "Gollum's Character Transformation in The Hobbit," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 9–28.
Coulombe, Charles A., "The Lord of the Rings—A Catholic View," in Tolkien: A Celebration: Collected Writings on a Literary Legacy, HarperCollins, 1999, pp. 53–66.
Curry, Patrick, "Modernity in Middle Earth," in Tolkien: A Celebration: Collected Writings on a Literary Legacy, HarperCollins, 1999, pp. 34–39.
Dowies, William, "The Gospel of Middle Earth according to J. R. R. Tolkien," in J. R. R. Tolkien, Scholar and Storyteller: Essays in Memoriam, Cornell University Press, 1979, pp. 265–285.
Fairburn, Elwin, "J. R. R. Tolkien: A Mythology for England," in Tolkien: A Celebration: Collected Writings on a Literary Legacy, HarperCollins, 1999, pp. 73–85.
Flieger, Verlyn, "Frodo and Aragorn: The Concept of the Hero," in Tolkien: New Critical Perspectives, pp. 40–62.
Fuller, Edmund, "The Lord of the Hobbits," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 17–39.
Gasque, Thomas J., "Tolkien: The Monsters and the Critics," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 151–163.
Grant, Patrick, "Tolkien: Archetype and Word," in Tolkien: New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 87–105.
Guntun, Colin, "A Far-off Gleam of the Gospel: Salvation in Tolkien's The Lord of the Rings," in Tolkien: A Celebration, edited by Joseph Pearce, Trafalgar Square, 1999.
Harvey, David, The Song of Middle Earth: J. R. R. Tolkien's Themes, Symbols and Myths, Allen and Unwin, 1985.
Helms, Randel, Tolkien's World, Thames and Hudson, 1974.
Hughes, Daniel, "Pieties and Giant Forms in The Lord of the Rings," in Tolkien New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 72-86.
Huttar, Charles A., "Hell and the City: Tolkien and the Traditions of Western Literature," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 117-142.
Isaacs, Neil D., "On the Need for Writing Tolkien Criticism," in Tolkien New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 1-7.
-----, "On the Possibility of Writing Tolkien Criticism," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 1-11.
Isaacs, Neil D. and Rose Zimbardo, ed., Tolkien and the Critics, University of Notre Dame Press, 1968.
-----, Tolkien New Critical Perspectives, University of Kentucky Press, 1981.
Jeffrey, David L., "Recovery: Name in The Lord of the Rings," in Tolkien New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 106-116.
Kaufmann, U. Milo, "Aspects of the Paradisiacal in Tolkien's Work," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 143-152.
Keenan, Hugh T., "The Appeal of The Lord of the Rings: A Struggle for Life," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 62-80.
Kocher, Paul, Master of Middle Earth: The Achievement of J. R. R. Tolkien, Thames and Hudson, 1973.
-----, "Middle Earth: An Imaginary World?" in Tolkien New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 117-132.
Lewis, C. S., "The Dethronement of Power," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 12-16.
Lobdell, Jared, ed., A Tolkien Compass, Open Court, 1975.
Manlove, C. N., Modern Fantasy—Five Studies, Cambridge University Press, 1975.
McGrath, Sean, "The Passion according to Tolkien," in Tolkien A Celebration: Collected Writings on a Literary Legacy, Fount, Harper Collins, 1999, pp. 172-182.
Moorman, Charles, "The Shire, Mordor, and Minas Tirith," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 201-217.
Murray, Robert, "J. R. R. Tolkien and the Art of the Parable," in Tolkien A Celebration: Collected Writings on a Literary Legacy, Harper Collins, 1999, pp. 40-52.
Nitzsche, Jane Chance, Tolkien's Art, Macmillan Press, 1980.
Noel, Ruth S., The Mythology of Middle Earth, Thames and Hudson, 1977.
Parks, Henry B., "Tolkien and the Critical Approach to Story," in Tolkien New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 133-149.
Pearce, Joseph, "Tolkien and the Catholic Literary Revival," in Tolkien A Celebration: Collected Writings on a Literary Legacy, Harper Collins, 1999, pp. 102-140.
----, Tolkien A Celebration: Collected Writings on a Literary Legacy, Harper Collins, 1999.
Perkins, Agnes and Helen Hill, "The Corruption of Power," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 57-68.
Plank, Robert, "‘The Scouring of the Shire': Tolkien's View of Fascism," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 107-116.
Purtill, Richard L., J. R. R. Tolkien, Myth, Morality, and Religion, Harper and Row, 1984.
Raffel, Burton, "The Lord of the Rings as Literature," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 218–246.
Reilly, Robert J., “Tolkien and the Fairy Story," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 128–150.
Rosebury, Brian, Tolkien: A Critical Assessment, St. Martin's Press, 1992.
Ryan, J. S., "Folktale and the Creation of a Story," in Tolkien: New Critical Perspectives, edited by Neil D. Isaacs and Rose A. Zimbardo, University Press of Kentucky, 1981, pp. 19-39.
Sale, Roger, "Tolkien and Frodo Baggins," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 247-288.
Salu, Mary and Robert T. Farrell, J. R. R. Tolkien, Scholar and Storyteller: Essays in Memoriam, Cornell University Press, 1979.
Schall, James V., "On the Reality of Fantasy," in Tolkien A Celebration: Collected Writings on a Literary Legacy, Harper Collins, 1999, pp. 67-72.
Scheps, Walter, “The Fairy Tale Morality of The Lord of the Rings," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 43-56.
Shippey, T. A., "Creation from Philology in The Lord of the Rings," in J. R. R. Tolkien, Scholar and Storyteller: Essays in Memoriam, Cornell University Press, 1979, pp. 286-316.
----, The Road to Middle-earth, Harper Collins, 1992.
Spacks, Patricia Meyer, "Power and Meaning in The Lord of the Rings," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 81-99.
Tinkler, John, "Old English in Rohan," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 164-169.
Tolkien, J. R. R., The Silmarillion, edited by Christopher Tolkien, Houghton Mifflin, 1977.
----, Unfinished Tales, edited by Christopher Tolkien, Unwin Paperbacks, 1982.
West, Richard, "The Interlace Structure in The Lord of the Rings," in A Tolkien Compass, edited by Jared Lobdell, Open Court, 1975, pp. 77-94.
West, Richard C., Tolkien Criticism: An Annotated Checklist, Kent State University Press, 1970.
Wilson, Edmund, "Oo, Those Awful Orcs," in Nation, April 14, 1956, p. 182.
Zimbardo, Rose A., "The Medieval-Renaissance Vision of the Lord of the Rings," in Tolkien: New Critical Perspectives, pp. 63-71.
----, "Moral Vision in the The Lord of the Rings," in Tolkien and the Critics, edited by Neil D. Isaacs and Rose A. Zimbardo, University of Notre Dame Press, 1968, pp. 100-108.
Further Reading
Beagle, Peter S., “Tolkien's Magic Ring," in J. R. R. Tolkien, The Tolkien
Reader, Ballantine Books, 1966, pp. ix-xv.
This is an excellent, concise, and accessible introduction to The Lord of
the Rings by a renowned fantasy author.
Rosebury, Brian, Tolkien: A Critical Assessment, St. Martin's
Press, 1992.
An outstanding, in-depth analysis of Tolkien's writing style, serving as a
remedy to much of the poor criticism out there.
Shippey, T. A., The Road to Middle Earth, Harper Collins,
1992.
One of the finest works of Tolkien criticism available, it is unparalleled in
exploring the sources of The Lord of the Rings and the impact of
philology on Tolkien's writing.
Tolkien, J. R. R., "On Fairy Stories," in The Tolkien Reader,
Ballantine Books, 1966, pp. 3-82.
Written during the early stages of The Lord of the Rings, this piece
offers a critical theory and justification for the trilogy.
Bibliography
Sources for Further Study
Birzer, Bradley. Tolkien’s Sanctifying Myth. Wilmington, Del.: ISI Books, 2003. Argues that The Lord of the Rings is a “sublimely mystical Passion Play” in which myth is “sanctified” by expressing eternal (Christian) truths.
Caldecott, Stratford. The Power of the Ring: The Spiritual Vision Behind “The Lord of the Rings.” New York: Crossroad, 2005. Suggests that Tolkien’s Catholic spirituality “illuminates” his writing, and the Christian virtues of the heroes in The Lord of the Rings purify the reader without proselytizing.
Pearce, Joseph. Tolkien: Man and Myth. San Francisco: Ignatius Press, 1998. A biography of Tolkien emphasizing the role of his Catholic spirituality in developing his myth.
Wood, Ralph C. The Gospel According to Tolkien. Louisville, Ky.: Westminster John Knox Press, 2003. Explores Tolkien’s fiction as an “embedded gospel” providing an answer to the moral dilemmas of the twentieth century.