Literary Techniques
The initial three-quarters of To Have and Have Not present a compelling adventure narrative filled with murder, chaos, and rapid action. The story swiftly transitions between boat decks and the back of Freddy's bar, featuring shady deals conducted in gritty street language. Hemingway's real-life inspiration for the bar was a Key West establishment operated by a man named Sloppy Joe. Hemingway frequented this bar and, before the book's release, often claimed it would be a major hit. True to his prediction, To Have and Have Not underwent four printings within the first two months, remained on the best-seller list from October to December 1937, sold 36,000 copies in its first five months, and earned Hemingway his first cover feature on Time magazine. What made him so confident of its success? Likely, Hemingway's confidence stemmed from the hard-boiled genre's popularity, which he knew would be commercially successful. Years later, he humorously described To Have and Have Not as a "frail volume ... devoted to adultery, sodomy, masturbation, rape, mayhem, mass murder, frigidity, alcoholism, prostitution, impotency, anarchy, rum-running, chink-smuggling, nymphomania and abortion." The novel is predominantly written in a hard-boiled style, characterized by concise and straightforward language, repetitive and colloquial sentence structures, abundant slang, minimal passive voice, an understated and unsentimental perspective, and occasional direct addresses to the reader. The book's weakest section, the third part, features hasty prose, pseudo-modernistic italicized passages, and stark contrasts between the struggling haves and the robust have-nots. Stylistically, it sometimes approaches a stream of consciousness.
Short chapters, minimal exposition, and few digressive passages (except towards the end) align with the book's largely episodic structure, reflecting its piecemeal origin. During the summer of 1936, Hemingway wrote only the third part (which constitutes about two-thirds of the narrative), incorporating previously published stories as the first two parts: "One Trip Across" (Cosmopolitan, 1934) and "The Tradesman's Return" (Esquire, 1936). The lack of cohesion, which led some critics to argue that the book's only unity was in its binding, was not a surprise to Hemingway, who acknowledged: "It came out as a new novel, but it was short stories, and there is a hell of a lot of difference."
In 1937, Hemingway urged his publisher to release the book in an omnibus volume along with his earlier short stories, such as "The Short Happy Life of Francis Macomber," "The Snows of Kilimanjaro," and "The Capital of the World." In another creative burst, he proposed an anthology (tentatively titled To Have and Have Not, The Various Arms, or Return to the Wars) that would include the novel, the three stories, a New Masses article, one of his news dispatches from Madrid, and a speech he delivered at the 1937 American Writers Congress in New York. Ultimately, following the advice of his friend and editor Max Perkins, the book was published in its now-familiar form. At the suggestion of his friend Arnold Gingrich, Hemingway removed substantial portions of material that defamed some of his former friends—most notably John Dos Passos. As Gingrich noted, Hemingway "mutilated the second half of the book without any replacements for the deleted elements. I thought the least he could have done was change the title because, as the book appeared, the title applied about as well as the 'fifty-fifty' recipe for hamburger: one horse, one rabbit. It was a little disillusioning."
To Have and Have Not experiments with various narrative perspectives, yielding mixed results. Part one is entirely narrated in the first person by Harry; part two uses a third-person narrator focusing on Harry; and part three is a blend of Albert's first-person...
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narration, Harry's internal monologue in a more coherent stream of thought than typical stream of consciousness, and an omniscient narrator who dips in and out of characters' minds. The imagery, metaphors, and similes often have urban or military origins—like a gigantic marlin described in terms of an airplane, submarine, or depth bomb, or the two icons of the lawless Prohibition era: the Thompson machine gun and sawed-off shotgun, favored weapons in gangland shootouts. While the book's irony is often overdone, its symbolism can be subtle and poignant. Swindled by Mr. Johnson out of a significant amount of money, Harry is reduced to peddling his "cojones" to make a living. In a striking parallel, chapter twenty-four introduces Henry Carpenter, who, as a lover and hanger-on of Mr. Wallace Johnston, also peddles his cojones to the wealthy. Overall,To Have and Have Not fails to convince, whether as a socio-economic study, a study of the poor, or a satire of the rich. Similarly, it falls short as a critique of government ineptitude, a hero study, or even as a novel. Despite some strong writing in the sections involving Harry, the plot is disjointed, and in places (especially towards the end), the writing is uninspired. The modernistic devices used feel contrived, culminating in a portrayal of the rich that has the social and intellectual subtlety of a precocious adolescent.
Adaptations
In 1945, Hollywood released the first film adaptation of To Have and Have Not. The screenplay, crafted by William Faulkner and Jules Furthman, was closely overseen by producer-director Howard Hawks. The film primarily focused on the first chapter of the 26-chapter book. Despite using the title To Have and Have Not to leverage Hemingway's popularity, Hawks shared the opinion of critics who believed the book was "not worth much." He felt it lacked potential as a movie because it was too much a proletarian novel of the 1930s. Consequently, the film's setting was shifted from Key West during peacetime to Martinique during World War II. The Cuban revolutionaries in the book were replaced by a member of the French resistance and his attractive wife. With Humphrey Bogart cast as Harry Morgan and a local hotel as the backdrop, the film bore a striking resemblance to the 1943 classic Casablanca. There is evidence suggesting the studio intended this similarity. After the preview, the studio chief sent a memo to the staff: "Polish up the picks, shovels, and pans for the gold mine on the way in Howard Hawks' production of Ernest Hemingway's To Have and Have Not ... which is not only a second Casablanca but two-and-a-half times what Casablanca was."
The final product, a 101-minute black-and-white epic, was photographed by Sid Hickox and co-starred the then-new starlet, Lauren Bacall, alongside veteran actor Walter Brennan as Eddie, Dolores Moran, and Hoagy Carmichael. The story follows an American fishing boat captain who becomes entangled with a young female drifter and some French resistance fighters pursued by Nazis. Bogart and Bacall share cigarettes, wisecracks, and double entendres, while the movie features several musical numbers and hardboiled dialogue. The plot makes it evident that the film was primarily a vehicle for Humphrey Bogart. In the 1948 film Key Largo, which also starred Bogey and Bacall, director John Huston used another fragment of the book—the gunfight on the boat—as the film's climax. The second significant adaptation of Hemingway's material is The Breaking Point, directed by Michael Curtiz in 1950 (famous for Casablanca), starring John Garfield and Leona Charles. In this version, Key West becomes Newport, California, and there are no revolutionaries; the political elements are entirely absent. The charter boat captain, Harry, is happily married with two daughters and becomes inadvertently involved in smuggling Chinese immigrants for Mr. Sing, whom he kills in self-defense. This adaptation also primarily covers the first part of Hemingway's novel, yet the author expressed satisfaction with the film.
The most recent film inspired by To Have and Have Not was released in 1958. Titled The Gun Runners, it was filmed under several working names, including Rub My Back, One Trip Across, and Ernest Hemingway's Gun Runners. Although these titles were primarily for promotional purposes, the film remains closer to the original book compared to the earlier adaptations. Produced by Clarence Green and directed by Don Siegel, with a screenplay by Daniel Mainwaring, the film features Sam Martin (Audie Murphy) and his alluring wife Lucy (Patricia Owens). Sam, who operates a charter boat service, loses an expensive rod and reel during a fishing trip with a man named Mr. Peterson. When Peterson refuses to pay for the loss, Sam teams up with a dubious character named Hanagan to smuggle machine guns to Cuba. During the final, ill-fated run, Hanagan betrays Sam by shooting him in the shoulder. However, Hanagan meets his own demise in a dramatic shootout that concludes the movie.
Bibliography
Benson, Jackson J., ed. New Critical Approaches to the Short Stories of Ernest Hemingway. Durham, N.C.: Duke University Press, 1990. Section 1 covers critical approaches to Hemingway’s most important long fiction; section 2 concentrates on story techniques and themes; section 3 focuses on critical interpretations of the most important stories; section 4 provides an overview of Hemingway criticism; section 5 contains a comprehensive checklist of Hemingway short fiction criticism from 1975 to 1989.
Bloom, Harold, ed. Ernest Hemingway: Modern Critical Views. New York: Chelsea House, 1985. After an introduction that considers Hemingway in relation to later criticism and to earlier American writers, includes articles by a variety of critics who treat topics such as Hemingway’s style, unifying devices, and visual techniques.
Lynn, Kenneth S. Hemingway. New York: Simon and Schuster, 1987. A shrewd, critical look at Hemingway’s life and art, relying somewhat controversially on psychological theory.
Mellow, James R. Hemingway: A Life Without Consequences. Boston: Houghton Mifflin, 1992. A well-informed, sensitive handling of the life and work by a seasoned biographer.
Meyers, Jeffrey. Hemingway: A Biography. New York: Harper and Row, 1985. Meyers is especially good at explaining the biographical sources of Hemingway’s fiction.
Reynolds, Michael. The Young Hemingway. Oxford, England: Blackwell, 1986. The first volume of a painstaking biography devoted to the evolution of Hemingway’s life and writing. Includes chronology and notes.
Reynolds, Michael. Hemingway: The Paris Years. Volume 2. Oxford, England: Blackwell, 1989. Includes chronology and maps.
Reynolds, Michael. Hemingway: The American Homecoming. Volume 3. Oxford, England: Blackwell, 1992. Includes chronology, maps, and notes.
Reynolds, Michael. Hemingway: The 1930s. Oxford, England: Blackwell, 1997. Volume 4 of Reynolds’s biography.