Summary and Analysis: Part 3—The Third Hearing—Chapters 1-2
Summary
Rubashov's second diary entry, made on the twentieth day of his imprisonment,
discusses the "'pendulum movement in history, swinging from absolutism to
democracy.'" He theorizes that the alternation between absolutism (which
is also known as totalitarian dictatorship) and democracy reflects a situation
in which economic and technological change outpaces the ability of a population
to comprehend and adapt to this change. When the population has adapted to
change, it becomes a democracy. However, Rubashov argues that until the
population does adapt, absolutism is possible and sometimes even necessary. He
claims that socialist theory failed to recognize this. Instead, it mistakenly
believed "'that the level of mass-consciousness rose constantly and
steadily.'" In the Party homeland, the population is lagging behind the
change brought about by the elimination of private property under Communism, so
a democracy is not possible. Rubashov concludes that during this period when
the population lags behind change, the members of the political opposition can
spark a coup d'état and depose the government, they can "'die in
silence,'" or they can deny and suppress their individual convictions. He
adds that in the Party homeland, this last option has become a moral system. In
this system, denying one's own convictions is preferable to hopelessly
struggling against the Party.
Rubashov writes his diary entry on the morning after Bogrov's execution. On that morning, he met a peasant in the prison yard. The peasant told him about his village's resistance to the Government and the resulting arrests. After eating lunch, Rubashov tells No. 402 that he will capitulate. He reads through his statement, which he copies out as a letter to the Public Prosecutor, and signs it.
Analysis
Rubashov returns to his earlier thought that the Party is "sailing without
ballast" in his diary entry from the twentieth day of prison. This implies that
there is no grounding or weight to the Party's actions, and even small winds
can blow the Party off course. Rubashov proposes that the only way for errant
Party officials to preserve themselves is to deny and suppress "'one's own
conviction when there is no prospect of materializing it.'" By denying
one's own feelings, one can still serve the Party. However, Rubashov leaves
unaddressed the question of how one can successfully deny one's feelings. This
may be because he himself is still struggling to achieve this denial. At the
same time that he mentions the need to deny one's feelings in order to serve
the Party, he charges that the theory the Party follows has failed to correctly
analyze the historical circumstances that it claims to be the product of. If
the Party has made such a basic mistake, why should Rubashov continue to serve
it?
Rubashov's sense that he must deny his own feelings and serve the Party has already created many problems in his own life. This may make the readers wonder why he persists in following the Party, and why he continues to feel that he should sacrifice himself to the Party when it has produced so much suffering in its homeland. When Rubashov meets the peasant, he becomes convinced of the rightness of his theory of limited maturation of the masses. Again, this conclusion produces in Rubashov the sense that reason can govern his actions. However, this conviction has already done so much damage to his life that the readers may wonder why he persists in believing in it, and why he continues to feel that he should sacrifice himself to the malign Party that has produced such suffering in its homeland.
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Summary and Analysis: Part 2—The Second Hearing—Chapter 7
Summary and Analysis: Part 3—The Third Hearing—Chapter 3