The Hobbit Analysis

  • Although Tolkien intended The Hobbit to be read by a broad audience, the novel is often categorized as children's literature. This is due to its incorporation of fantastical elements, its use of song and poetry, and its light tone.
  • The Hobbit reflects the archetypal structures of classic hero's journeys, such as the Odyssey. Over the course of his journey, Bilbo grows in courage and character, faces monsters and other obstacles, and makes an Underworld-like descent.
  • The novel subtly reveals Tolkien's chief influences, including the Anglo-Saxon epic Beowulf, which Tolkien was an expert on, and the historical context of World War I, which Tolkien fought in.

Analysis

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J.R.R. Tolkien's The Hobbit, though often regarded as a mere precursor to the monumental The Lord of the Rings, deserves its own spotlight as a cornerstone of modern fantasy literature. This enchanting tale captivates both children and adults through its masterful world-building, timeless themes, and a narrative that seamlessly intertwines adventure with personal growth. As a standalone work, The Hobbit offers a unique contribution to the genre, setting the stage for the more complex narratives that follow.

The Concept of Sub-Creation

Tolkien's legacy in the realm of fantasy literature owes much to his concept of "sub-creation," as discussed in his essay “On Fairy Stories.” Here, he describes the creation of a "Secondary World," where internal consistency allows readers to fully believe in the reality of Middle-earth. The Hobbit embodies this idea, presenting a vividly detailed world filled with various races, lush geography, and rich history. This meticulous sub-creation ensures that readers remain immersed in the story, a hallmark of Tolkien’s narrative genius.

Quest Narrative: The Hero's Journey

The Hobbit follows the classic quest motif, an archetype prevalent in fairy tales, romances, and epic poems like the Odyssey. The protagonist, Bilbo Baggins, embarks on a journey that transforms him from a humble hobbit into a hero. Initially unassuming, Bilbo's trials during the quest reveal his underlying attributes—loyalty, perseverance, and kindness—qualities that ultimately distinguish him from other characters such as the dwarves or elves, who are often motivated by greed. His journey reflects the quintessential hero's path, where the adventure tests and builds his character.

The Dual Appeal: Children and Adults

Though often labeled as children's literature due to its playful tone and engaging storytelling, The Hobbit skillfully weaves in adult themes of courage, growth, and moral conflict. The narrator's conversational style, complemented by poems and songs, attracts young readers, while the underlying depth resonates with adults. This ability to bridge age groups is a testament to Tolkien's narrative prowess, crafting a story that is both entertaining and thought-provoking.

A Prelude to Epic Fantasy

While The Hobbit sets the stage for the grand narrative of The Lord of the Rings, it stands apart as a distinct work of literature. The subsequent trilogy, focusing on Frodo Baggins and the Ring of Power, explores themes from The Hobbit with greater complexity and depth. Yet, the lighter, more whimsical nature of The Hobbit offers an accessible entry point into Tolkien's universe, making it a cherished prelude to the epic that follows.

Influences from Norse and Anglo-Saxon Literature

Tolkien's academic background in Anglo-Saxon and Old Norse literature significantly influences The Hobbit. Elements such as trolls, goblins, dwarves, and dragons, along with the episodic quest structure akin to Beowulf, illustrate his ability to meld ancient mythic elements into a modern fantasy framework. These influences not only enrich the narrative but also highlight Tolkien’s skill in drawing from historical literary traditions to craft a unique and compelling story.

Bilbo's Evolution: More Than a Quest

While The Hobbit can be seen as a traditional quest narrative, it also qualifies as a Bildungsroman, charting Bilbo's personal growth and maturation. Unlike typical heroes who start as noble figures, Bilbo begins as an ordinary hobbit, evolving into a courageous leader. Each adventure marks a stage in his development, culminating in a profound internal transformation that equips him with a new perspective upon returning home.

Allegory and War Reflections

Written in the aftermath of Tolkien's experiences in World War I, The Hobbit can also be read as an anti-war parable. The contrasts between Bilbo's peaceful home and the violent, unpredictable world beyond mirror the tumultuous shift from domestic life to the horrors of war that Tolkien himself experienced.

Yet, Tolkien cautioned against direct allegorical readings, encouraging a broader appreciation of the novel's potential for historical and literary parallels. This multifaceted approach allows The Hobbit to remain relevant across generations, offering a rich tapestry of themes open to diverse interpretations.

Ultimately, The Hobbit endures not only as an introduction to the world of The Lord of the Rings but as a singular piece of literary art, inviting readers of all ages to embark on a journey filled with adventure, growth, and enduring wisdom.

Historical Context

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In the years leading up to World War II, Europe found itself in a state of intense turmoil, with the ominous rise of Nazi Germany and its aggressive territorial expansions. During this period, significant cultural and literary developments were also taking place in England, notably at Oxford University. This intersection of geopolitical strife and cultural renaissance provides a rich backdrop to explore the era's historical context and its influence on literature.

The Geopolitical Tensions of Pre-War Europe

In 1937, as J.R.R. Tolkien's The Hobbit was introduced to the world, Europe was under the shadow of Adolf Hitler's expansionist agenda. His ambitions to broaden German territories while persecuting minorities, particularly Jews, alarmed many European leaders. Winston Churchill, among others, sensed the looming danger of Hitler's regime, yet British Prime Minister Neville Chamberlain chose a diplomatic route in hopes of avoiding war. This approach culminated in the Munich Pact, where Chamberlain famously declared, "I believe it is peace in our time," a statement soon proven overly optimistic as Germany continued its aggressive annexations.

The annexation of Austria and the subsequent occupation of the Czech Sudetenland exemplified the failures of appeasement. The invasion of Poland in September 1939 shattered any remaining illusions of peace, prompting Britain and France to declare war on Germany. This marked the beginning of World War II, with Churchill eventually replacing Chamberlain to guide Britain through the brutal conflict. The war brought with it air raids and the constant threat of invasion, casting a long shadow over English life.

Amidst this backdrop of fear and uncertainty, Tolkien's writings offered a form of escapism. His belief in the comforting power of fantasy literature was evident in The Hobbit, a work that created a refuge from the harsh realities of war and turmoil.

Oxford University: An Intellectual Haven

Founded in the 12th century, Oxford University has long been a beacon of learning and scholarship. J.R.R. Tolkien, a student of Exeter College, immersed himself in the study of classics and modern languages, earning first-class honors in English Language and Literature. His academic journey was interrupted by World War I, but upon returning, he became a respected teacher and tutor in the English School at Oxford.

Tolkien's expertise in philology and linguistics positioned him as a prominent figure in academic circles. He was integral to the Inklings, an informal literary circle at Oxford that included luminaries such as C.S. Lewis, Owen Barfield, Hugo Dyson, and Charles Williams. This group of writers and thinkers met regularly to share and critique each other's works, fostering a collaborative environment that significantly influenced English literature.

The Inklings played a crucial role in encouraging Tolkien to publish The Hobbit, and later, they became the first audience for The Lord of the Rings. Although the Inklings dissolved after Lewis's death in 1963, their influence on Tolkien and his contemporaries left an indelible mark on literary history.

The Role of Violence in The Hobbit

While The Hobbit contains elements of violence, it is not the central theme of the story. The narrative often imbues conflict with a sense of humor, as seen in the comic encounters with trolls and giant spiders. The trolls are humorously turned to stone, and the spiders are injured with Bilbo's newly christened sword, Sting.

"In the first attack by the goblins the magic of Gandalf's wand and sword take priority over the killing of goblins."

The climactic Battle of Five Armies, described as "a terrible battle," remains largely unseen by the reader due to Bilbo's unconsciousness. This approach underscores Tolkien's emphasis on the psychological rather than the physical confrontations between good and evil.

In the end, the forces of good—represented by dwarves, elves, and men—achieve victory through unity and collaboration. The avoidance of internal strife among these groups highlights a central theme: the triumph of alliance and mutual support over division and enmity.

Expert Q&A

What is the context of The Hobbit?

The context of "The Hobbit" includes both literary and historical influences. J.R.R. Tolkien's love for languages led him to create unique tongues and cultures for Middle Earth, enriching the narrative with linguistic depth. Historically, Tolkien's experiences in World War I deeply impacted his writing, infusing the story with themes of war and the triumph of good over evil. Understanding these contexts enhances our appreciation of the novel's themes and characters.

Setting

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The story begins and ends in The Shire, in the Village of Hobbiton, a completely imaginary place which resembles a medieval English country village unspoiled by modern inventions. In one major way Hobbiton differs from a real world village, even one in the Middle Ages: it is inhabited by hobbits, creatures about three feet tall who prefer to live in hobbit-holes rather than in houses above ground. Although Tolkien does not use the name Middle-earth in The Hobbit, in The Lord of the Rings he places the world of Bilbo's quest in this realm. Physically, Middle-earth resembles modern earth, with its terrain, seasons, and natural beauty. It is the inhabitants of Middle-earth who add a touch of unreality. In making a world in which Bilbo and his dwarf companions can conduct their quest, Tolkien assumes the creative rights which his essay "On Fairy-stories" grants to a story-maker: the right to be free with Nature and use the real world as a basis from which to fashion something new, with its own inner consistency.

Expert Q&A

Where do hobbits live in The Hobbit?

Hobbits live in The Shire, specifically in underground homes known as hobbit-holes. These homes are comfortable, with round doors, short ceilings, and are often built into hillsides. Hobbiton is a notable town in The Shire where Bilbo resides. The Shire is a rural area featuring farmland and woods. Hobbit-holes are cozy and designed for hobbits' enjoyment of food, good company, and comfort, resembling regular houses but on a smaller scale.

Can you briefly describe the hobbit's house?

The hobbit's house is a comfortable and well-furnished dwelling with a bright green, round door leading into a cozy, fully equipped home. Built into a hillside, it features numerous rooms like bedrooms, pantries, and dining areas, all on one level like a bungalow. The house is designed for hospitality, with many pegs for guests' coats and hats. Windows are only on the left side, as these rooms are on the hill's exterior.

In The Hobbit, how, when, and where does Bilbo find Sting?

Bilbo finds the sword Sting in chapter two of The Hobbit by J.R.R. Tolkien. During an adventure with Gandalf and the dwarves, Bilbo encounters trolls. After the trolls are turned to stone, the group discovers the trolls' cave containing food and weapons. Bilbo selects a knife, which is the right size for a Hobbit sword, and later names it "Sting." This occurs several weeks into their journey while seeking shelter from rain.

In The Hobbit, what is The Hill?

The Hill in J.R.R. Tolkien's The Hobbit is a prestigious area north of Hobbiton, known as Hobbiton Hill. It is the ancestral home of the Baggins family, including Bilbo Baggins, whose residence, Bag-End, is a luxurious hobbit hole tunneled into The Hill. The area's prestige makes it highly desirable, leading Bilbo's relatives to attempt to take over his home in his absence.

What is the season and month in each chapter of The Hobbit? Why is the time of year important?

The events in The Hobbit span from April to November, beginning in spring with Bilbo's departure and concluding in late autumn with the Battle of Five Armies. The seasonal progression is significant as it aligns with themes of renewal and closure. Spring symbolizes new beginnings and hope, while the onset of winter, marked by Thorin's death, represents the end of an era. This cycle reflects Tolkien's interest in mythological themes of life, death, and rebirth.

What news does Balin bring about the mountain land in The Hobbit?

Balin brings news that Lake-town and Dale have been rebuilt and are thriving. Bard, who defeated the dragon, has restored Dale, attracting people and prosperity to the region. The valley is now fertile and abundant. Lake-town is more prosperous than ever, with increased trade and harmony among elves, dwarves, and men. The new, wiser Master of Lake-town has ensured continued prosperity, and all is peaceful following the defeat of the dragon and goblins.

Why was Rivendell difficult to locate in The Hobbit?

Rivendell was difficult to locate due to its strategic placement in a "hidden valley" near the Misty Mountains and the Bruinen River, chosen by Elrond to protect against threats like Sauron. Elven magic further shielded it from unwanted eyes. Elrond, a ring bearer of Vilya, used its powers to protect and preserve Rivendell, enhancing its concealment and security.

What are the nights like in Mirkwood and why can't fires be lit there?

The Mirkwood is a dark and oppressive forest, filled with spiders, bats, moths, and other creatures. The darkness is unnatural: it is caused by Sauron's presence in Dol Guldur.

In The Hobbit, which hall leads to the Front Gate?

In The Hobbit, Thror's hall, known as the great chamber of Thror, leads to the Front Gate. This hall, significant for its size and importance, served as a place of feasting and council for the dwarves. It is through this hall that Bilbo and the dwarves ultimately find their way to the Front Gate and the exit of the mountain fortress.

Describe the town at the mouth of the Forest River in The Hobbit.

Esgaroth, or Lake-Town, is located at the mouth of the Forest River on the Long Lake in Rhovanion. Built on stilts, it thrives on fishing and trade with nearby regions, including Mirkwood and Erebor. Governed by an elected Master and a Captain of the Guard, Lake-Town experienced prosperity through trade, which was disrupted by Smaug's attack. After Bard killed Smaug, the town was rebuilt using treasure from the dragon's hoard.

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Style and Technique

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In J.R.R. Tolkien's "The Hobbit," the fusion of style and technique manifests in a vivid tapestry of language that captivates readers across generations. By entwining elements of the spoken word with mythological resonances, Tolkien creates a narrative that is both familiar and fantastical. The charm of the story lies not only in its engaging plot but also in its playful use of language and deep-rooted connections to cultural mythologies.

Storyteller's Style

Tolkien's prose in "The Hobbit" is crafted to mimic oral storytelling, employing various literary devices to achieve this effect. Techniques such as parenthetical remarks, direct address, first-person narrative comments, rhetorical questions, and sentence fragments imbue the narrative with a conversational tone. This approach vividly paints images of characters like Bilbo, his hobbit-hole, and Gandalf, emphasizing physical details that often add a comic touch. For instance, the dwarves' arrival in Bilbo's parlor, described in meticulous stages, creates a humorous scene that echoes throughout the book, softening as the narrative progresses.

Playfulness with Language

Tolkien's playful manipulation of language is a hallmark that delights readers of all ages. The use of riddles, inventing words like "confusticate," and the varied speech patterns of characters enrich the narrative. Bilbo's encounters with Gollum and Smaug showcase this linguistic play, highlighting Gollum’s peculiar plurals such as "eggses," which underscore his unsettling nature, while Bilbo's flattering of Smaug fits the dragon's grandiose persona. The trolls' Cockney-like speech and the oratorical tones of Thorin and Gandalf further illustrate the distinctive linguistic landscape of Middle-earth.

Swift Narrative Progression

The story unfurls at a brisk pace, each adventure propelling the reader deeper into Tolkien's fantasy world. It begins with the straightforward sentence: "In a hole in the ground there lived a hobbit," immediately immersing the reader in a secondary world of hobbits that still echoes familiar earthly elements. The initial scenes set up Bilbo as an ordinary character in extraordinary circumstances, allowing readers to see fantastic elements through his eyes. As the narrative unfolds, characters like trolls and elves are introduced, their fantastical nature gradually becoming part of the expected reality.

Fantasy and Mythology

The Hobbit is lauded as a masterpiece of fantasy, deserving of critical respect for its imaginative depth. Tolkien's work draws heavily from mythology, using myth as a cultural bridge between generations. Though hobbits are Tolkien's own invention, other creatures such as dwarves, elves, trolls, and dragons like Smaug are steeped in ancient legend. The incorporation of magic and the quest motif align the story with classic mythical narratives, celebrating virtue through heroism and humility.

Narrative Voice and Setting

The narration, primarily from Bilbo's point of view, is delivered in a third-person form that carries the intimacy of a campfire tale. The narrator, well-versed in Middle-earth's lore, acts as a conduit between the story and the reader, knowing the tale’s trajectory. Set in an enchanted realm akin to Earth, Middle-earth is crafted with geographical familiarity drawn from Tolkien's own experiences, such as the Shire inspired by his hometown and the Misty Mountains by his Swiss Alps expedition memories.

Humor in Darkness

Despite the overarching dark themes, humor permeates "The Hobbit," providing relief and depth. Bilbo's initial meekness and the dwarves' playful songs, such as their ode to breaking plates, "That's what Bilbo Baggins hates…", infuse light-heartedness. Even in perilous moments, humor persists, exemplified in Bilbo's witty banter with Gollum and his clever flattery of Smaug. This balance of tension and levity enriches the storytelling, making "The Hobbit" a timeless tale of adventure and wit.

Expert Q&A

When do the tone and mood of The Hobbit shift?

The tone and mood of The Hobbit shift significantly in Chapter 14. This chapter departs from the light-hearted adventure to a more serious narrative, focusing on Smaug's death and the ensuing political intrigue over his treasure. The shift highlights themes of greed and sets up the impending war, moving the focus from Bilbo and the dwarves to the humans and other races, underlining the complex dynamics in Middle Earth.

Commentary

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J.R.R. Tolkien, an ardent Roman Catholic, infused his narratives with a profound moral dimension, often reflecting on the significance of choices and their consequences. His works, including The Hobbit, are rich with characters who must navigate moral dilemmas, underscoring themes of accountability and mercy. In this tale, a benevolent providence seems to guide the characters' fates, demonstrating that moral actions yield meaningful outcomes.

A pivotal moment in The Hobbit is Bilbo Baggins' decision to spare Gollum, an act of kindness that resonates beyond its immediate context. This act is fully appreciated in the subsequent The Lord of the Rings series, where Frodo, Bilbo’s nephew, also chooses to pity Gollum, a gesture that ultimately safeguards Frodo’s life. Such choices highlight the recurring theme in Tolkien’s work that mercy triumphs over the allure of power and possession.

Bilbo’s ability to resist the temptation of the dragon's treasure further exemplifies his moral fortitude, safeguarding him during the climactic battle. In stark contrast, Thorin Oakenshield’s inability to compromise results in his downfall, illustrating the perils of unchecked greed and pride. This exploration of character choices is a testament to the enduring heroism of Bilbo, who uniquely relinquishes the One Ring to another willingly and peacefully, setting a precedent for the moral challenges confronted in The Lord of the Rings.

Tolkien’s heroes consistently confront significant moral choices, embodying values of mercy and justice. They emerge from their trials with a sense of justice served, suggesting that life, despite its challenges, upholds human values. The hobbits, perhaps more than any of Tolkien’s creations, epitomize his belief that the meek shall indeed inherit the earth, serving as a parable for readers on the virtues of humility and righteousness.

Compare and Contrast

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Late 1930s: Hitler occupies Austria and the Czech Sudetenland in 1938. British Prime Minister Neville Chamberlain adopts his controversial "appeasement" policy in an effort to mollify Hitler. The strategy is doomed when Hitler's aggression leads Germany to invade Poland on September 1,1939. Two days later Great Britain and France declare war on Germany.

Today: The European Economic Community (EEC) is an economic powerhouse. A new European currency, the Euro, is issued. However, political events threaten economic progress for Europe as the conflict in Yugoslavia wreaks havoc in the Balkans. Also, Serbian aggression in Kosovo leads to the NATO bombing of Belgrade.

Late 1930s: In South Africa, Tolkien's birthplace, the Native Laws Amendment Act is passed. This law extends the long-established system of pass laws, which require blacks to carry special papers to stay in the cities. This law is only one in a series over many years establishing the apartheid (apartness) system in South Africa.

Today: Nelson Mandela retires as President of South Africa. Imprisoned in 1961 for protesting the apartheid system, he was freed in 1988 and elected president of South Africa. Apartheid has been dismantled for many years, yet the effects of the policy are still evident throughout South African society.

Late 1930s: With the advent of World War II military production provides a spark for American manufacturing and industrial production. As a result, the United States begins to reverse the economic collapse of the Great Depression.

Today: The economies of the United States and Europe are strong. Due to the government's efforts to adopt a more democratic system, the Russian economy experiences a difficult transition. Japan suffers from a recession because of various factors, including a banking crisis.

Bibliography

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  • Peter Beagle, introduction to The Hobbit, by J. R. R. Tolkien, Houghton Mifflin, 1973.
  • Anne Eaton, New York Times, March 13, 1938, p. 12.
  • Daniel Grotta, J. R. R. Tolkien: Architect of Middle-earth, Running Press, 1976, pp. 85-105.
  • Times Literary Supplement, October 2, 1937, p. 714.
  • David Day, A Tolkien Bestiary, Random House, 1998, 286 p.; New York: Ballantine, 1979. Surveys the beasts, deities, and other creatures that exist in Middle-earth. The index is often needed to locate items that can be listed under different names in this illustrated glossary of places and creatures in Middle-earth.
  • Karen Wynn Fonstad, The Atlas of Middle-earth, Houghton Mifflin, 1991, 210 p.; Boston: Houghton Mifflin, 1981. Detailed maps of Middle-earth, including war and other thematic maps. In the section on The Hobbit, the brief speculative chronology and maps of the journey and of several battles may help readers visualize the progression of the narrative.
  • Robert Foster, A Guide to Middle-earth, Ballantine Books, 1974, 291 p. A directory to all the proper names appearing in The Hobbit, The Lord of the Rings, The Adventures of Tom Bombadil, and The Road Goes Ever On.
  • Neil D. Isaacs and Rose A. Zimbardo, Tolkien and the Critics, University of Notre Dame Press, 1968, 296 p. A collection of essays analyzing Tolkien's The Lord of the Rings, including contributions from C. S. Lewis and W. H. Auden.
  • Paul H. Kocher, Master of Middle-earth: The Fiction of J. R. R. Tolkien, Houghton Mifflin Co., 1973, 247 p. A comprehensive study of Tolkien's major works.
  • J. R. R. Tolkien, The Tolkien Reader, Ballantine Books, Inc., 1974, 200 p.; New York: Ballantine, 1981. Contains some of Tolkien's lesser-known fiction and poetry. Includes "On Fairy-stories."
  • Humphrey Carpenter, Tolkien: A Biography, Boston: Houghton Mifflin, 1977. Carpenter succeeds in tracing many influences that affected Tolkien's writing while avoiding, as much as possible, literary judgments about that writing. Carpenter's focus is biography, not literary criticism.
  • Kathryn F. Crabbe, J. R. R. Tolkien, New York: Frederick Ungar, 1981. In the second chapter, "The Quest as Fairy Tale: The Hobbit," Crabbe considers the book from the standpoint of language, narrative voice, fairy-tale conventions, and the characterization of Bilbo.
  • Deborah Webster Rogers and Ivor A. Rogers, J. R. R. Tolkien, Boston: Twayne, 1980. The authors trace Tolkien's biography and literary backgrounds. A full chapter focuses on The Hobbit.
  • J. E. A. Tyler, The New Tolkien Companion, New York: St. Martin's, 1979. This is a good "guide" to characters and places in Tolkien's Middle-earth stories. It is arranged alphabetically, with notes at the end of each letter section.

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