Doctor Faustus, like other novels by Thomas Mann, particularly his monumental Der Zauberberg (1924; The Magic Mountain, 1927), is enormously complex and built up of layer upon layer of interlocking references not only to the present but to the entire history of European civilization. However, it is constructed on a very simple premise, that of inversion. Throughout the book, things are turned upside-down, and readers again and again encounter, as in a magic mirror, their expectations being stood on their heads. Where hell is expected to be hot, it is instead described as freezing cold. The devil is no burning presence; instead, a chill emanates from him. Music, far from being the result of passionate inspiration, turns out to be the result of a highly cerebral, invented system of composition. Adrian Leverkühn’s art is the result not of a special blessing but of a common curse, syphilis. Finally, the narrator of this novel, which attempts to encapsulate the history of the German people while telling the tale of a heroic (or antiheroic) figure, turns out to be an insignificant professor in a provincial town.
No doubt the paradoxical nature of the plot of Doctor Faustus owes something to Mann’s own situation. He wrote this most German of books in Los Angeles, where he lived in exile, having been forced to leave his homeland after Adolf Hitler came to power. His home and possessions had been impounded, his honorary doctorate canceled, and his citizenship revoked. While his character Serenus Zeitblom (a name that roughly translates to “serene flower-of-the-time”) is tracing the progress of World War II from within Germany, Mann was following it from eight thousand miles away.
Certainly Mann composed his novel’s inversions quite deliberately and down to the smallest detail. Adrian’s final work, The Lamentation of Doctor Faustus, is modeled in part on Ludwig van Beethoven’s Symphony No. 9 (it even takes an hour and a quarter to perform, as does Beethoven’s symphony), but where the choral passages in Beethoven’s symphony are based...
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