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'Of Mice and Men': John Steinbeck's Parable of the Curse of Cain

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Of Mice and Men is a short novel in six scenes presented in description-dialogue-action form that approximates stage drama in its effect…. The time scheme runs from Thursday evening through Sunday evening—exactly three days in sequence, a matter of some importance, as we shall see presently. The setting is the Salinas Valley in California, and most of the characters are unskilled migratory workers who drift about the villages and ranches of that area picking up odd jobs or doing short-term field work and then moving on to the next place of employment. Steinbeck focuses on two such laborers who dream of one day saving up enough money to buy a small farm of their own. (p. 124)

The title of the story has a two-fold application and significance. First it refers to naturalistic details within the texture of the novella: Lennie likes to catch mice and stroke their fur with his fingers. This is a particularly important point for two reasons: it establishes Lennie's fatal weakness for stroking soft things and, since he invariably kills the mice he is petting, it foreshadows his deadly encounter with Curley's wife. Secondly, the title is of course a fragment from the poem by Robert Burns ["The best laid schemes o' mice an' men/Gang aft agley."], which gives emphasis to the idea of the futility of human endeavor or the vanity of human wishes…. This notion is obviously of major importance in the novella, and it may be said to be Steinbeck's main theme on the surface level of action and development of character. (p. 125)

Viewed in the light of its mythic and allegorical implications, Of Mice and Men is a story about the nature of man's fate in a fallen world, with particular emphasis upon the question: is man destined to live alone, a solitary wanderer on the face of the earth, or is it the fate of man to care for man, to go his way in companionship with another? This is the same theme that occurs in the Old Testament, as early as Chapter Four of Genesis, immediately following the Creation and Expulsion. In effect, the question Steinbeck poses is the same question Cain poses to the Lord: "Am I my brother's keeper?" From its position in the Scriptural version of human history we may assume with the compilers of the early books of the Bible that it is the primary question concerning man as he is, after he has lost the innocence and non-being of Eden. It is the same question that Steinbeck chose as the theme of his later book East of Eden (1952), in which novel the Cain and Abel story is re-enacted in a contemporary setting and where, for emphasis, Steinbeck has his main characters read the Biblical story aloud and comment upon it, climaxing the discussion with the statement made by Lee: "I think this is the best-known story in the world because it is everybody's story. I think it is the symbol story of the human soul." Of Mice and Men is an early Steinbeck variation on this symbol story of the human soul. The implications of the Cain-and-Abel drama are everywhere apparent in the fable of George and Lennie and provide its mythic vehicle. (pp. 126-27)

For his crime of homicide the Lord banished Cain from His company and from the company of his parents and set upon him a particular curse, the essence of which was that Cain was to become homeless, a wanderer, and an agricultural worker who would never possess or enjoy the fruits of his labor. Cain was afraid that other men would hear of his crime and try to kill him, but the Lord marked him in a certain way so as to preserve him from the wrath of others. Thus Cain left home and went to the land of Nod, which the story tells us lies east of Eden.

The drama of Cain finds its most relevant application in Of Mice and Men in the relationship between Lennie and George, and in the other characters' reactions to their associations. In the first of his six scenes Steinbeck establishes the two ideas that will be developed throughout. The first of these is the affectionate symbiosis of the two protagonists, their brotherly mutual concern and faithful companionship. Steinbeck stresses the beauty, joy, security, and comfort these two derive from the relationship…. (p. 127)

The second idea, which is given equal emphasis, is the fact that this sort of camaraderie is rare, different, almost unique in the world George and Lennie inhabit; other men, in contrast to these two, are solitary souls without friends or companions…. The alternative to the George-Lennie companionship is Aloneness, made more dreadful by the addition of an economic futility that Steinbeck augments and reinforces in later sections. The migratory ranch worker, in other words, is the fulfillment of the Lord's curse on Cain: "When thou tillest the ground, it shall not henceforth yield unto thee her strength; a fugitive and vagabond shalt thou be in the earth." Steinbeck's treatment of the theme is entirely free from a sense of contrivance; all the details in Of Mice and Men seem natural in the context and organically related to the whole; but note that in addition to presenting Lennie and George as men who till the ground and derive no benefits from their labor, he also manages to have them "on the run" when they are introduced in the first scene—this no doubt to have his main characters correspond as closely as possible to the Biblical passage: "a fugitive and a vagabond shalt thou be…."

To the calamity of homelessness and economic futility Steinbeck later adds the psychological soul-corruption that is the consequence of solitary existence. (pp. 127-28)

If in Scene One Lennie and George affirm their fraternity openly and without embarrassment, in Scene Two George is more hesitant. "He's my … cousin," he tells the ranch boss. "I told his old lady I'd take care of him." This is no betrayal on George's part, but a cover-up required by the circumstances. For the boss is highly suspicious of the Lennie-George fellowship. "You takin' his pay away from him?" he asks George. "I never seen one guy take so much trouble for another guy." A short time later Curley also sounds the note of suspicion, extending it by a particularly nasty innuendo: when George says "We travel together," Curley replies, "Oh, so it's that way." Steinbeck is implying here the general response of most men towards seeing two individuals who buddy around together in a friendless world where isolation is the order of the day: there must be exploitation involved, either financial or sexual! At the same time Steinbeck is developing the allegorical level of his story by suggesting that the attitude of Cain ("I know not: Am I my brother's keeper?") has become universal. Even the sympathetic and understanding Slim expresses some wonder at the Lennie-George fraternity. "Ain't many guys travel around together," Slim says in Scene Two. "I don't know why. Maybe ever'body in the whole damned world is scared of each other." This too, as Steinbeck interprets the Biblical story, is a part of Cain's curse: distrust. Later on, in order to give the theme of Aloneness another dimension, Steinbeck stresses the solitude of Crooks and Curley's wife, both of whom express a craving for company and "someone to talk to." (p. 129)

Actually Steinbeck's novella advances and develops, ebbs and flows, around the basic image of the Lennie-George relationship. Almost all the characters react to it in one way or another as the successive scenes unfold. In Scenes One, Two, and Three, despite the discouraging opinions of outsiders, the companionship remains intact and unthreatened. Midway into Scene Three the partnership undergoes augmentation when Candy is admitted into the scheme to buy the little farm. Late in Scene Four Crooks offers himself as another candidate for the fellowship of soul-brothers and dreamers. This is the high point of optimism as regards the main theme of the story; this is the moment when a possible reversal of the curse of Cain seems most likely, as Steinbeck suggests that the answer to the Lord's question might be: Yes, I am my brother's keeper: If we arrive at this point with any comprehension of the author's purposes, we find ourselves brought up short by the idea: what if this George-Lennie-Candy-Crooks fraternity were to become universal!

But later in the same scene, the entrance of Curley's wife signals the turning point as the prospects for the idea of brotherhood-as-a-reality begin to fade and darken. As throughout the story she represents a force that destroys men and at the same time invites men to destroy her, as she will finally in Scene Five offer herself as a temptation which Lennie cannot resist, so in Scene Four Curley's wife sows the seeds that eventually disrupt the fellowship. Entering into the discussion in Crooks' room in the stable, she insults Crooks, Candy, and Lennie, laughs at their dream farm, and threatens to invent the kind of accusation that will get Crooks lynched. Crooks, reminded of his position of impotence in a white man's society, immediately withdraws his offer to participate in the George-Lennie-Candy farming enterprise. But Crooks' withdrawal, while extremely effective as social criticism, is much more. It represents an answer to the question Steinbeck is considering all along: is man meant to make his way alone or accompanied? Obviously this is one occasion, among many others in the story, when Steinbeck suggests the answer. Crooks' hope for fraternal living is short-lived. At the conclusion of the scene he sinks back into his Aloneness.

From this point on, even though the dream of fellowship on the farm remains active, the real prospects for its fulfillment decline drastically…. Actually the plan was doomed to failure from the beginning; for fraternal living cannot long survive in a world dominated by the Aloneness, homelessness, and economic futility which Steinbeck presents as the modern counterpart of Cain's curse. Immediately following his discovery of Curley's wife's body, George delivers a speech that dwells on the worst possible aftermath of Lennie's misdeed; and this is not the wrath of Curley or the immolation of Lennie or the loss of the farm, but the prospect of George's becoming a Man Alone, homeless, like all the others and a victim as well of economic futility:

I'll work my month an' I'll take my fifty bucks and I'll stay all night in some lousy cat house. Or I'll set in some poolroom til ever'body goes home. An' then I'll come back an' work another month an' I'll have fifty bucks more.

This speech represents the true climax of the novella, for it answers the question which is Steinbeck's main interest throughout. Now we know the outcome of the Lennie-George experiment in fellowship, as we know the Aloneness of man's essential nature. In subtle ways, of course, Steinbeck has been hinting at this conclusion all along…. (pp. 130-31)

But there are still other suggested meanings inherent in the dream-farm and the failure of the dream. The plan is doomed not only because human fellowship cannot survive in the post-Cain world, but also because the image of the farm, as conceived by George and Lennie and Candy, is overly idealized, the probability being that life, even if they obtained the farm, would not consist of the comfort, plenty, and interpersonal harmony they envision…. George and Lennie, who were to some extent inspired by questions growing out of the story of Cain in Chapter Four of Genesis, want to retreat to Chapter Two and live in Eden! Of all ambitions in a fallen world, this is possibly the most unattainable; for paradise is lost, as the name of Steinbeck's hero, George Milton, suggests. And though there will always be men like Candy, who represents sweet hope, the view of Crooks, who represents black despair, is probably a more accurate appraisal of the human condition: "Nobody never gets to heaven, and nobody gets no land. It's just in their head. They're all the time talkin' about it, but it's jus' in their head." Obviously in this context Crooks' comment about nobody ever getting land refers not to literal ownership, but to the dream of contentment entertained by the simple workmen who come and go on the ranch.

To pursue the [John] Milton parallel a step further, we perceive immediately that Steinbeck has no intention of justifying the ways of God to man [as Milton did in writing Paradise Lost]. On the contrary, if anything Of Mice and Men implies a critique of Hebrew-Christian morality, particularly in the area of the concept of punishment for sin. This opens up still another dimension of meaning in our interpretation of Steinbeck's novella. If George and Lennie fail to attain their dream farm (for reasons already explored), and the dream farm is a metaphor or image for heaven (as suggested by Crooks' speech in Scene Four) then the failure to achieve the dream farm is most likely associated with the question of man's failure to attain heaven. Steinbeck's consideration of this last-named theme is not far to seek. Along this particular line of thought, Lennie represents one essential aspect of man—the animal appetites, the craving to touch and feel, the impulse toward immediate gratification of sensual desires. George is the element of Reason which tries to control the appetites or, better still, to elevate them to a higher and more sublime level…. Steinbeck suggests throughout that the appetites and Reason coexist to compose the nature of man. ("Me an' him travels together.") He goes on to suggest that the effort to refine man into something rare, saintly, and inhuman is another unattainable ambition. Even when Reason (George) manages to communicate to the appetites (Lennie) its urgent message ("You crazy son-of-a-bitch. You keep me in hot water all the time … I never get no peace.") the appetites are incapable of satisfying Reason's demands…. The animal appetites, even though well attended and well intentioned, cannot be completely suppressed or controlled. Thus, the best man can hope for is a kind of insecure balance of power between these two elements—which is in fact what most of the ranch hands accomplish, indulging their craving for sensual pleasure in a legal and commonplace manner each payday. Failing this, man must suppress absolutely the appetites which refuse to be controlled, as George does in the symbolic killing of Lennie at the conclusion of the novella. Possibly this is a veiled reference to the drastic mutilation of man's nature required by the Hebrew-Christian ethic. At the same time the theological implications of Of Mice and Men project the very highest regard for the noble experiment in fraternal living practiced by George and Lennie; and possibly the time-scheme of their stay on the ranch—from Friday to Sunday—is a veiled reference to the sacrifice of Christ. He too tried to reverse the irreversible tide of Cain's curse by serving as the ultimate example of human brotherhood. (pp. 131-34)

William Goldhurst, "'Of Mice and Men': John Steinbeck's Parable of the Curse of Cain," in Western American Literature (copyright, 1971, by the Western Literature Association), Vol. VI, No. 2, Summer, 1971, pp. 123-35.

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