Doctor Faustus: The Life of the German Composer Adrian Leverkühn as Told by a Friend

by Thomas Mann

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Places Discussed

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Buchel

Buchel (BEW-shihl) Family farm on which Adrian was born in the heart of Germany, not far from Weissenfels. It is an idyllic German farm with abundant land and forest to sustain three generations of the Leverkühn family. In typical German fashion, the timberwork residence, barns, and stalls are built together to form a courtyard. In the middle is a giant old linden, a Germanic symbol of the cosmic tree at the center of the world connecting heaven and earth.

For ten years, Adrian and his friend Serenus play with the farm animals, feast on wild berries and blossoms, swim in a pond, and hike to the top of a hill. It is an edenic picture of German country life. Yet there is something eerie about the charm of Buchel. Adrian’s father has a streak of a morbid magician. The buxom dairymaid teaches the boys gruesome folk songs. Adrian has an odd disturbing laugh. As Serenus suggests, beauty conceals poison.

Buchel is Adrian’s cradle and grave. In the care of his loving mother, he spends the final ten years of his life at his home debilitated and lost to the world.

Kaisersaschern

Kaisersaschern (KI-zurz-AHSH-urn). German town to which Adrian moves to attend school, about thirty miles from Buchel. Kaisersaschern, whose name means the “emperor’s ashes”—namely those of Otto III—is a composite of several German towns but is most similar to Lübeck, Mann’s birthplace and home in northern Germany. It is a modern commercial and industrial town of 27,000 inhabitants at a major railway junction and along the river Saale, the lifeblood of the area. At the core of Kaisersaschern is the medieval: a cathedral, a castle, faithfully preserved residences, and storehouses. Behind this picturesque facade lurks the medieval spirit of irrationality, superstition, magic, insanity, torture—in a word, the demoniac. Serenus traces the political catastrophe of Nazism to the hysteria of the dying Middle Ages especially evidenced in the practices of zealot Christians. In Kaisersaschern as in all of Germany, the past is only veneered with the present. The devil tells Adrian, “Where I am, there is Kaisersaschern.” In other words, the town represents a general psychic malaise in Germany, one that infects Adrian’s mind for the rest of his life.

After schooling in Kaisersaschern, Adrian studies theology with a concentration on the devil at the university in the nearby medieval city, Halle along the Saale. In Leipzig, Adrian studies music and has his fateful encounter with Esmeralda, the prostitute from whom he voluntarily gets a venereal infection.

Schweigestill

Schweigestill (schwi-geh-STIHL). Fictional baroque cloister converted into a boardinghouse close to the fictional town of Pfeiffering, modeled on Polling, a village among the hills of Bavaria. While living in Munich, Adrian discovers the place on one of his expeditions into the countryside. After his encounter with the devil in Palestrina, Italy, he retreats to Schweigestill in part because it resembles Buchel with a pond, a bench on a hill, a house with courtyard, and an old giant tree. The landlords are like his parents and their dog like his own.

As well as an escape into his childhood, Schweigestill also provides Adrian with a sinister retreat. For the next eighteen years, he composes his most important works in an abbot’s study similar in ambiance to the one in which the medieval Faust conjured the devil and performed his magic.

Schweigestill means to keep silent and still, to be discreet and even to conceal. It represents Adrian’s seclusion and his diabolical secret. Ostensibly for a performance of a new composition, The Lamentation of Dr. Faustus , Adrian invites thirty prominent friends and acquaintances...

(This entire section contains 665 words.)

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to Schweigestill, who gather in a large formal hall with a massive table, deep window nooks, and a plaster Winged Victory of Samothrace. Instead, Adrian announces his pact with the devil. During his confession, he breaks down upon the brown square piano and never recovers his sanity or health. The devil has exacted his price.

Literary Techniques

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Similar to The Magic Mountain (1924), Doctor Faustus is heavily focused on the presentation and exploration of ideas. This time, the focus is primarily on theology, political theory, and especially musicology. Although Mann was an avid music enthusiast, he was not a musicologist. He educated himself by associating with composers such as Arnold Schonberg and Igor Stravinsky, as well as musicians like Bruno Walter and Arthur Rubinstein. However, he mainly relied on the insights of the renowned music philosopher Theodor Adorno. The resulting examination of both real and fictional musical works likely represents the most sophisticated discussion of music in any literary piece. Unfortunately, much of this analysis is presented with such technical depth that even well-educated readers might find it inaccessible.

When crafting his characters, Mann employed the technique of historical montage more extensively than in any of his previous works. The life and achievements of Leverkiihn are intended to evoke figures as diverse as Friedrich Nietzsche, Hugo Wolf, Arnold Schonberg, Peter Ilich Tchaikovsky, and even Jesus Christ. Other characters remind us of individuals like Martin Luther, Joseph Goebbels, Oswald Spengler, Jacob Burckhardt, Stefan George, and Albert Schweitzer. Mann also wove in elements of his own family's experiences to a degree not seen since Buddenbrooks (1901).

By introducing a fictional biographer, Mann achieves two objectives. Having the story with its demonic elements narrated by someone as temperamentally mismatched with its content as Zeitblom provides Mann with the necessary ironic detachment. Moreover, it allows Zeitblom to draw conclusions that would have seemed overly confessional and didactic if expressed directly by Mann himself.

Social Concerns

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Written between 1943 and 1947, Doctor Faustus conveys the author's profound shock and sorrow over the political, cultural, and moral degradation of Germany, brought on by an unexpected revival of widespread barbarism. Similar to his earlier works, Mann focuses on the ideological shifts that lead to and drive social actions. The artist is depicted once more as a deliberate, and at times reckless, instigator of significant value changes, without which figures like Goebbels and Himmler could not have seized their oppressive power. On this level, Doctor Faustus serves as a harsh critique of Germany's creative elite for engaging in self-serving experiments with anarchic forces, which ultimately led to the destruction of both the elite and the society they were meant to protect.

Literary Precedents

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By choosing his title, Mann deliberately aligned himself with the extensive tradition of Faust literature. As was his habit, he thoroughly researched this tradition by delving into various interpretations of the theme, from Christopher Marlowe's Renaissance play to Heinrich Heine's Romantic ballet. Among these works, only the chapbook Doctor Faust, first published in Frankfurt in 1587, had a direct impact on Mann's novel. Mann not only adopted certain plot elements but also frequently mimicked the archaic style of his source through his choice of words and syntax. At one point, he even allows Leverkuhn to bid farewell to the world using the exact words from the chapbook.

Some critics of twentieth-century literature have described the "terminal" novel as a distinctly modern genre, where authors aim to evaluate Western culture with ultimate seriousness and unrelenting pessimism. Works such as Marcel Proust's Remembrance of Things Past (1913-1927), Andre Gide's The Counterfeiters (1926), Jean-Paul Sartre's Nausea (1938), Franz Kafka's The Castle (1926), and Hermann Broch's The Death of Vergil (1945) are often cited in this category. Mann's Doctor Faustus clearly fits into this group of novels that deal with ultimate judgment, a perspective Mann appears to have endorsed by calling it, though not his last, his definitive statement as a writer.

Composed around the same period as Doctor Faustus, Magister Ludi (1943), also known as The Glass Bead Game (1969), earned Hermann Hesse the Nobel Prize for Literature in 1946. This work represents the culmination of Hesse's lifelong exploration of personal and literary self-identity. In his early novels and stories, such as Demian, Narcissus and Goldmund, and The Journey to the East, Hesse focused exclusively on self-liberation. Over time, he moved toward self-acceptance. These developments led to Magister Ludi, where there's a certain validation of self. While each book does not conclusively address a single aspect of self-realization, each illustrates a struggle that begins and ends without definite resolution. What sets Magister Ludi apart is its proposal for a societal framework and its futuristic setting.

Following a series of devastating world wars, Europe has entered an era marked by widespread ignorance and stagnation. In a secluded mountain community known as Castalia, young Josef Knecht joins a group of scholars devoted to mastering a highly complex, mystical game. This game is best described as a universal intellectual language encompassing all knowledge. Knecht earns the highest distinction, becoming the Magister Ludi, or Teacher of the Game. However, he eventually departs from the community, driven by his conscience and a quest to understand the true purpose of intellectuals. He discovers that this purpose lies in staying connected with ordinary people. Hesse warns of the dangers posed by a world controlled by an elite detached from the everyday lives of average citizens. He suggests that when this elite manipulates a mathematically designed, abacus-like game machine, humanity faces significant peril. The prediction of the modern obsession with computers is evident.

It is fitting that Hesse's magnum opus explores the future while incorporating familiar figures from his past and present, as Hesse aspired to transcend actual time. Readers familiar with Hesse's work will recognize many of these characters as figures from the past. Now, as they appear as future personas — individuals recommended by Hesse — they become archetypes and form the foundation of a newly envisioned world of tomorrow. It is not crucial to trace each character back to a real person in Hesse's life; doing so would require extensive research in a biography. Some connections are more apparent than others, such as Thomas von der Trave representing Thomas Mann. What truly matters is the overall impact. Hesse is once again weaving the narrative of his life, and the characters in his book, with their subtle transformations, contribute to a new and distinct Hermann Hesse and Josef Knecht. Although Hesse's enduring discontent with life has not diminished, his vision of a better reality has persisted and grown stronger.

In Castalia, the pursuit of "wholeness" is undertaken with the hope of achieving an "awakening," a tranquility that surpasses worldly values. To attain this, one must regain innocence, as depicted in Peter Camenzind; experience despair and guilt, as shown in Steppenwolf; and reconstruct the fragments of a broken personality, moving forward and outward, as illustrated in Magister Ludi. This progression is integral to ancient Indian writings but is also Faustian, as Knecht remains true to his name and serves humanity.

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