The Metamorphosis, Franz Kafka
The Metamorphosis Franz Kafka
See also Franz Kafka Short Story Criticism and "A Hunger Artist" Criticism.
The Metamorphosis is one of the most frequently analyzed works in literature. This elusive story, which chronicles the transformation of Gregor Samsa from a human being into an enormous insect, is renowned for its ability to inspire diverse, sometimes mutually exclusive interpretations. For this reason The Metamorphosis has come to be considered one of the central enigmas of the modern literary imagination. Nevertheless, critics generally praise Kafka's powerful and symbolic portrayal of alienation achieved through the literalized metaphor of man as insect.
Plot and Major Characters
The Metamorphosis opens as Gregor Samsa, a traveling salesman, awakes to find himself transformed into a "monstrous vermin." Initially shocked by the change, Gregor soon begins to worry that he will miss his train and be late for work. He also laments the boredom of his job, employment to which he had resigned himself for as long as necessary to pay off his parents' debts. From outside the room, Gregor's worried mother calls to him. Gregor, unfamiliar with his new body, struggles to get out of bed. Later, the chief clerk of his office appears outside the locked door to Gregor's room, inquiring why his employee has missed the early train. Speaking through the door, Gregor claims that he is slightly ill but will soon be on his way. Meanwhile, Gregor's concerned mother asks her daughter Grete to call for a doctor and a locksmith. Finally Gregor manages to open his door. His appearance startles the chief clerk, and although Gregor tries to reason with him, claiming he will get dressed and be on his way to work, the clerk retreats from the giant insect, as does Gregor's frightened mother. Gregor's father then appears and drives Gregor back into his room.Time passes, and Gregor's family members grow more accustomed to living with Gregor in this strange form, though only Grete has the courage to enter her brother's room in the ensuing days. When Gregor leaves his room weeks later, his mother becomes distraught, and her husband forces Gregor to his room under a hail of thrown apples. Gravely injured and largely unable to move, Gregor suffers a lonely convalescence that lasts for more than a month. In the interim Gregor's mother devotes herself to sewing while his sister takes a job as a salesgirl. Increasingly, Gregor is neglected by his family. They hire a charwoman to attend to the heavier work around the house, tasks that used to be performed by Gregor. Odds and ends are placed in his room for storage, primarily to make space for three male lodgers the Samsas have taken in to supplement their income. One evening as Grete plays the violin for these men, Gregor is attracted by the music and crawls unnoticed into the living room. Later, one of the boarders observes him. Citing the revolting condition of the household, the lodgers threaten to give notice and depart. Grete realizes that they must get rid of this giant bug, which she seems to no longer view as her brother. The following morning, the charwoman enters Gregor's room and finds him dead. When the lodgers appear and demand breakfast, Mr. Samsa orders them to leave. Meanwhile, the giggling charwoman returns and explains that she has disposed of Gregor's body. The story closes as Gregor's parents, newly optimistic for the future and without a thought of their deceased son, comment on their daughter's vivacity and beauty, realizing she has grown into a woman.
Thematic analysis of The Metamorphosis has tended to focus on the psychoanalytic and symbolic, or allegorical, nature of the story. While evaluations of the narrative vary, many commentators view the theme of alienation from humanity at the center of the story and interpret Gregor's transformation as a kind of wish-fulfillment or as an extended metaphor. Critics who perceive the metamorphosis as a form of wish-fulfillment on Gregor's part find in the text clues indicating that he deeply resented having to support his family. Desiring to be in turn nurtured by them, he becomes a parasite in entomological fact. The complete dependence of Gregor's family and employer on him, then, is seen as an ironic foil to the reality of Gregor's anatomical transformation into a parasite. Many critics who approach the story in this way believe the primary emphasis of The Metamorphosis is not upon Gregor, but on his family, as they abandon their dependence on him and learn to be self-sufficient. One interpretation of the story holds that the title applies equally to Gregor's sister Grete: she passes from girlhood to young womanhood during the course of the narrative. Another view of Gregor's transformation is that it is an extended metaphor, carried from abstract concept to concrete reality: trapped in a meaningless job and isolated from the human beings around him, Gregor is thought of as an insect by himself and by others, so he becomes one.
Kafka's letters to his fiancée Felice Bauer, and his diary entries concerning The Metamorphosis, indicate that although he was generally satisfied with the tale, he felt the ending was seriously flawed. For this he blamed a business trip that had interrupted him just before he completed the story. However, critics have noted that The Metamorphosis is one of the few works for which Kafka actively sought publication. Since Kafka's death, critical interest in the novella has been considerable. In addition to the attention critics have placed on thematic analysis of The Metamorphosis, several have observed its sustained realism, which contrasts with the initially fantastic occurrence of Gregor's transformation into an insect. Many critics have also offered psychoanalytical interpretations of The Metamorphosis, seeing in the work a dramatization of particularly modern neuroses. For its technical excellence, as well as for the nightmarish and fascinating nature of the metamorphosis itself, Kafka's story has elicited a vast amount of interest, and its various problematic features continue to challenge its readers. Stanley Corngold has noted that "no single reading of Kafka escapes blindness," but that each new reading of his work encourages the study of the vast body of criticism devoted to it.
SOURCE: "Kafka's 'Metamorphosis'," in Modern Fiction Studies, Vol. IV, No. 2, Summer, 1958, pp. 143-50.
[In the following essay, Holland examines Kafka's attribution of spiritual value to realistic elements in "The Metamorphosis," claiming "the realistic details of the story are fraught with significance."]
In allegory, symbolism, and surrealism—the three genres are in this respect, at least, indistinguishable—the writer mixes unrealistic elements into a realistic situation. Thus, Kafka, in Metamorphosis, puts into the realistic, prosaic environment of the Samsa household a situation that is, to put it mildly, unrealistic: "As Gregor Samsa awoke one morning from a troubled dream, he found himself changed in his bed to some monstrous kind of vermin." Kafka's strategy does not in essence differ from the techniques of Spenser and Bunyan: though they used for the unreal elements allegorical names, they, too, set them in realistic or conventional situations. Kafka's method, while rather more overpowering, works the same way: the unreal elements, be they allegorical names or human cockroaches, set up a kind of electric field; the most trite and prosaic detail brought into that field glows with extra meaning. To read allegory is simply to "probe" this field of meaning. We can probe it only if we momentarily put aside the unreality which creates the field and measure the extra values given the realistic elements. By reading them imaginatively, we can understand the nature of the field; only then can we turn back to and understand the unreal element that created the field.
If we look first at the unrealistic elements, there is a danger that we will be dazzled and see no more, as in the usual crude reading of Metamorphosis: Samsa is a cockroach, Samsa equals Kafka, Kafka thinks of himself as cockroach, and so on. Reading Kafka that way is like seeing The Faerie Queene as a moralistic tract about temperance or Justice without realizing the rich, plastic meanings Spenser's realism develops for his allegorical names. Looking first at the realistic elements and their extra values avoids a second danger in reading allegory: substituting abstractions for the realism of the story. Kafka's meaning, as Mr. Elíseo Vivas points out, "is something not to be better stated abstractly in terms of ideas and concepts, to be found beyond the fable, but within it, at the dramatic level, in the interrelationships . . . among the characters and between them and the universe."
If, momentarily, we put aside the unreality of Gregor Samsa's metamorphosis, we can see that the story builds on a commonplace, even a trite, situation: a man feels sick and decides to stay home from work. For fully the first sixth of the story Gregor goes through exactly the kind of internal monologue any of us might if we had caught a discomforting, but not disabling, cold. "Nothing is more degrading than always to have to rise so early." "How would it be if I go to sleep again for awhile?" "I'd like to see what my boss would say if I tried it; I should be sacked immediately." "What a job I've chosen . . . To hell with it all!" Job, employer, and employee are the core of the realism of Metamorphosis', not unnaturally, they form the heart of the allegory as well.
Metamorphosis has three parts, each marked by Gregor's emerging from his bedroom into the Samsa's dining-room and then retreating. The first part of the story tells of Gregor's metamorphosis and of his job. In the second part, Gregor's father goes back to work for the first time since the failure of his own business five years before. In the third part, Gregor's mother and sister go to work, although Gregor had hoped to send his sister to the conservatory, and the family takes in three lodgers, employers, as it were, in the home. After Gregor's death, in the third part, the lodgers are thrown out, and the Samsas write three letters of excuse to their three employers, and take the day off. Only by reading imaginatively the passages that deal with employers, employees, and jobs, can we see the extra meaning Gregor's metamorphosis gives to these elements.
Gregor, a traveling salesman who sells cloth, says of his boss: "That's a funny thing; to sit on a desk so as to speak to one's employees from such a height, especially when one is hard of hearing and people must come close! Still, all hope is not lost; once I have got together the money my parents owe him—that will be in about five or six years—I shall certainly do it. Then I'll take the big step!" Gregor muses about the firm:
Why was Gregor, particularly, condemned to work for a firm where the worst was suspected at the slightest inadvertence of the employees? Were the employees, without exception, all scoundrels? Was there among their number not one devoted faithful servant, who, if it did so happen that by chance he missed a few hours work one morning might have found himself so numbed with remorse that he just could not leave his bed?
After Gregor's metamorphosis, his father goes to work for a bank. "By some capricious obstinacy, [he] always refused to take off his uniform even at home . . . as if to keep himself always ready to carry out some order; even in his own home, he seemed to await his superior's voice." Gregor's mother "was killing herself mending the linen of strangers, the sister ran here and there behind her counter at the customers' bidding."
The three lodgers whom the family takes in "were very earnest and serious men; all three had thick beards . . . and they were fanatically tidy; they insisted on order, not only in their own room, but also, now that they were living here, throughout the whole household, and especially in the kitchen." Gregor's mother brings them a plate of meat in the dining room. "The lodgers leaned over it to examine it, and the one who was seated in the middle and who appeared to have some authority over the others, cut a piece of meat as it lay on the dish to ascertain whether it was tender or whether he should send it back to the kitchen. He seemed satisfied, however, and the two women, who had been anxiously watching, gave each other a smile of relief."
These descriptions are ambiguous, even cryptic—but not in themselves unrealistic; the pallor of unreality is cast by the impossible metamorphosis always present to our minds. The description of Gregor's boss has breadth enough to apply not just to a petty office tyrant, but even to an Old Testament God. Indeed, the reference to the high desk echoes the Old Testament metaphor of the God "most high" who yet can "hear" us: "Though the Lord be high, yet hath he respect unto the lowly" (Ps. 138:6); "The Lord's hand is not shortened, that it cannot save; neither his ear heavy, that it cannot hear: But your iniquities have separated between you and your God, and your sins have hid his face from you, that he will not hear" (Is. 59:1-2). Read this way, the debt that Gregor assumed for his parents and must pay resembles original sin. Only after he has expiated the sin-debt can he "take the big step" toward freedom.
The description of the "firm," with its atmosphere of universal guilt and punishment, also hints at original sin: "A faithful man who can find?" (Prov. 20:6). Gregor and his fellow-workers are treated like the evil servant whose lord "shall come in a day when he looketh not for him, and in an hour that he is not aware of, and shall cut him asunder, and appoint him his portion with the hypocrites: there shall be weeping and gnashing of teeth" (Matt. 24:50-51). Gregor is indeed cut off from men; he gets his "portion" of garbage from his hypocritical family, and one evening when he eavesdrops on the three lodgers eating: "It seemed curious to Gregor that he could hear the gnashing of their teeth above all the clatter of cutlery." The lodgers themselves, "very earnest and serious," "fanatically tidy," resemble gods. Frau Samsa's submitting a plate of meat to them is almost like making a burnt offering to some very choosy deities:
"Your burnt offerings are not acceptable, nor your sacrifices sweet unto me" (Jer. 6:20).
The fact that employers come in threes after the metamorphosis hints at a shift from Old Testament to New like that of "In the Penal Colony"; more immediately, however, it suggests that each member of the family has to take up a share of the burden of subservience that Gregor had borne alone before. Thus, Gregor had proudly brought home cash as a traveling salesman for a cloth concern. His job is now broken into its separate components. His father goes to work for a bank: he now wears the special clothes and acquires Gregor's pride in supporting the family. His mother deals with the cloth, "the linen of strangers." His...
(The entire section is 3664 words.)
SOURCE: "Kafka's 'Metamorphosis' as Death and Resurrection Fantasy," in The American Imago, Vol. 16, No. 4, Winter, 1959, pp. 349-65.
[In the following essay, Webster offers a psychoanalytic interpretation of The Metamorphosis as a tale of death and redemption.]
Kafka's Metamorphosis has fascinated many readers who respond to it on an unconscious level of apprehension rather than on a level of conscious understanding. The tale is as weird as many a nightmare they have had, and as strangely, even humorously disturbing. Here are the eternal ones of the dream or the archetypal constructs of the unconscious subjected to the secondary elaboration and...
(The entire section is 6070 words.)
SOURCE: "Kafka's Metamorphosis and Modern Spirituality," in Tri-Quarterly, No. 6, 1966, pp. 5-20.
[In the following essay, Greenberg examines The Metamorphosis as the dying lament of a spiritually vacant modern man.]
The mother follow'd, weeping loud,
'O, that I such a fiend should bear!'
In the Middle Ages it was the
temporal which was the inessential
in relation to spirituality; in the
19th century the opposite occurred:
the temporal was primary and
the spiritual was the inessential
(The entire section is 9368 words.)
SOURCE: "The Struggle of Vermin: Parasitism and Family Love in Kafka's Metamorphosis1," in Ball State University Forum, Vol. IX, No. 1, Winter, 1968, pp. 23-32.
[In the following essay, Friedman discusses themes of guilt, dependency, and parasitism in The Metamorphosis.]
The basic motif in Franz Kafka's life and work is guilt, and the search for freedom from guilt. Indeed, the circumstances of his biography seem to have conspired in insuring that this would be so.
He was born in 1883 in Prague, Czechoslovakia, which was then part of the old Austrian Empire, a large and ungainly assortment of nationalities...
(The entire section is 5738 words.)
SOURCE: "Kafka's Die Verwandlung: Metamorphosis of the Metaphor," in Mosaic, Vol. 3, No. 4, Summer, 1970, pp. 91-106.
[In the following essay, Corngold analyzes Kafka's literalization of metaphorical language in The Metamorphosis.]
To judge from its critical reception, Franz Kafka's The Metamorphosis (Die Verwandlung) is the most haunting and universal of all his stories; and yet Kafka never claimed for it any particular distinction. His comments on the story in his letters and diaries are almost entirely negative. "A pity," he wrote to Felice Bauer on December 6, 1912, "that in many passages in the story my states of exhaustion and other...
(The entire section is 7250 words.)
SOURCE: "The Metamorphosis: Kafka's Study of a Family," in Modern Fiction Studies, Vol. 23, No. 4, Winter, 1977-78, pp. 578-86.
[In the following essay, Cantrell examines the Samsa family in light of the work of psychiatrist R. D. Laing, focusing on "the relationship between the strange and the ordinary aspects of family life. "]
Critical discussions of Kafka's The Metamorphosis have long been based on the questionable assumption that the Samsa family's judgment of Gregor, the son, is accurate. In fact, literary critics have been nearly as severe and unanimous in their condemnation of Gregor Samsa as is the Samsa family itself. "When Gregor first...
(The entire section is 4659 words.)
SOURCE: "The Repressed Grandiosity of Gregor Samsa: A Kohutian Reading of Kafka's Metamorphosis," in Narcissism and the Text: Studies in Literature and the Psychology of Self, edited by Lynne Layton and Barbara Ann Schapiro, New York University Press, 1986, pp. 192-212.
[In the following essay, Bouson views Gregor Samsa's character in terms of the theory of narcissistic personality disorder put forth by noted neurologist and psychiatrist Heinz Kohut, a recognized authority on the subject.]
Why is Gregor Samsa transformed into an insect? Readers have long asked this question. Does it reflect, as some critics argue, his moral or spiritual defects? his extreme...
(The entire section is 8273 words.)
SOURCE: "Transformation of Criticism: The Impact of Kafka's Metamorphosis" in The Dove and the Mole: Kafka's Journey into Darkness and Creativity, edited by Moshe Lazar and Ronald Gottesman, Undena Publications, 1987, pp. 13-34.
[In the following essay, Beicken surveys contemporary criticism of The Metamorphosis.]
The history of Kafka criticism appears to be a history of controversy. At the center of these critical combats is a writer about whom Ralph Freedman once remarked: "Kafka's obscurity is mirrored in the confusion of his critics."1 Indeed, Kafka's quintessential mode of writing and representation seems to be responsible for what the critics...
(The entire section is 9506 words.)
SOURCE: "Transforming Franz Kafka's Metamorphosis" in Signs, Vol. 14, No. 3, Spring, 1989, pp. 651-67.
[In the following essay, Straus offers a feminist reading of The Metamorphosis that explores the central importance of Gregor's sister, Grete Samsa, in the work.]
In 1977 there were already ten thousand works on Franz Kafka in print,1 nearly all of them written by men. The reasons for scholars' interest in Kafka, particularly his short masterpiece, Metamorphosis, reflect a recognition on the part of students of religion, philosophy, psychoanalysis, political and social criticism, Marxism, and literature that Kafka's work is...
(The entire section is 7049 words.)
SOURCE: "Competing Theories of Identity in Kafka's The Metamorphosis," in Mosaic, Vol. 23, No. 4, Fall, 1990, pp. 23-35.
[In the following essay, Sweeney evaluates the tensions of dualist, materialist, and social-constructionist theories of identity represented in The Metamorphosis.]
Although The Metamorphosis begins with Gregor Samsa finding "himself changed in his bed into a monstrous vermin," the transformation is at this stage psychologically incomplete, enabling Kafka to conduct a philosophical exploration of the nature of self, personhood and identity. Given the nature of the inquiry, it is significant that instead of providing a monologic...
(The entire section is 6077 words.)
SOURCE: "Semiotic Excess, Semantic Vacuity and the Photograph of the Imaginary: The Interplay of Realism and the Fantastic in Kafka's Die Verwandlung," in Deutsche Vierteljahrs Schrift für Literaturwissenschaft und Geistesgeschichte, Vol. 65, No. 2, June, 1991, pp. 304-17.
[In the following essay, Murphy discusses Kafka's mingling of modes of realistic and fantastic representation in The Metamorphosis.]
"Nature hath no outline
but Imagination has"
True to the peculiar hermeneutics associated with his literary works Kafka's poetological...
(The entire section is 6137 words.)
SOURCE: "Making and Breaking Meaning: Deconstruction, Four-level Allegory and The Metamorphosis," in The Midwest Quarterly, Vol. XXXV, No. 4, Summer, 1994, pp. 450-67.
[In the following essay, Ben-Ephraim probes the allegorical meanings of The Metamorphosis while acknowledging that the work "validates contradictory readings that cancel coherent interpretation."]
From Quintilian to Angus Fletcher critics have noted allegory's doubled significance; "twice-told," but many times understood, allegory invariably means more than it says. To supplement meaning, allegory characteristically enfolds abstract significance in narrative images. These suggestions...
(The entire section is 5720 words.)
Corngold, Stanley. The Commentators' Despair: The Interpretation of Kafka's 'Metamorphosis.' Port Washington, N.Y.: Kennikat Press, 1973, 267 p.
Critical bibliography of The Metamorphosis preceded by a structural and symbolic analysis of the work. Corngold surveys and summarizes various interpretations of Kafka's novella.
Angus, Douglas. "Kafka's Metamorphosis and 'The Beauty and the Beast' Tale." The Journal of English and Germanic Philology LIII, No. 1 (January 1954): 69-71.
(The entire section is 796 words.)