The Novels of James Baldwin
Go Tell It on the Mountain (1953) is the best of Baldwin's novels, and the best is very good indeed. It ranks with Jean Toomer's Cane, Richard Wright's Native Son, and Ralph Ellison's Invisible Man as a major contribution to American fiction. For this novel cuts through the walls of the storefront church to the essence of Negro experience in America. This is Baldwin's earliest world, his bright and morning star, and it glows with metaphorical intensity. Its emotions are his emotions; its language, his native tongue. The result is a prose of unusual power and authority. One senses in Baldwin's first novel a confidence, control, and mastery of style which he has not attained again in the novel form. (p. 5)
Baldwin sees the Negro quite literally as the bastard child of American civilization. In Gabriel's double involvement with bastardy, we have a re-enactment of the white man's historic crime. In Johnny, the innocent victim of Gabriel's hatred, we have an archetypal image of the Negro child. Obliquely, by means of an extended metaphor, Baldwin approaches the very essence of Negro experience. That essence is rejection, and its most destructive consequence is shame. But God, the Heavenly Father, does not reject the Negro utterly. He casts down only to raise up. This is the psychic drama which occurs beneath the surface of John's conversion….
This quality of Negro life, unending struggle with one's own blackness, is symbolized by Baldwin in the family name, Grimes. One can readily understand how such a sense of personal shame might have been inflamed by contact with the Christian tradition and transformed into an obsession with original sin. (p. 8)
Given this attack on the core of the self, how can the Negro respond?… There is … the path of self-hatred and the path of self-acceptance. Both are available to Johnny within the framework of the church, but he is deterred from one by the negative example of his father.
Consider Gabriel. The substance of his life is moral evasion. A preacher of the gospel, and secretly the father of an illegitimate child, he cannot face the evil in himself. In order to preserve his image as the Lord's anointed, he has sacrificed the lives of those around him. His principal victim is Johnny, who is not his natural child. In disowning the bastard, he disowns the "blackness" in himself. Gabriel's psychological mechanisms are, so to say, white. Throughout his work Baldwin has described the scapegoat mechanism which is fundamental to the white man's sense of self. To the question, Who am I?, the white man answers: I am white, that is, immaculate, without stain. I am the purified, the saved, the saintly, the elect. It is the black who is the embodiment of evil. Let him, the son of the bondwoman, pay the price of my sins.
From self-hatred flows not only self-righteousness but self-glorification as well…. When the Negro preacher compares the lot of his people to that of the children of Israel, he provides his flock with a series of metaphors which correspond to their deepest experience. The church thus offers to the Negro masses a ritual enactment of their daily pain. It is with this poetry of suffering, which Baldwin calls the power of the Word, that the final section of the novel is concerned.
The first fifteen pages of Part III contain some of Baldwin's most effective writing. As John Grimes lies before the altar, a series of visionary states passes through his soul. Dream fragments and Freudian sequences, lively fantasies and Aesopian allegories, combine to produce a generally surrealistic effect. Images of darkness and chaos, silence and emptiness, mist and cold—cumulative patterns developed early in the novel—function now at maximum intensity. These images of damnation express the state of the soul when thrust into outer darkness by a rejecting, punishing, castrating father-figure who is the surrogate of a hostile society. The dominant emotions are shame, despair, guilt, and fear. (pp. 8-9)
On these harsh terms, Baldwin's protagonist discovers his identity…. To the question, Who am I?, he can now reply: I am he who suffers, and yet whose suffering on occasion is "from time set free." And thereby he discovers his humanity, for only man can ritualize his pain. We are now very close to that plane of human experience where art and religion intersect. What Baldwin wants us to feel is the emotional pressure exerted on the Negro's cultural forms by his exposure to white oppression. And finally to comprehend that these forms alone, through their power of transforming suffering, have enabled him to survive his terrible ordeal.
Giovanni's Room (1956) is by far the weakest of Baldwin's novels. There is a tentative, unfinished quality about the book, as if in merely broaching the subject of homosexuality Baldwin had exhausted his creative energy. Viewed in retrospect, it seems less a novel in its own right than a first draft of Another Country. The surface of the novel is deliberately opaque, for Baldwin is struggling to articulate the most intimate, the most painful, the most elusive of emotions. The characters are vague and disembodied, the themes half-digested, the colors rather bleached than vivified. We recognize in this sterile psychic landscape the unprocessed raw material of art.
And yet this novel occupies a key position in Baldwin's spiritual development. Links run backward to Go Tell It on the Mountain as well as forward to Another Country. The very furniture of Baldwin's mind derives from the storefront church of his boyhood and adolescence. When he attempts a novel of homosexual love, with an all-white cast of characters and a European setting, he simply transposes the moral topography of Harlem to the streets of Paris. When he strives toward sexual self-acceptance, he automatically casts the homosexual in a priestly role. (p. 10)
At the emotional center of the novel is the relationship between David and Giovanni. It is highly symbolic, and to understand what is at stake, we must turn to Baldwin's essay on André Gide. Published toward the end of 1954, about a year before the appearance of Giovanni's Room, this essay is concerned with the two sides of Gide's personality and the precarious balance which was struck between them. On the one side was his sensuality, his lust for the boys on the Piazza d'Espagne, threatening him always with utter degradation. On the other was his Protestantism, his purity, his otherworldliness—that part of him which was not carnal, and which found expression in his Platonic marriage to Madeleine. As Baldwin puts it, "She was his Heaven who would forgive him for his Hell and help him to endure it." It is a drama of salvation, in which the celibate wife, through selfless dedication to the suffering artist, becomes in effect a priest.
In the present novel, Giovanni plays the role of Gide; David, of Madeleine.
Possessing the power to save, David rejects the priestly office. Seen in this light, his love affair with Giovanni is a kind of novitiate. The dramatic conflict of the novel can be stated as follows: does David have a true vocation? Is he prepared to renounce the heterosexual world? When David leaves Giovanni for Hella, he betrays his calling, but ironically he has been ruined both for the priesthood and the world.
It is Giovanni, Baldwin's doomed hero, who is the true priest. For a priest is nothing but a journeyman in suffering…. It is a crucial distinction for all of Baldwin's work: there are the relatively innocent—the laity who are mere apprentices in human suffering—and the fully initiated, the clergy who are intimate with pain. Among the laity may be numbered Americans, white folks, heterosexuals, and squares; among the clergy, Europeans, Negroes, homosexuals, hipsters, and jazzmen. (p. 11)
The patterns first explored in Giovanni's Room are given full expression in Another Country. Rufus is a Negro Giovanni—a journeyman in suffering and a martyr to racial oppression. Vivaldo and the other whites are mere apprentices, who cannot grasp the beauty and the terror of Negro life. Eric is a David who completes his novitiate, and whose priestly or redemptive role is central to the novel. There has been, however, a crucial change of tone. In Giovanni's Room, one part of Baldwin wants David to escape from the male prison, even as another part remains committed to the ideal of homosexual love. In the later novel, this conflict has been resolved. Baldwin seems convinced that homosexuality is a liberating force, and he now brings to the subject a certain proselytizing zeal.
Another Country (1962) is a failure on the grand scale. It is an ambitious novel, rich in thematic possibilities, for Baldwin has at his disposal a body of ideas brilliantly developed in his essays. When he tries to endow these ideas with imaginative life, however, his powers of invention are not equal to the task. The plot consists of little more than a series of occasions for talk and fornication. Since the latter is a limited vehicle for the expression of complex ideas, talk takes over, and the novel drowns in a torrent of rhetoric.
The ideas themselves are impressive enough. At the heart of what Baldwin calls the white problem is a moral cowardice, a refusal to confront the "dark" side of human experience. The white American, at once over-protected and repressed, exhibits an infuriating tendency to deny the reality of pain and suffering, violence and evil, sex and death. He preserves in the teeth of human circumstance what must strike the less protected as a kind of willful innocence. (p. 12)
By projecting the "blackness" of his own being upon the dark skin of his Negro victim, the white man hopes to exercise the chaotic forces which threaten to destroy him from within.
The psychic cost is of course enormous. The white man loses the experience of "blackness," sacrificing both its beauty and its terror to the illusion of security. In the end, he loses his identity. For a man who cannot acknowledge the dark impulses of his own soul cannot have the vaguest notion of who he is. (pp. 12-13)
There are psychic casualties on the Negro side as well. No human personality can escape the effects of prolonged emotional rejection. The victim of this cruelty will defend himself with hatred and with dreams of vengeance, and will lose, perhaps forever, his normal capacity for love. Strictly speaking, this set of defenses, and the threat of self-destruction which they pose, constitutes the Negro problem.
It is up to the whites to break this vicious circle of rejection and hatred. They can do so only by facing the void, by confronting chaos, by making the necessary journey to "another country." What the white folks need is a closer acquaintance with the blues….
What dramatic materials are employed to invest these themes with life? A Greenwich Village setting and a hipster idiom…. A square thrown in for laughs. A side trip to Harlem (can we be slumming?). A good deal of boozing, and an occasional stick of tea…. Five orgasms (two interracial and two homosexual) or approximately one per eighty pages, a significant increase over the Mailer rate. Distracted by this nonsense, how can one attend to the serious business of the novel?
In one respect only does the setting of Another Country succeed. Baldwin's descriptions of New York contain striking images of malaise, scenes and gestures which expose the moral chaos of contemporary urban life. The surface of his prose reflects the aching loneliness of the city with the poignancy of [an Edward] Hopper painting. (p. 13)
At the core of Baldwin's fiction is an existentialist psychology…. Sexual identity—all identity—emerges from the void. Man, the sole creator of himself, moves alone upon the face of the waters….
[Eric holds a] pivotal position in the novel. Through his commitment to Yves, he introduces an element of order into the chaos of his personal life. This precarious victory, wrested in anguish from the heart of darkness, is the real subject of Another Country. Images of chaos proliferate throughout the novel. (p. 15)
Eric is the first of Rufus' friends to face his demons and achieve a sense of self. He in turn emancipates the rest.
From this vantage point, one can envision the novel that Baldwin was trying to write. With the breakdown of traditional standards—even of sexual normality—homosexuality becomes a metaphor of the modern condition…. The homosexual becomes emblematic of existential man.
What actually happens, however, is that Baldwin's literary aims are deflected by his sexual mystique. Eric returns to America as the high priest of ineffable phallic mysteries. His friends, male and female, dance around the Maypole and, mirabile dictu, their sense of reality is restored….
For most readers of Another Country, the difficulty will lie in accepting Eric as a touchstone of reality…. [Few] will concede a sense of reality, at least in the sexual realm, to one who regards heterosexual love as "a kind of superior calisthenics."… To most, homosexuality will seem rather an invasion than an affirmation of human truth. Ostensibly the novel summons us to reality. Actually it substitutes for the illusions of white supremacy those of homosexual love. (p. 16)
The drama of reconciliation is enacted by Ida and Vivaldo. Through their symbolic marriage, Ida is reconciled to whites; Vivaldo, to women. This gesture, however, is a mere concession to majority opinion. What Baldwin really feels is dramatized through Rufus and Eric. Rufus can neither be fully reconciled to, nor fully defiant of, white society. No Bigger Thomas, he is incapable of total hate. Pushed to the limits of endurance, he commits suicide. Similarly, Eric can neither be fully reconciled to women, nor can he surrender to the male demi-monde. So he camps on the outskirts of Hell. In the case of Rufus, the suicidal implications are overt. With Eric,… Baldwin tries to persuade us that Hell is really Heaven. (pp. 16-17)
Coupled with these racial sentiments are manifestations of sexual Garveyism. Throughout the novel, the superiority of homosexual love is affirmed. Here alone can one experience total surrender and full orgastic pleasure; here alone the metaphysical terror of the void. Heterosexual love, by comparison, is a pale—one is tempted to say, white—imitation. In many passages hostility to women reaches savage proportions…. (p. 17)
In Another Country, the sharp outlines of character are dissolved by waves of uncontrolled emotion. The novel lacks a proper distancing. One has the impression of Baldwin's recent work that the author does not know where his own psychic life leaves off and that of his characters begins. What is more, he scarcely cares to know, for he is sealed in a narcissism so engrossing that he fails to make emotional contact with his characters. If his people have no otherness, if he repeatedly violates their integrity, how can they achieve the individuality which alone will make them memorable? (p. 18)
Properly regarded, Another Country will be seen as the celebration of a Black Mass. The jazzman is Baldwin's priest; the homosexual, his acolyte. The bandstand is his altar; Bessie Smith his choir. God is carnal mystery, and through orgasm, the Word is made flesh. Baldwin's ministry is as vigorous as ever. He summons to the mourners' bench all who remain, so to say, hardened in their innocence. Lose that, he proclaims, and you will be saved. To the truly unregenerate, those stubborn heterosexuals, he offers the prospect of salvation through sodomy. With this novel doctrine, the process of inversion is complete. (p. 19)
[Baldwin] has already devoted two novels to his sexual rebellion. If he persists, he will surely be remembered as the greatest American novelist since Jack Kerouac. The future now depends on his ability to transcend the emotional reflexes of his adolescence. So extraordinary a talent requires of him no less an effort. (p. 20)
Robert A. Bone, "The Novels of James Baldwin," in Tri-Quarterly (© 1965 by Tri-Quarterly), Winter, 1965, pp. 3-20.
Get Ahead with eNotes
Start your 48-hour free trial to access everything you need to rise to the top of the class. Enjoy expert answers and study guides ad-free and take your learning to the next level.
Already a member? Log in here.