Understanding Mortality

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Last Updated on May 6, 2015, by eNotes Editorial. Word Count: 2396

A major point of contention for critics of ‘‘The Dead’’ has been whether Gabriel overcomes his paralysis through his epiphany. Many critics, such as Kenneth Burke, feel that Gabriel does transcend his own paralytic self-consciousness. Others argue that he does not transcend his condition but rather, in a way, gives up any such notion and simply accepts that he is one of the spiritually dead. Michael Shurgot sees Gabriel being motivated by what Freud called a death wish. That is, he desires to avoid the problems and pressures of life and hopes to escape them by turning to some unfeeling state which would be ultimately similar to death. I would argue, like Shurgot, that death does play a role in Gabriel's epiphany; however, Gabriel's epiphany allows him to overcome his paralysis. Rather than achieving a death wish, Gabriel becomes aware of what philosophers and other twentieth-century writers call the subjective truth of death. This philosophical concept asserts that one must be aware of the possibility of one's own death to live an authentic existence. A person truly aware of his or her own death can concentrate on life as it is lived, not regretting the past or fearing the future, but living fully in the present.

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Throughout most of the story it is clear that Gabriel is trapped in his own self-consciousness. It is interesting that many of the characters in the story are in fact dead. There is Gabriel's uncle Pat Morkan, his mother, the tenors of the past, Patrick Morkan his grandfather, and of course Michael Furey, among others. These figures from the past show up to subtly remind Gabriel of his own mortality.

A need to be more aware of one's mortality is hinted at while the guests of the party are eating the Christmas pudding. Mrs. Malins informs the rest of the dinner party that her son Freddy will be visiting the monastery in Mount Malleray. The rules of the religious order are mentioned—that the monks never speak, they get up at two in the morning, and they sleep in their own coffins. Mr. Browne shows his materialist tendencies by questioning why anyone would want to live as the monks do. A Protestant, he seems unable to understand the deeper spiritual meaning inherent in the monastic lifestyle. The Catholics, however, do not seem to understand the spiritual meaning either, for Aunt Julia simply says that it was the rule, as one would say who simply lives an unexamined life, by rote. But Mary Jane offers an explanation for why the monks sleep in their coffins that is one of the keys to the whole story: ‘‘The coffin ... is to remind them of their last end.’’

Another place where the dead exert their influence on Gabriel is in his speech. In it he speaks of Ireland's tradition of genuine, courteous, warmhearted hospitality. He looks at the current "hypereducated" generation and fears that they will lose the humanity, hospitality, and kindly good humor of the past generation. Ironically, such things as humanity and kindly good humor are precisely what Gabriel lacks. One sees this when examining the symptoms of Gabriel's paralysis.

Perhaps the first symptom of Gabriel's paralysis that is apparent is his condescending attitude toward others. With this attitude he tends to limit people to his own conceptions of them, rather than seeing them with the complexity of human beings. He smiles at Lily for the apparently uneducated way she pronounces his name. He seems to see her still as the child he knew who sat on the front steps with a rag doll. When he attempts a conversation with her, he asks her if she still goes to school—the same sort of question one would ask a child. Judging from her answer, Lily has been out of school for some time, for she says, ‘‘I'm done schooling this year and more.’’ So Gabriel modifies his question to one geared playfully toward a naive, lovestruck young girl: "I suppose we'll be going to your wedding one of these fine days with your young man, eh?’’ Lily's response indicates that she isn't as naive as Gabriel would suppose: ‘‘The men that is now is only all palaver and what they can get out of you.'' With this answer, Lily isn' t responding with the same friendly tone that Gabriel tries to use. Instead she glances back at him over her shoulder and says it ‘‘with great bitterness.'' The reason for this bitterness isn't explained, but I suspect one can interpret it in two ways. The common and quite likely interpretation is that she is thinking of a man who has taken advantage of her in some way, and the recollection causes the angry response. One could also conclude that she is frustrated with the condescending level of Gabriel's questions. His questions are those that one might ask a child or teenager rather than a sophisticated adult. Gabriel's condescension is shown in other instances as well. Shortly after his encounter with Lily, he goes upstairs, where he is reminded that the men dancing are of a different grade of culture by the sound of the "indelicate clacking'' of their heels and the "shuffling'' of the soles of their shoes. Also he is undecided about using a Robert Browning quote in his after-dinner speech because the lines might be above the heads of his listeners.

The concern about the Browning quote reveals another facet of Gabriel's paralysis. At the same time he is condescending, he is concerned about what others think about him:

He would only make himself ridiculous by quoting poetry to them which they could not understand. They would think that he was airing his superior education. He would fail with them just as he had failed with the girl in the pantry.

Gabriel seems like a man who feels awkward because he is out of his element of university professors and is instead among a bunch of what he would probably call working-class brutes. Although he considers himself superior to them, he is frightened that they will reject him. This is why he is flustered after Lily's quick-tempered retort to his question about marriage. This fear of rejection occurs also when he is around someone he considers his equal. Molly Ivors has been a longtime friend of his, and they have had parallel careers. Both went to the same university, and both have become teachers. But when Miss Ivors confronts him about writing for the Daily Express he becomes tongue-tied and nervous. He answers her questions awkwardly because he wishes to flee from the confrontation altogether, and he can barely muster the strength to defend himself because he might displease her. Because she is a fellow teacher and of equal education, ‘‘he could not risk a grandiose phrase with her.’’ Still he manages to be condescending to her as he privately denounces her in his own thoughts afterwards: ‘‘Of course the girl or woman, or whatever she was, was an enthusiast but there was a time for all things.'' By referring to her as a girl, Gabriel is slightly degrading Molly by reducing her to a child as he does earlier with Lily.

Another symptom of Gabriel's paralysis is his need to control reality. His solicitude has been a long-running joke between his two aunts. Although care and concern can be good character traits, Gabriel seems overly fussy when it comes to his wife and children. He makes his son wear green shades at night and lift dumbbells, forces his daughter to eat her "stirabout" (Irish porridge), and frets about his wife. He decides not to travel all the way back to his suburb of Monkstown after the party because he fears Gretta will catch cold as she did last year, and he insists that she wear galoshes. This insistence has other motives as well. Aside from protecting her feet from the wet and cold, it is apparent that they are the new trend—Gabriel is concerned about appearances.

The story reveals the symptoms of Gabriel's paralysis, which are condescension, concern about what others think, and a need to be in control. But through his own memories and the memories of others, he encounters figures of the past. His memories of the dead slowly enable him to have his epiphany and cure him of his paralysis. Gabriel's first encounter with the dead is when he reminisces about his dead mother, Ellen Conroy. She gave Gabriel and his brother, Constantine, their names because she was concerned about the dignity of the family. Gabriel has her to thank for his position, for though she and her husband were of modest means, her efforts made sure that Gabriel and his brother Constantine moved beyond her position in society to become professionals: Gabriel is a teacher and Constantine a priest. It is evident, then, that Ellen had a desire for her children to escape the position in which she found herself.

Another person from the realm of the dead who influences Gabriel this night is his grandfather, Patrick Morkan. Gabriel tells the story of how his grandfather once drove his mill horse into town for a military parade. He became indignant when the workhorse began circling a statue of King William III of England the way he would circle in the mill harness. As many critics have pointed out, the action of the horse symbolizes the paralysis of Ireland, and Gabriel's imitation of it as he tells the story represents his own paralysis.

That person from the realm of the dead who finally manages to make Gabriel aware of his own mortality, and thus have more compassion for his fellow human beings is Michael Furey. When Gretta tells him about her relationship for Michael and the way in which he passionately loved her, dying for her, as she says, Gabriel seems to look at himself differently:

A shameful consciousness of his own person assailed him. He saw himself as a ludicrous figure, acting as a pennyboy for his aunts, a nervous well-meaning sentimentalist, orating to vulgarians and idealising his own clownish lusts, the pitiable fatuous fellow he had caught a glimpse of in the mirror.

This is just the beginning of his change. He feels the influence of the dead Michael Furey as an "impalpable and vindictive being...coming against him, gathering forces against him in its vague world.''

After Gretta falls asleep, Gabriel has his epiphany, and it seems clear that what this epiphany involves is a new, deeply felt awareness of his own mortality. The beginning of this awareness is when he remembers Aunt Julia's haggard face as she was singing earlier that evening. He thinks to himself that she will soon be ‘‘a shade with the shade of Patrick Morkan and his horse.'' Then he realizes not only that Aunt Julia is becoming a shade, but that everyone will eventually die, and that it is better to live passionately like Michael Furey. Because of his own self-consciousness, he had never felt for a woman in the way Michael Furey had for Gretta, but he knows that such a feeling must be love.

At the height of Gabriel's epiphany comes the most curious passage in the story:

The tears gathered more thickly in his eyes and in the partial darkness he imagined he saw the form of a young man standing under a dripping tree. Other forms were near. His soul had approached that region where dwell the vast hosts of the dead. He was conscious of, but could not apprehend, their wayward and flickering existence. His own identity was fading out into a grey impalpable world: the solid world itself which these dead had one time reared and lived in was dissolving and dwindling.

Kenneth Burke finds this passage to be the moment where Gabriel transcends the world of conditions. According to Burke, since the world of conditions is the world of the living, then the world of the dead would be the place where one has transcended those conditions and reaches the divine. But I would hesitate to make such a mystical reading. By being in the region of the dead, Gabriel has reached that state of consciousness where one has an inward awareness of death. If one were to actually lose the ability to feel and live in the ‘‘solid world'' as the dead have lost the ability, he would come to have a greater appreciation for existence. As another twentieth-century writer, Wallace Stevens, said,"The greatest poverty is not to live in the physical world.'' Even the story's much-quoted last passage reiterates the importance of the awareness of one's own death:

His soul swooned slowly as he heard the snow falling faintly through the universe and faintly falling, like the descent of their last end, upon all the living and the dead.

Some readers see the snow symbolizing paralysis, while others see it symbolizing transcendence. I would argue that the snow does symbolize death, but more specifically the awareness of death. The phrase "like the descent of their last end'' echoes Mary Jane's earlier observation of the monks sleeping in their coffins: "The coffin is to remind them of their last end.’’ Gabriel is able to see beyond his own self-consciousness to a broader perspective. He is now profoundly aware of his own mortality and is in a state of consciousness where he can live to the fullest what Martin Heidegger called being-toward-death.

In ‘‘The Dead’’ Joyce examines an issue common among twentieth-century writers: the need to live with an awareness of one's own death. Such an awareness is not easy to achieve, but with it, knowing that life will soon be gone, one can appreciate life to its fullest. Wallace Stevens put it almost as well as Joyce when writing about the dead:

They were those that would have wept to step
barefoot into reality, That would have wept and been happy, have
shivered in the frost And cried out to feel it again, have run fingers
over leaves And against the most coiled thorn, have seized on
what was ugly. And laughed ...

Source: Eric Rapp, Overview of ‘‘The Dead,’’ for Short Stories for Students, The Gale Group, 1999.
Rapp has taught English composition, and has a master's degree and is a Ph.D. candidate in English literature at the University of Toledo.

Six Theories in the Bedroom of "The Dead"

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Last Updated on May 6, 2015, by eNotes Editorial. Word Count: 4610

BIOGRAPHY. Joyce once said of one section of Ulysses, ‘‘I've put in so many enigmas and puzzles that it will keep the professors busy for centuries arguing over what I meant.’’ Similarly, he inserted in his writings remnants of his own life and environment, so that scholars scour the details of his experience, and the people and places that he knew, for clues to the meaning of his work.

The most famous example in "The Dead'' is the tragic love that Nora Barnacle knew in Galway when she was not quite sixteen-years-old, before she moved to Dublin, met Joyce, and ran off with him. Joyce was jealous of his dead rival, but Nora remembered the love fondly. In a conversation years later she spoke on the subject of ‘‘first love’’: "There's nothing like it. I remember when I was a girl, and a young man fell in love with me, and he came and sang in the rain under an apple-tree outside my window, and he caught tuberculosis and died.’’ The dead boy had worked for the local gas company in Galway where Nora then lived. Joyce not only used that part of Nora's life as a model, but saw Nora as Gretta. He once wrote to Nora: "Do you remember the three adjectives I have used in ‘‘The Dead’’ in speaking of your body. They are these: 'musical and strange and perfumed.'’’ And the bedroom scene in "The Dead'' captures Nora's character. Ellman says that "these final pages compose one of Joyce's several tributes to his wife's artless integrity’’; she was ‘‘independent, unself-conscious, instinctively right.’’

Do we understand"The Dead'' better when we know these things? Why not? It seems a narrow and exclusive sense of understanding to deny this. Joyce put in the story his wife, his dead rival, his city, his language, and elements of his national history. You could construct an interpretation of the text that ignored his wife, just as you could construct an interpretation that ignored Dublin, say, or even the English language (could the series of written marks that we call "The Dead'' actually be a secret code that can be used by an Italian-speaking accountant in Trieste to record debits and credits?). But why should we want to be so unkind to the Joyces, or to isolate a literary work from the context of its creation? Joyce himself once said, ‘‘Imagination is memory.’’ It would seem unreasonable for me to take my own imaginative interpretation of a literary work seriously without anchoring the interpretation at least in my own memory, and therefore setting it (unless I turn solipsist) in a larger history.

One great difficulty with biographical approaches to art is that we often know so little about the genesis of the work, so little that it is frequently counterproductive to look for personal sources. And our understanding of the work often seems still strangely incomplete even when we think we have found the personal sources. So we often make do with the little that we know, such as that a story is in English, is set in Dublin, and was written in 1907 by a man brought up as a Catholic. There often seems to be a kind of incompleteness to any finite summary of any particular meaning, anyway. And perhaps, given our interests, we do not really need to know too many details from the artist's life or environment.

DECONSTRUCTION. However, since our needs and interests often respond to and build on incompleteness, we might want to focus on a theory that stresses the phenomenon of incompleteness in the meaning of a text. In what way is a deconstructive approach to ‘‘The Dead’’ useful? Are we helped in understanding the story if we take seriously the principles that meaning is endless signification, that all interpretation is misinterpretation, or that all texts say also the opposite of what they seem to say?

Gabriel thinks: ‘‘Better pass boldly into that other world, in the full glory of some passion, than fade and wither dismally with age.’’ Every word here except "wither'' occurs elsewhere in Dubliners, and a recent detailed study of the occurrences of the words led to the following conclusion: ‘‘in fact, practically every word of Gabriel's maxim-like sentence is directly or indirectly contradicted by the rest of the text.’’ The therapy implied in the maxim is thus ‘‘purely hypothetical,’’ a ‘‘belated insight’’ that is ‘‘clearly shown to rest on delusive hopes.’’ Perhaps we do not need an extensive word study like this to sense such a contradiction in the end of the story, but just a glance at the history of interpretation, where some critics have seen death and others rebirth; some mutuality, others personal isolation; some a dissolution of the subject, others a deeply personal reverie. Shifting, incompatible voices have been found in the narrative, like the "wayward and flickering’’ spirits that haunt Gabriel's vision. Allen Tate once said that ‘‘the snow is the story.’’ But it has also been suggested that snow is a suitable symbol for the inclusiveness in the story precisely because the color white encompasses all the contrasting colors of the spectrum. Long ago the Dubliners expert Florence Walzl called Gabriel's prospective westward journey ‘‘one of the most remarkable ambiguities in literature, a conclusion that offers almost opposite meanings, each of which can be logically argued,’’ although in those days before deconstruction it was felt appropriate to say that the ambiguity at the end of the story ‘‘was deliberate on Joyce's part.’’

The ambiguity is also found in reactions to the poetry of the concluding paragraphs of the story. What some see as musical or lyrical beauty, others see as a "highly rhetorical'' manner with "narcotic verbal effects'' in a passage that fulfills the image of paralysis with which Dubliners begins. Or even possibly as "exaggerated alliteration'' in "an overwritten passage that conveys emotional deadness taking its last refuge in sentimentality,'' with repetition and syntactical reversal at the end that ‘‘are disturbing and create discord, at the very climax of the rising hymn.’’

When you survey in the bedroom scene alone the muttering, mumbling, noises, and silences, the interruptions and failures of communication, the immense distances between thought and speech, his "false voice'' and her "veiled'' voice,"the quaintness of her phrase'' and "the failure of his irony,'' the "lame and useless'' words and the now communicative sound of the snow at the window—it is not hard to see here a meditation on language that would be dear to deconstruction. In hindsight it is possible to see, too, the maid Lily at the outset of the story taking a step toward the theme of the world as text. ‘‘The men that is now,’’ she said, ‘‘is only all palaver and what they can get out of you.’’ Even Derrida felt "resentment," although an admiring resentment, at the generalized equivocality of writing in Joyce: "the endless plunge throws you back onto the river-bank, on the brink of another possible immersion, ad infinitum.’’ Derrida added: ‘‘every time I write, and even in the most academic pieces of work, Joyce's ghost is always coming on board.'' Deconstruction is, like authorial biography, a productive spirit in which to approach ‘‘The Dead.’’

There is a peculiar logical problem in its stance, however. Since no one can list the endless number of separate immersions, we have at any moment a finite list, in which each item is distinguished somewhat from the others. Deconstruction, insofar as it is warranted, thus rests on some distinction, definite-ness of description, and discovered pattern. What structure of language, image, or narrative in "The Dead’’ lead to the identification of ambiguity? Presumably we do not assume that all of these are themselves ambiguous in every way, or we could not build an argument on them. We could hardly conclude that the story says also the opposite of what it seems to say unless we are able to identify what it actually does seem to say. And if we conclude that, say, the snow is ambiguous, we presuppose not only definite evidence for that but a recognizable nature to the ambiguity. To describe the snow as ambiguous is not the same as to describe it as both-ambiguous-and-non-ambiguous. I think therefore that deconstruction, as a reasoned method, rests on discovery of structure.

STRUCTURALISM. How would structuralism work in an interpretation of ‘‘The Dead?’’ We might start, as Lévi Strauss typically does, with familiar binary contrasts, such as, in this case, old and young, east and west, up and down, silence and sound, cold and warm, and see how these contrasts develop and connect in the course of the story. Connections are sometimes concrete, as when the window relates inside and outside, or the mirror relates the face to its mirror image. Or, we might look at a division based on some principle of sequence or relational context, such as the breaks Joyce inserted between sections of the text, or the dominance of certain characters in different parts of the story. In the bedroom scene we can construct a variation on these approaches which abstracts temporarily from other themes in order to explore what the physical motion of Gabriel and Gretta contributes to the sense of the story.

When Gretta and Gabriel enter the hotel room, she stops before the mirror while he crosses the room to the window, looks out, and turns toward her, leaning on a chest of drawers. She then turns away from the mirror, walks toward him, exchanges a few words with him, and walks beyond him to the window. While she looks out the window, there is another exchange of words; then she comes unnoticed from the window to Gabriel and gives him a kiss. "Perhaps," he falsely surmises, ‘‘her thoughts had been running with his.’’ He embraces her, but shortly she breaks loose and runs away from him to the bed. Gabriel follows her toward the bed, stopping a few paces away from her. He listens to her story of young Michael Furey and is close enough to her to caress one of her hands. Then he walks back to the window. An hour later Gretta is lying in bed asleep and Gabriel is observing and meditating, first leaning on his elbow, then lying down beside her.

What happened here? She followed him, and passed him; then she passed him again, and he followed her; then he walked away and returned. The structure of movement is that of two separate entities, moving in a single time and space, and in similar, connected patterns, almost chasing one another; but not moving together. When Gretta recalls her early love, she says: "He was very fond of me and he was such a gentle boy. We used to go out together, walking, you know, Gabriel, like the way they do in the country.’’ Gabriel and Gretta do not walk together, just as their thoughts in fact do not "run'' together. At the end she is "fast'' asleep, while he swoons "slowly.'' The theme of miscommunication is thus reflected in the structure of movement.

"The Dead'' is fertile ground for structuralism, of which this analysis of walking in the hotel room is one small example. Structuralism, although not necessarily in the familiar forms of binary contrasts or analysis of movement, typically contributes in some form or other to the range and utility of other methodologies in literary criticism.

Structuralism floundered, however, on questions of perceptibility and importance. Which structures count in literature, and why? Only those we are able to perceive? Only those that reflect what we do or ought to value? Are not some "binary contrasts,’’ for example, just more important than others, given who we are and how we relate to one another? So one important binary contrast that structuralists utilize has taken on a critical life of some independent interest: the contrast of male and female.

FEMINISM. There are varieties of feminist approaches to Joyce, variously focused on background or works and mixing various levels of ethical judgment. Some critics, of course, like the statement attributed to Joyce that "'the emancipation of women' has caused the greatest revolution in our time in the most important relationship there is—that between men and women; the revolt of women against the idea that they are the mere instruments of men.’’ At the turn of the twentieth century, Ireland had already for decades had the lowest marriage rate in the civilized world, and therefore the highest rate of unmarried men and women. Marriage before or at the age of twenty-five was rare, with most men marrying when they were between thirty-five and forty-five years old, and tending to marry women ten years or more younger than themselves. Florence Walzl presents this data and adds: ‘‘The results [for men] of abnormally delayed marriages, of sexual abstinence or guilt over illicit sex, and of long years of primarily male company led many to take a cold-blooded, unromantic view of marriage. The results for women were often most unhappy. Girls, generally reared with a ladylike abhorrence of sex and with their emotions channeled into a frustrated romanticism, were ill prepared for the realities of marriage.’’ In "The Dead'' Gretta and Gabriel seem to be the only married couple at the party, and, in a general way (disregarding specifics in Walzl's description), their marriage seems colored by such cold-bloodedness and frustration. The story is in fact sometimes seen as a sequence of troubling encounters between Gabriel and a series of women—first Lily, then Miss Ivors, then Gretta.

The song ‘‘The Lass of Aughrim,’’ which young Michael sang to Gretta, and which Joyce had heard from Nora, is a dialogue between a young woman standing in the rain with a baby, asking to be let in, and Gregory, whom she accuses of being the child's father but who refuses to recognize her as ‘‘the lass of Aughrim.’’ Gregory demands ‘‘tokens’’ of proof and the young woman provides details. Since the woman sings that ‘‘we swapped rings off each other's hands, / Sorely against my will,’’ and ‘‘you had your will of me,’’ some feminists have introduced in interpretation the phrase ‘‘date rape.’’ Similarly, a threat of ‘‘mate rape’’ is seen in Gabriel's angry, sexual desire to "crush" Gretta's body against his own, ‘‘to overmaster her.’’ It has been said that ‘‘The Dead’’ is tailor-made for feminist interpretation.

As with other literary theories, though, a single heuristic can be misleading as well as suggestive. In ‘‘The Lass of Aughrim’’ the sequence of verses alternates with accusation and doubt, and Gregory interestingly does not challenge the general sexual accusation; he simply doubts that this is the woman. Is "date rape,'' or leaving the woman to stand in the rain, of greater interpretive importance for this song than the momentousness of ambiguity? Some interpretations of ‘‘The Dead’’ have actually omitted from quotation the first clause of Joyce's sentence reflecting Gabriel's thinking: ‘‘He longed to cry to her from his soul, to crush her body against his, to overmaster her.’’ And few critics are bold enough nowadays to even raise the question whether Gretta shares the responsibility for her suffering because she chose to lock her secret in her heart for so many years, to say nothing of the degree to which, if Gabriel is determined by his maleness, that ought to affect judgment of him. Some recent ethics-oriented criticism thus in some ways seems to resemble the older religious criticism, which is, like the feminist, insightful and fruitful, although similarly "thought-tormented." ("So it is that snow is the perfect symbol for the Christian dead. It is the waters of life in a state of suspension.’’)

In any case, feminist approaches do often seem to recognize that they undercut their own success if they neglect or simply stand in conflict with other approaches. The lass of Aughrim could hardly be a wealthy aristocrat struggling for admission to a poor man's home. Not all "binary contrasts'' are equally important, but it hardly seems reasonable in life or art to emphasize just one. And of course, as Walzl points out, the famine and poverty of nineteenth-century Ireland contributed to the suffering of women such as those Joyce describes.

MARXISM. What leads Gabriel to want to cry out to Gretta and "overmaster" her? Talk about money, that he cannot help taking; in fact, it is talk about a "sovereign," which is both money and politics. That is what gets Gabriel the "generous" kiss. It is Christmas time, but Christmas is mentioned in the hotel room only as an occasion for a shop that sells cards. The hotel setting is a similar commercialization of the marital bedroom; Gabriel realizes he is a "pennyboy" for his aunts and reflects how "poor'' a part he has played in Gretta' s life. Michael Furey worked for the gas company; perhaps, it has been suggested, in the young man's job of shoveling coal for coal-gas, which could contribute to the illness that kept him from a singing career and brought his early death. Presumably there was something in his experience that led him to tell Gretta that ‘‘he did not want to live.’’ In the ballad of ‘‘The Lass of Aughrim,’’ suffering is turned into ambiguity and the pleasure of music. Likewise, Gretta's tragic young love becomes a romantic story for the book reviewer and critic Gabriel. "So she had had that romance in her life,’’ he thinks,"a man had died for her sake.'' In view of the reverie that follows, in which, as in the ballad, suffering seems to be assimilated to aestheticism, there is something to be said for the need to "decode the bourgeois agenda of the narrative voice,’’ and even for the claim that "Joyce dramatizes in 'The Dead' the politics of art's determination to conceal its own politically oppressive functions.’’

A logical difficulty with this view, however, is suggested by the question of how art can effectively dramatize what it is determined to conceal. If the story is perceived as a drama of this sort, it seems the story then has no such concealing function. The problem is similar to the one we noticed in deconstruction, when taken as a reasoned general theory; the theory is undermined by its own evidence. The critical methods and insights of Marxism are often shrewd and valuable, as in the case of deconstruction, despite epistemological difficulties of this sort. But there is an obvious danger in one easy, elitist solution to the logical problem—the solution that claims that there really is concealment in art because the ignorant masses do not realize they are duped, so that a few capable people (presumably exempt from superstructural self-deception) must elect themselves to educate the rest. It is well to remember that Gabriel's reverie, in which suffering is assimilated to aestheticism, is that of a literary critic, not an artist. There seems paradoxically to be such an aestheticism in the Marxist critic's play with political language that is diverted from the effort and risk of serious political conflict, and that, by its conceptual abstraction, in fact floats at a distance from the artistic work. Self-criticism is not Marxism's strong suit.

Consider the point in "The Dead'' when Gabriel sees himself as a ‘‘pitiable fatuous fellow.’’ A Marxist response is as follows: "The moment is one when false consciousness gives way to a potentially revolutionary insight, when the masks of ideology are lowered.’’ In view of the multiple, shifting perspectives in Joyce, is it really so obvious which ones are "true'' and which ones are "false" ? Does everyone get to vote on where to draw the line, including people like those in the story who find Gabriel helpful and appreciate his speech at the party? Are perspectives or ideologies really like "masks," that can all be removed at once to reveal the true face? The certainty about truth and falsehood, which is introduced into literary criticism from external sources, has the unfortunate consequence that Marxism, by its own reasoning, often becomes one more ideology that art is not allowed to test or challenge. Thus it imposes on itself a separation from art.

The logic of this situation can be illustrated by the fact that "The Lass of Aughrim'' has a version that does not speak of ‘‘Lord Gregory’’ but simply of "Gregory.'' Is that version of the song devoid of class consciousness, to a fault? Or is it rather evidence that significant conflicts between men and women are sometimes unexplained by Marxist concepts of class structure, and that these concepts are therefore of limited value? One thing that seems needed is a psychology of concealment that recognizes its immense human and social complexity.

PSYCHOANALYSIS. It is easy to tack psychoanalysis on to this list of literary theories, since we have been talking about many of its interests: the author's background; miscommunication and psychic repression; walking around and talking instead of sex in a bedroom; concealment and sublimation; a dream-like reverie and a death-wish. Walzl describes the ‘‘maternal domination of both daughters and sons'' in Irish society. She quotes a statement that the ‘‘Irishman is the world's prime example of the Oedipus complex,’’ and adds: "Joyce knew this type well.’’ We do learn in ‘‘The Dead’’ that Gabriel's mother was considered by one of her sisters to be the ‘‘brains carrier’’ of the Morkan family, that she is the one who gave Gabriel and his brother Constantine their distinctive names, and that some of her sons' professional achievements were realized ‘‘thanks to her.’’ Perhaps she is the one who taught her sons to read, for there is a picture Gabriel notices at the party that shows her pointing out something to young Constantine in an open book, a photograph that critics have noticed is a cropped version of a family photograph that includes Joyce and his own mother in the same pose. Presumably there is some psychological source or mechanism for the artist's selection of elements from the environment, for one's fascination with language, for the structures one identifies, and for the oppressions one creates or suffers; and Joyce seems to have thought of these issues along some psychoanalytic lines. Gabriel also is made to remember at the party his dead mother's ‘‘sullen opposition'' to his marriage with Gretta. Is it reasonable to say that ‘‘with 'The Dead,' Joyce breaks with his need to identify with the father and authoritatively fix the meaning of the mother?’’ Or that Gabriel has an ‘‘oppressive superego,’’ i.e., is ‘‘a thrall to the ghosts of his parents?'' Psychoanalysis is another fruitful approach to ‘‘The Dead,’’ although, as with some of the other approaches, the technical external terminology often adds little to perception and in fact, as illustrated by the abstract conclusions I have quoted, introduces another unfortunate dimension of critical self-assurance.

GENERAL REFLECTIONS. This sample of critical approaches is sketchy and incomplete, but perhaps useful still for some broader reflections.

First, each of these approaches has its strengths and each, taken in isolation, seems about as good and as bad as the others in accommodating ‘‘The Dead.’’ This should not be surprising, since I have deliberately chosen one useful story for illustration, and a complex, much-studied story at that. There are also insightful interpretations of this story that utilize very different perspectives, from Irish mythology to the effect of structure and pace on the reader's response. Perhaps the critical history of the story would now permit an equally successful historical hermeneutics, in which the various approaches could be seen and evaluated as links between Joyce and the various social or moral cultures of his readers. There is a detailed recent study of the story which finds ‘‘all major film techniques’’ in it, such as varying focal lengths, flashbacks, soft focus, dissolves, zooms, backlighting, and the rest. ‘‘The Dead’’ (the story, not the movie) contains ‘‘six sequences, fourteen scenes, and one hundred and eighty-four shots,’’ with a certain pattern in the "Average Number of Words per Shot.'' One earlier reading referred to a "dialectical form'' in the story, like that of Plato's Theaetetus, and suggested that you might call ‘‘The Dead" "the narrative equivalent of a Platonic dialogue.’’ Well, why not? Perhaps not the equivalent. But there is something to the comparison with Platonic dialogue.

Second, the utility of diverse theories in interpretation does not imply the simultaneous truth of all the claims in the theoretical inventory. One critic says ‘‘the central question of the text’’ is ‘‘whether or not art serves a political function''; another that "the story's major commitment is to noise, to noise as social disturbance and cosmic disorder, the two functions performed by D'Arcy's singing’’; and a third that the ‘‘irreverence of Joyce's depiction of Epiphany Day nineteen centuries later is the crucial element of 'The Dead.'" It seems to me that there is not a clear enough conception of evidence or a clear enough formulation of principles to warrant any of these conclusions. The same applies to several other interpretive claims we have encountered, partly because they are often influenced by ideas uncritically imported from other fields of interest or inquiry. Even apart from the exclusivist claims of some critics there is a conflict of emphasis among the different approaches, versions of each often needing some puncturing of rhetorical pretension. It was a rare pleasure to read in John Kelleher's brilliant and groundbreaking study of "The Dead'' the following qualification: "I consider almost nothing of what I have spoken of today as primary to the story. It is all atmospherics." In any description or interpretation, emphasis occurs in some context and for some purpose, and need not be construed to assert its own priority for all other contexts. Whether one theory is better than another depends in part on one's interpretive goals, which have not been, and probably cannot be, managed into a single universal goal.

Third, the different approaches, even taken as heuristics rather than universal theory, often mix with and depend on one another far more than I have indicated. The structuralist can quote documents from Joyce's biography, the Marxist may draw insights from psychoanalysis, the feminist could study the impact of incompleteness of meaning on the status of women. Moreover, in some contexts it seems futile to claim discovery of fundamental intentions or causes, not only because of individual, social, or artistic complexity, but because the very notion of "cause" is a relative and interpretive concept, an agency for construing recognizable situations in a manageable way, or perhaps for changing them. The same event may have many "causes," none intrinsically more fundamental than the others. It may not even be heuristically useful to modulate the various competing interpretations of "The Dead'' into one consistent, umbrella interpretation, except to deflate the pretensions of the individual theories. For the interpretive competition is productive; even the logical inconsistencies found in a single theory, may help it to be suggestive and fruitful in construing art. It is a familiar notion that teaching students of literature to read and understand could well use all of the critical approaches we have glanced at, and more. The complexity of "The Dead'' can help us appreciate why. Since my own view of the individual theoretical approaches to literature is pragmatic and skeptical, I am personally taken by Gretta' s honest recognition of limitation in knowledge, regarding something as important in her life as Michael's illness: ‘‘He was in decline, they said, or something like that. I never knew rightly.’’

Source: Roland Garrett, ‘‘Six Theories in the Bedroom of 'The Dead',’’ in Philosophy and Literature, Vol. 16, No. 1, April, 1992, pp. 115-27.

Inner and Outer Perceptions in Joyce's "The Dead"

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Last Updated on May 6, 2015, by eNotes Editorial. Word Count: 3631

In his short stories, Joyce's conspicuous symbols usually grow out of a disparity between a character's romantic inner perception and squalid outer reality. This disparity creates the strange sense of displacement common to so many characters in Dubliners. In some like ‘‘The Sister," "Counterparts," "'Two Gallants," "Ivy Day in the Committee Room," "Clay," and ‘‘A Painful Case,’’ the inner image is held only briefly. It may be no more than a nightmare glimpse of ‘‘some pleasant and vicious region’’ of the soul with its ‘‘long velvet curtains and a swinging lamp of antique fashion'' as it is in "The Sisters.'' Or it may be no more than the romantic images of a song/poem, as it is in "Clay'' (‘‘I Dreamt that I Dwelt’’), ‘‘Ivy Day..." ("The Death of Parnell’’) and ‘‘Two Gallants" ("Silent, O Moyle''). Even as corrupt a perceiver as Farrington, in "Counterparts,'' has a glimpse of the foreign, the romantically unattainable, as his "eyes wandered at every moment in the direction of one of the young women...[with her] immense scarf of peacock-blue muslin...wound round her hat...[her] bright yellow gloves, reaching to the elbow...[her] plump arm which she moved very often and with much grace...[and her] London accent.’’ This image may be vulgar, but for Farrington, it is radically at odds with his squalid life of work, pub and home, and it helps create sympathy in the reader for this displaced man.

In at least two of his short stories, Joyce intensifies and extends this disparity. In "Araby," for instance, the romantic image of the girl, with "her figure defined by the light from the half-opened door...Her dress sw[inging] as she moved her body and the soft rope of her hair toss[ing] from side to side," is aggressively tested against Dublin reality. The boy tests her "image...in places the most hostile to romance,’’ carrying it like a "chalice" "through the flaring streets, jostled by drunken men and bargaining women, amid the curses of labourers, the shrill litanies of shop boys who stood on guard by barrels of pigs cheeks.’’ One ‘‘dark rainy evening’’ he tests the image in the squalid ‘‘back drawing-room in which the priest had died’’ and again on the Saturday night of the bazaar in "the high cold empty gloomy rooms'' of "the upper part of the house.’’ Through it all he sees ‘‘nothing but the brown-clad figure cast by [his] imagination.’’ It isn't until he acts on her inner imagining (‘‘She asked me was I going to Araby. It would be a splendid bazaar, she said; she would love to go’’) rather than his own and goes to the squalid bazaar with its closed stalls and darkened hall, its money counters and flirtatious stall girl that his image of the girl fails him. Acting out her inadequate romantic imagining, which he has taken over (‘‘The syllables of the word Araby were called to me through the silence in which my soul luxuriated and cast an Eastern enchantment over me’’), he loses his own inner image of the girl and can only "remember with difficulty why I had come.’’ All his pseudo-religious imagery surrounding the girl fails in this "silence like that which pervades a church after a service,’’ and he sees himself ‘‘as a creature driven and derided by vanity.''

By merging two disparate patterns of imagery, Joyce further intensifies this same disillusionment and loss of self in ‘‘The Dead.’’ One set, those images of Gabriel's wife Gretta, are a complex version of the boy's image of the girl in "Araby''; the other those images of snow in the story. Each should be examined separately before seeing how they merge.

Gabriel is not an innocent like the boy. Instead, from the beginning of the story, he feels alienated from his culture and insecure as a result of his alienation. That is, he feels superior because "the indelicate clacking of the men's heels and the shuffling of their soles reminded him that their grade of culture differed from his.’’ Yet he feels inadequate before them. "He would only make himself ridiculous. He would fail with them.’’ His inner image of his wife is comprised of a similar vacillation. He is delighted by her exterior image at the opening of the party; his "admiring and happy eyes had been wandering from her dress to her face and her hair.’’ Yet his attained ideal is corrupted by a nagging doubt, by a fear that, as his Mother said, she is only ‘‘country cute.’’ When she gently mocks Gabriel's continental affectation about goloshes with her Irish phrasing—"Tonight even he wanted me to put them on," "Guttapercha things’’—he reminds her of her ‘‘grade of culture": "Gabriel knitted his brows and said, as if he were slightly angered: It's nothing very wonderful but Gretta thinks it very funny because she says the word reminds her of Christy Minstrels.'' Put in her place, Gretta falls silent. His ideal woman will no longer break into vulgar ‘‘peal[s] of laughter.’’

Nearly the same pattern is repeated at the end of the party. First Gabriel sees Gretta as a romantic image from a painting. Distanced and silenced by Bartell D'Arcy's singing of ‘‘The Lass of Aughrim,’’ she has been so self-effaced, so "unaware of the talk about her,’’ that Aunt Julia nearly misses her when the good-nights are said: ‘‘O, good-night, Gretta, I didn't see you.’’ Because she is so silent, Gabriel can continue his romantic revery despite the "murky air'' of Dublin. He can nearly ignore that with "her shoes in a brown parcel tucked under one arm and her hands holding her skirt up from the slush [s]he had no longer any grace of attitude.’’ Like the boy in "Araby'' he can take his romantic image into the squalid Dublin night and yet keep the romance alive. By editing the ‘‘[m]oments of their secret life together [which] burst like stars upon his memory,’’ he can ‘‘forget the years of their dull existence together and remember only their moments of ecstasy.’’ Again, like "Araby," this inner romantic image of the male is brought down by the inner yearning of a simple Irish female. In ‘‘The Dead'' Gretta's romantic imagining—"a boy in the gasworks" "died for me’’—may not be quite as inadequate as Mangan's sister's interest in the bazaar; but Gretta's sentimental Irish love story, the memory of which is appropriately triggered by the melodramatic ‘‘Lass of Aughrim,’’ just as surely triumphs over her male's secret imaginings as the girl's does in "Araby." Once again, when the male takes over the romantic imaginings of the female (‘‘he imagined he saw the form of a young man standing under a dripping tree,’’ he is left with squalid reality (‘‘His eyes moved to the chair over which she had thrown some of her clothes. A petticoat string dangled to the floor...’’) and despair (‘‘He had never felt like that himself towards any woman.’’).

At the same time that Joyce is developing this pattern of disparate images around the woman in "The Dead,'' he is also developing another pattern of snow images. Like so many of Joyce's symbols, snow begins as a naturalistic detail of setting. It simply seems to be there to establish the time of year, as do the overcoats of the guests and Gabriel and Gretta's goloshes. When Gabriel enters ‘‘scraping his feet vigorously...[with] a light fringe of snow lay[ing] like a cape on the shoulders of his overcoat and like toecaps on the toes of his goloshes,'' it is clearly winter. But Gabriel soon appropriates this outer reality as a romantic inner longing.

Gabriel has two reveries about snow while he is at the party. The first occurs after the first hiatus in the text and well into the party. Gabriel's general irritation with the vulgar dance has been exacerbated by Mary Jane's inappropriate ‘‘Academy piece,’’ by his ‘‘rankl[ing]...memory’’ of his mother's disapproval of Gretta, by Miss Ivors' challenge to Gabriel's cosmopolitan affectation and her allusion to Gretta's country background, and by an irritating few minutes beside Freddy Malins' tiresome mother. As he hears the "clatter of plates and knives'' from the other room, Gabriel "began to think again about his speech and about the quotation’’ from Robert Browning. He retreats to the "embrasure of the window'' and begins nervously tapping the cold windowpane with ‘‘warm trembling fingers." "How cool it must be outside! How pleasant it would be to walk out alone, first along by the river and then through the park! The snow would be lying on the branches of the trees and forming a bright cap on the top of the Wellington Monument. How much more pleasant it would be there than at the supper table!'' He next thinks of the snow moments before his after-dinner speech. He has risen, ‘‘leaned his ten trembling fingers on the tablecloth and smiled nervously at the company.’’ Unable to meet the eyes of the ‘‘upturned faces he raised his eyes to the chandelier" and drifts into another revery about snow. ‘‘People, perhaps, were standing in the snow on the quay outside, gazing up at the lighted windows and listening to the waltz music. The air was pure there. In the distance lay the park where the trees were weighted with snow. The Wellington Monument wore a gleaming cap of snow that flashed westward over the white field of Fifteen Acres.''

Again Joyce sets up the inner/outer contrast simply by putting these reveries in the context of this genteel Dublin party where Freddy Malins' drunkenness, Miss Ivors' political discord, disagreements about music and religion, and Bartell D'Arcy's simple bad temper are covered over by euphemism, sentiment, and trivia. In addition to this contrast, Joyce establishes yet another. In the early morning after Gabriel's two reveries are over, and after some talk weather in the hallway (‘‘we haven't had snow like it for thirty years’’), we follow Gabriel and Gretta outside into the squalid reality of a Dublin snow. Rather than the "gleaming cap of snow,’’ it is "slushy" "streaks and patches...on the roofs, on the parapets...and on the area railings.'' Rather than the "pure'' air Gabriel imagines, we are told that "a dull yellow light brooded over the houses and the river,’’ that ‘‘the sky seemed to be descending.'' The air is "murky'' and "the palace of the Four Courts stood out menacingly against the heavy sky.'' Even the horse is part of this brooding Dublin atmosphere as he "galloped along wearily under the murky morning sky, dragging his old rattling box after his heels.’’

Obviously, both of Gabriel's inner reveries about snow are in sharp contrast to the snow we see here. Once we experience the real Dublin scene of murk, slush, and menace, Gabriel's imagined scenes—"cool," "pleasant," "bright," "pure," "gleaming,’’ full of snow that "flashed westward’’—seem excessively idealized. His cozy winter park scene which he twice imagines, and his image of a jolly Christmas party seen from without (‘‘People, perhaps, were standing in the snow...’’), are like Christmas cards from Freddy Malins' shop.

Joyce has also begun a wonderful overlapping of his two image patterns during this walk and ride through the Dublin streets to "the Gresham.'' Rather than recognize the disparity between his inner imaginings about the snow and the reality of the snow when confronted by it, Gabriel plunges into his sensual romantic revery about his ‘‘secret life’’ with Gretta (‘‘A heliotrope envelope," "the warm palm of her glove," "[h] er face, fragrant in the cold air’’). The reader is made acutely aware of the way Gabriel escapes squalid reality through revery in this passage. Not only is the imagined snow very different from the real snow, but we also hear Gabriel consciously modifying the outer truth about the cold night and Gretta (‘‘She had no longer any grace of attitude''; ‘‘He longed to recall to her those moments, to make her forget the years of their dull existence together’’) with images of fire borrowed from romantic poetry ("Moments of their secret life together burst like stars upon his memory," "Like the tender fires of stars moments of their life together"; "all their souls' tender fire’’). Throughout this scene the text juxtaposes the reality of Gretta amidst slush with Gabriel's poetically imagined wife amidst fire.

Even more clearly than in "Araby,’’ this image disparity sets out the central problem in the story and in Dubliners. How can one have an imaginative inner life when one's imaginative "vocabulary" is limited? The boy's is limited by the church and by nineteenth-century notions of chivalric romance. Gabriel's imaginings about snow are the limited Christmas card reveries of an urban man. His prettily snow-covered trees and river are those of Dublin. The limit of his imagined escape is a walk in the park. It is also significant that in both of these reveries the ‘‘West Briton,’’ Gabriel, will think of the monument to the Irishman who had become an English hero, Wellington. Monuments of Anglo-Irish heroes are very much on Gabriel's mind this night. He will tell a comic story at the expense of his grandfather Patrick Morkan and his horse Johnny, who went ‘‘round and round...King Billy's statue.’’ The reader is surely to connect Gabriel's mimed ‘‘pac[ing] in a circle round’’ King Billy—a hero to Orangemen and villain to Catholics—with Gabriel's return in revery to Wellington's monument. In the same way, his reveries about his wife, while more poetically intense, are limited. When Gabriel sees Gretta descending the stairs, he sees that she is ‘‘a symbol of something.’’ Here Gabriel is the active, if unsuccessful, symbol searcher; he perceives his very flesh and blood wife as an aesthetic object. Although he asks what she is a symbol of, we know that he doesn't know the answer; he doesn't really know what spiritual quality is embodied in her attitude of "grace and mystery.’’ Specifically, he is blind to the love flooding her at that moment. All he can do when he glimpses Gretta on the stairs is see her as a sentimental romantic painter would and find an intriguing literal title for his picture (she is listening to distant music), which is unwittingly ironic. Once again Gabriel reduces experience to a conventional image that suggests to him comforting but unspecified symbolic meanings, as have his Christmas card images of Dublin. Finally, his perceptions are those of a husband "happy that she was his, proud of her grace and wifely carriage.’’ Even when his poetic ‘‘fires of stars'' have "kindl[ed] again...a keen pang of lust,’’ he is too conventionally genteel to reach out to Gretta as the simple boy from the gasworks has. As he later realizes, his gentility has not been a yearning for some unattainable ideal; he has only been ‘‘idealising his own clownish lusts.’’

Gabriel's third, and final, revery about snow closes the story. As Gabriel leans and then lies on the bed beside Gretta, and before this final revery, we know that he has again been searching, consciously and then half-consciously, for a conventional means of embodying the deeply-felt experience of Gretta's revelation. Now the symbol he finds appropriate is that of sentimental death. He thinks of Aunt Julia dying, that is, of her euphemistically becoming a "shade," the material for a comic after-dinner story like "the shade of Patrick Morkan and his horse.’’ He "imagine[s]" Michael Furey, "the form of a young man standing under a dripping tree.’’ Struggling for an appropriate yet comfortable image to enclose all of these "shades,'' he has made a surprising euphemistic leap for a Catholic. Alive he has a soul: ‘‘pity for her entered his soul"; "his soul had approached...’’ Once he is dead he will be a "shade": "One by one they were all becoming shades.’’ Clearly, Gabriel's eschatology is an odd combination of Christian language (‘‘soul’’) and nineteenth-century euphemism (‘‘shade’’). Although Gabriel's brother is a ‘‘senior curate,’’ Gabriel's own image of death is tinged with non-Christian, nineteenth-century, heroic romanticism (‘‘Better pass boldly into that other world, in the full glory of some passion...). For him, the afterlife is Byronically vague: ‘‘that region where dwell the vast hosts of the dead"; "[h]is own identity was fading out into a grey impalpable world.’’ Finally, there are the conventional sentimental tears, as much a part of Irish life as drink. Gabriel's are "generous," but not so different from Little Chandler's "tears of remorse'' at the end of ‘‘A Little Cloud’’ or Joe's comic tears at the end of "Clay."

As he is about to drift into sleep, comforted by his tears and his romantic eschatology (‘‘the solid world itself which these dead had one time reared and lived in was dissolving and dwindling’’), the two patterns of images merge for the final time. He is snapped into half wakefulness by a ‘‘few light taps upon the pane [which] made him turn to the window.’’ He watches the flakes fall against the lamplight. This snow has both the beautiful qualities of Gabriel's earlier reveries and the forbidding qualities of the real snow in the Dublin streets; "the flakes'' are both "silver and dark.'' But the snow in Gabriel's last revery is no more real than in his first two. This is not the streaky and patchy slush that has fallen on Ireland this night; it is an imagined heavy blanket, falling, annihilating and thickly drifting over everything. Although the snow is not real, Gabriel does sense the ambivalent nature of real snow, and this is appropriate to his imaginative sweep across Ireland. Thus the mood in the revery is partly that of the murky Dublin streets. The central plain is "dark," the hills "treeless," the waves ‘‘dark mutinous,’’ and finally we end in a ‘‘lonely churchyard.’’

Obviously, Gabriel's imagination has been forced beyond the bounds of urban Dublin. Now he flashes "westward'' over all of Ireland, not simply over the"Fifteen Acres'' of Phoenix Park. The park had imaginatively reassured him, with its pretty, snow-capped monument and its trees ‘‘weighted with snow''; this last revery, however, gives him no easy escape from Gretta's revelation. Even the comic pedantry of remembered details from the party (‘‘Yes, the newspapers were right,’) cannot bring back Gabriel's reveries of comforting snow; the monument his imagination conjures up this time is not a gesture of Anglo-Irish urban patriotism. Instead, it is the simple grave of Michael Furey, whom he would rather forget. This monument to a West of Ireland hero who died for love is an accidental conglomeration of the iconography of a Christian hero (‘‘crooked crosses," "spears," "barren thorns’’) rather than the planned iconography of English nationalism. At least imaginatively, Gabriel has left the safety of his urban, Anglo-Irish setting with its riverside quay, booksellers, and park, and he has taken the trip Miss Ivors challenged him to take: "The time had come for him to set out on his journey westward.’’ The trip has become symbolic and nightmarish for Gabriel.

The snow drifts down, covering the Irish landscape, thickly drifting over the lonely graveyard. In this modern day Night Thoughts, the images of snow and death coalesce in the churchyard where Michael Furey lies buried. With these images in place, the narrator intervenes again, and begins to report Gabriel's sensations. Gabriel's drifting mind near sleep plays with the word pairs "falling faintly," "faintly falling,’’ intensifying the oppressiveness of the snow in the repeated "falling'' (repeated 7 times in 147 words) and reintroducing its delicacy in "faintly." He feels his soul swoon; he actually hears the inaudible snow falling "through the universe"; then in a simile (''like the descent...’’) he compares the snow with the fall of the last judgement. Although sentimental and melodramatic, Gabriel's final reported sensations give the reader a strong sense of ending, not of the ending of sleep but of death (to "go west'' has been an English euphemism for death since the 16th century). Snow has thus undergone a symbolic change in Gabriel's mind, from a way of representing his desire for escape into an idealized urban landscape to a representation of the ultimate escape of death. Although by the end of the story he is at one with the dead, it is a oneness of limited terror because of his restricted imaginative "vocabulary."

All of Gabriel's reveries about Gretta and snow, even this final one, reveal that he is a conventional Dubliner. After Gretta's revelation he recognizes some of his emotional limits, just as he senses the ambivalent nature of snow. But even in his leap "westward," he cannot escape the limits of his confining "vocabulary." He is unaware of how completely his urban, Anglo-Irish culture has altered his religion, his perception of heroism and his private passion by restricting his imagination.

The strength of this story comes from the way these patterns of disparate images merge and reinforce each other in order to symbolically define and limit the reader's sympathy for Gabriel. Here is a sensitive and intelligent Irishman who is part of the conventionality, the petty squalor, the paralysis and death of Dublin. Both cliché-ridden and "hypereducated,'' he embodies the deadness of that culture, with its sentimentality, its third-rate opera singers and its musical evenings. Caught between European and Gaelic culture, like Miss Ivors, he can embrace neither, except timidly on summer holidays. We can have sympathy with such a displaced man who has so little sense of self but not with "that hemiplegia or paralysis which many consider a city'' that created him.

Source: L. J. Morrissey, ‘‘Inner and Outer Perceptions in Joyce's 'The Dead',’’ in Studies in Short Fiction, Vol. 25, No. 1, Winter, 1988, pp. 21-29.

The Living in Joyce's "The Dead"

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Last Updated on May 6, 2015, by eNotes Editorial. Word Count: 3447

In his short story ‘‘The Dead,’’ James Joyce symbolically presents his critical view of Dublin society. The theme of the story is that of a spiritual paralysis which has seized a lifeless or "dead" society and of the vital effect in paradoxical contrast that the dead may have upon the living in urging them to a fuller self-awareness. In this juxtaposition of the symbolically living and the symbolically dead, the author works with the contrasting images of darkness and light, blindness and perception, cold and warmth, society at large and the individual experience, upper middle-class sterility and the fullness of a peasant's passion, and motion and stillness, all of which are united through the overall image of snow—the snow that falls upon the living and the dead.

The story opens when Gabriel enters a party given by his rich aunts in Dublin and comes in with his galoshes covered with snow. The guests participate in a musicale and in dancing. After some minor frustrations Gabriel longs to be outside with the refreshing snow. The guests gather round a plentifully laden dinner table. There is no meaningful communication or action until Gabriel delivers a speech honouring the noteworthy achievements of the deceased. The applause of the table guests is followed by laughter and singing. The guests leave, and their merry chatter in the hallway is silenced while the piano is heard accompanying the singing of Bartell D'Arcy. Gabriel sees his wife Gretta standing at the top of the stairs in the shadows listening to the music, and she appears to him like a picture which he would name Distant Music. As they drive westwards in their cab towards their hotel room, Gabriel becomes increasingly overwhelmed by his desire for Gretta. He discovers that since Bartell's singing, Gretta has been preoccupied. She reveals to Gabriel that Bartell's singing of ‘‘The Lass of Aughrim’’ recalled to her memory a former lover, Michael Furey, who used to sing that song. All her married years Gretta had held secret from Gabriel her love for Michael Furey, the tubercular lad who worked at the gasworks and died at seventeen burning with passion for her after he struggled through the rain to visit her. Gabriel stands motionless and silent in the dimly lit room as he comes to the realization of the dead boy' s triumph over him in Gretta's love. He looks out of the window into the darkness, westwards onto the churchyard with the snow falling on Michael Furey's grave—the snow that falls upon the living and dead alike.

Although all the critics agree that the snow vision plays a significant role, they differ in their final interpretation. To some it is seen as the symbol of death. Others see the snow as symbolizing Gabriel's escape from his own ego to a vision of all humanity. To Kenneth Burke and Allen Tate the snow symbolizes rebirth through inner perception. In others again the snow has ambivalent connotations of life and death. While all these interpretations help to create a deeper insight into the story, we agree with Florence L. Walzl that a central theme in James Joyce is a preoccupation with the spiritually paralyzed—the spiritually dead—who will ultimately achieve spiritual rebirth.

This reversal of meaning in the main symbol of the story, snow, is typical of the dual or ambivalent aspects of the other major symbols in "The Dead,'' all of which relate to the living, the dead, the symbolically living, and the symbolically dead. The author begins with the symbolic setting of an upper middle-class party in the city of Dublin in the early 1900s. Amidst the frippery of the dancing, the display of fine clothes, elegant manners, affectation of speech, and an elaborately laden dinner table with food of the best quality, we have a lively spectacle of physical movement in contrast to the stultifying atmosphere. The constant bustle of action is frivolous and trifling. After the party Gabriel and Gretta drive eastward to their hotel room, where, at the end of the story, we have in contrast Gabriel now feeling himself completely isolated in the dimly lit bedroom, stricken with immobility in the swoon of his epiphany, and he is brought to ultimate self-awareness and the realization that the true life of the spirit is the life of self-sacrifice. This the story moves from a fast-moving but diffuse picture into one narrowed to a keen but silent-and-still concentration of focus. This intense moment of Gabriel's discovery is precipitated by Gretta saying to him, "I think he died for me.'' Gabriel recalls the reflection he had had of himself in the mirror— which symbolically reveals to him reality through illusion—and discovers himself as ‘‘a ludicrous figure, acting as a pennyboy for his aunts, a nervous, well-meaning sentimentalist, orating to vulgarians and idealising his own clownish lusts, the pitiable fatuous fellow he had caught a glimpse of in the mirror.’’ The meaning of the mirror image progresses from illusion to reality and to inner vision. After achieving this vision of reality of himself, Gabriel then looks out of the window onto the outside world with the snow and thus beholds a cosmic vision of communion between the living and the dead.

Gabriel's physical journey, from the house situated in the west of the city eastwards to the hotel in the center of the city, associates him symbolically in terms of space and direction with the doom of the inhabitants of Dublin. Conversely, his spiritual movement westward in his moment of illumination symbolizes his transcendence of human inertia by recognizing and accepting the truth of himself. His spiritual journey westward is realized as he looks westward out of the window onto the snowfall—the waters that have frozen to stillness.

Symbolic blindness in perception is another ambivalent facet of the symbolism of paralysis. The party guests are blind to their own condition. Although the older people have suffered, they lack insight and are insensitive. Eyes, eyesight, mirrors, and windows appear in ambivalent meaning, depending upon their context. At the party Gabriel's eyes are restless. On his first appearance he is introduced to the reader as a tall, stout, reddish-complexioned man: ‘‘On his hairless face there scintillated restlessly the polished lenses and the bright gilt rims of the glasses which screened his delicate and restless eyes.’’ Again we see him: ‘‘Gabriel's eyes, irritated by the floor, which glittered with beeswax under the heavy chandelier, wandered to the wall above the piano.’’ Later in the evening before he delivers his speech his eyes are nervously raised to the chandelier. His moving to look out of the windows into the darkness indicates his psychological uncertainty of himself. In turn, people outside, united by a common fate, are imagined as gazing into the little world inside.

Images of darkness associated with cold and of light associated with warmth are also met in juxtaposition and develop a paradoxical meaning at the end of the story. On entering the house, Gabriel finds his galoshes covered with snow, symbolizing his protection from the outside world. His destination is the party with its light, warmth, people, and luxurious entertainment. The party, in the physical environment of light and warmth, is conversely dark and cold in its spiritual sterility. In the dazzling light of the chandelier we observe the trifling actions of laughter, singing, and drinking of those who are dead. Gabriel, in his psychological isolation, looks out of the window and longs for the peace and solitude in the cold and dark outside. At the end of the party, after numerous biddings of "good-night," which suggest the transition into another life or perhaps the approach of death, the scenery outside, alternately light and dark, is pictured as ominous. The mist suggests the limited vision or "death'' of the Dublin city dwellers.

This journey, symbolical of death, anticipates the scene in the hotel room in which the images are closely associated with death—the corridor, the darkness, the small room, Gabriel's demand that the candle be removed in favour of the "ghostly light'' from the street lamp outside, which shines into the room through the window, and Gretta falling asleep on the bed after recalling with sobs the memory of her dead lover. In his final epiphany, Gabriel, whose eyes are now filled with tears, turns to the light coming through the window. He imagines the eyes of the dead lover at the moment when he tells Gretta that he does not want to live. In the partial darkness he achieves spiritual illumination.

The snow falling and melting is pictured as silvery flakes flickering under the lighted lamp in the dark. Snow in warm air turns to water, and water exposed to cold turns to ice. While water is the archetypal symbol of life, ice symbolizes death. Thus snow, ever subject to the influences of light and warmth, cold and dark, unites as a symbol of both the living and the dead.

Gabriel discovers that his marriage has been a life of paralysis. Through lust and shallow pleasures he had missed a marriage of close communion and self-sacrifice based on a deep love. On the way home he had anticipated the joy of being alone with his wife in the hotel room. In the pursuit of pleasure his children had been left overnight to be cared for by others. Gretta's life had also been moving towards death. Immersed in the memory of the past all these years, she had distanced herself from Gabriel. Each had moved away from the other towards a deadening of the spirit, the prevalent disease of Dublin middle-class society.

The continuous round of daily activities of a stultifying life of seeking pleasure and selfish gain is symbolized by Gabriel's pacing in a circle round the hall and jokingly mimicking Johnny, the horse continually circling round the statue of King William as if it were a mill. Ironically he misses the application to himself. Just as a person does not achieve anything in meaningless activity, the horse endlessly turning around the same circle is in effect static in its perpetual circling. Again, just as the horse galloping uses much energy aimlessly, the party guests going home all shout directions, cross-directions, and contradictory instructions to the cab driver. In the cab there is much laughter, confused discussion, and commotion. Gabriel is symbolized both by the horse galloping blindly in the mist and by the statue covered with the snow, which represents death in life.

The symbolism of the horse steadily and ceaselessly operating the treadmill would have applied to Joyce himself, whose own writing career was beset with difficulties of poverty, semiblindedness, and public misunderstanding. Thus, apart from the meaning of psychic paralysis attributed to the "dead," the image of the horse circling the treadmill may also signify inurement to life's difficulties without achieving progressive movement. However, in Gabriel's final vision the circle of life achieves a new stage, the stage of rebirth. In this transcendent stage all trivialities are seen as fitting into a scheme of cosmic events. Thus the conclusion of "The Dead'' no longer takes place in a hotel room in the center of Dublin but in a general location in the universe. In achieving inner vision the fragments of experience are seen as parts of a comprehensive order.

As an example we may take Mr. D'Arcy's singing of the song ‘‘The Lass of Aughrim.’’ While Gretta listens to the singing and Gabriel studies her standing "under the dusty fanlight and the flame of gas’’ which lights up the rich bronze of her hair,’’ the flush of her cheeks, and the radiance of her eyes, he wonders, ‘‘[w]hat is a woman standing on the stairs in the shadow, listening to Distant Music, a symbol of...Distant Music he would call the picture if he were a painter.'' Mr. D'Arcy' s singing, which Gretta connects to the memory of her dead lover, is the initial instrument of Gabriel's epiphany. It is from the moment that Gabriel sees Gretta as a symbol of Distant Music that his whole situation assumes a reverse pattern. Gabriel is not aware of the significance of this moment, and ironically enough, he does not suspect how distant Gretta really is from him. He is preoccupied with her physical beauty, but there is no meaningful communion with her. At the moment of his most intense desire for her, she reveals to him that Bartell D'Arcy's singing recalled to her the secret memory of Michael Furey. Under the crushing impact of this revelation, Gabriel is led to his vision of reality, after which there is a complete reversal in the ambivalent aspects of the symbolism.

From the moment Gretta hears the song, she becomes an object of grace, beauty, and mystery to Gabriel, whose passion becomes more and more aroused as he watches her and joyfully anticipates the ecstatic fulfillment of his honeymoon night. When the precise moment arrives, Gretta discloses her preoccupation with Michael, who used to sing that song. Gabriel is filled with humiliation and shame, and this is necessary for his own self-discovery. Ironically Joyce shows the overwhelming power of the spirit, which is stronger than death, when Gretta says that Michael died for her. Now Gabriel's concern moves towards Gretta. It is thus through the spirit of the dead boy that Gabriel transcends his own situation and reaches towards a true communion with Gretta. He disciplines himself to relinquish his claims upon her as specifically his, and through this act of will he transcends the world of conditions. When he had approached her in his passionate desire, she had kissed him and called him a generous person. Now "generous tears'' are in his eyes. These different levels of meaning show how he has transcended his condition into that of an impalpable world.

The music of the past pervades the atmosphere of the evening. The guests refer to past singers in conversation. Gabriel refers to his aunts as ‘‘The Three Graces of the Dublin musical world.’’ In his speech Gabriel pays tribute to the singers of bygone days. Ironically it is after this that Mr. D'Arcy sings the old Irish song "The Lass of Aughrim'' in the key turning point of the story. In Joyce, Brewster Ghiselin states, ‘‘music symbolizes the motion of the soul toward life or the call of life to the soul.'' As soon as he pictures his wife as a symbol of music, Gabriel recalls the joyful moments of their past. Music recalls the memories of the past and urges communion with the dead. The distant, remembered singing of Michael Furey, recalling a love of self-sacrifice, is a powerful summons to communion.

Through the device of music Gabriel has a deeper communion with Gretta. He transcends his own condition and achieves the cosmic vision of all humanity, the communion of the living with the dead. In his epiphany the image of Michael Furey becomes transformed into a Christ-like figure,"the form of a young man standing under a dripping tree.’’ Michael Furey lay buried under the falling snow which drifted ‘‘on the crooked crosses and headstones, on the spears of the little gate, on the barren thorns.’’

The characters Michael and Gabriel may be seen on three levels of meaning. At first they are rivals for Gretta's love. At the climax of the snow vision they rise to mythic figures and archetypes. On a third level their significance may be related to their angelic names. Gabriel moves from a condition of psychic blindness to illumination after Gretta tells him that Michael visited her in the rain when he was ill, sacrificing his life to be with her. He then realizes that he has never lived with such intense depth of feeling and understands why Michael's love for Gretta has triumphed over his. Ironically it is Michael who is alive to Gretta and Gabriel who is dead.

Michael as a symbol of sacrificial love is seen both as a hero and as a god. Gabriel, the middle-class Dubliner, is incapable of such action. If we see Michael as representing the soil of Ireland, the country which Gabriel spurns, we may see the symbolic implication that it is the Dubliner that betrays Ireland.

In their representation of contrasting archangels, Michael as an angel surpasses Gabriel in the hierarchy, just as again in Gretta's mind Michael occupies a stronger position than Gabriel. In Jewish and Christian occult tradition, the archangel Michael symbolizes water. He is called ‘‘the prince of snow’’ and is associated with silver. Snow is the primordial substance of which the earth was created. Gabriel symbolizes the heavenly element fire. He is called "the prince of fire'' and is associated with gold. All these symbolic aspects are suggested in the story.

In line with the New Testament, there is the polarity between Michael as the angel of the Last Judgment and of Gabriel as the angel of the Annunciation. This dimension is clearly pertinent to the snow vision, where Gabriel is brought to a judgment of himself by Michael. Michael can be seen as bringing Gabriel the realization that he is dead or conversely bringing him illumination at the point of spiritual death. Michael, the angel of water and snow, is associated with rain and cold. Gretta remembers him as her lover, who died for her from rain and cold as she recalls the picture of how he stood shivering under a tree. Finally, in Gabriel's epiphany, a vision appears of Michael as a Christ figure, having died under a tree dripping with snow.

Water and snow are ambivalent symbols of life and death. To Gretta, Michael is associated with rain, symbolizing life and love. This association shifts from an individual to a cosmic dimension when Michael appears in Gabriel's final vision. To Gabriel, Michael is associated with snow, which is associated with death.

In Gabriel's symbolic association with the angel of fire, his love for Gretta is described as "the tender fires of stars’’ representing ‘‘moments of their life together’’ which broke upon and ‘‘illumined his memory.’’ Thus his love also has an element of life-giving fire apart from the deadening fire of lust. In Dante's Paradiso the lustful are purged in fire while fire as light symbolizes God's love. Joyce's ‘‘fires of stars’’ are suggestive of Dante's vision of the planetary heavens as circles of light and the angelic choirs as circles of fire. These ambivalent aspects of life and death in fire are constituent parts of Gabriel's character.

In distinction to the austerity of Michael as the angel of the Last Judgment in the Old Testament, Gabriel is God's messenger sent to Daniel to interpret the Messianic prophecy. In the New Testament it is the archangel Gabriel who brings the Annunciation to the Virgin Mary. Similarly, the angel Gabriel appears in a vision to Zacharias, whose wife Elizabeth is advanced in years, bringing the prophecy of a new life in the birth of John the Baptist. If we view Gabriel's vision in the light of these biblical references, we may see it as a symbol of his rebirth. Perhaps, on the other hand, it formulates the sudden realization of his moribund state and his powerlessness as a human being to transcend it. These ambiguities create a wide perspective for Joyce's symbolic structure throughout the story.

The ambivalence of the facets of snow and fire, light and dark, warmth and cold, motion and stasis, and blindness and perception, which are reversed in their implications at the conclusion of the story, constantly permeates the paradoxical theme of death-in-life and life-in-death. Both the ambivalences and the ambiguities in meaning which culminate in the snow vision as death and rebirth illustrate the author's ironic perception of the frustrations of the living dead. The perpetual treadmill of the human condition can only be transcended by the sound of ‘‘Distant Music,’’ which is generated by a psychological crisis, represented as death and rebirth.

While Gabriel represents everyman, Michael, through his death of self-sacrifice, is a god-like hero. Only when Gabriel achieves his full maturation, ending in death and rebirth, can he in his spiritual illumination perceive the Angel of Judgment. He now sees that the snow which falls on ‘‘barren thorns’’ falls on an insensible humanity. Realizing his condition of death, Gabriel symbolically annunciates the new life through the salvation of Michael:

His soul swooned slowly as he heard the snow falling faintly through the universe and faintly falling, like the descent of their last end, upon all the living and the dead.

Source: Rachel V. Billigheimer, ‘‘The Living in Joyce's 'The Dead',’’ in CLA Journal, Vol. XXXI, No. 4, June, 1988, pp. 472-83.

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The Dead, James Joyce